MOSCOW'S VIEW ON VICTORY IN GENERAL NUCLEAR WAR

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP05S00365R000500080001-2
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RIPPUB
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S
Document Page Count: 
6
Document Creation Date: 
December 22, 2016
Document Release Date: 
June 14, 2012
Sequence Number: 
1
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Publication Date: 
September 1, 1981
Content Type: 
REPORT
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Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 Vat (ontra 7-d fret NF JAV 81-003 September 1981 548 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 An NFAC Journal of Alternative Views Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 National Security Unauthorized Disclosure Information Subject to Criminal Sanctions A microfiche copy of this docu- ment is available from OCR/ printed copies from reports in either microfiche or printed form can also be arranged through OCO/[MD. All material on this page is Unclassified. STAT I STAT STAT Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05S00365R000500080001-2 Moscow's View on Victory in General Nuclear War 'P Office of Political Analysis made that evidence indicates "some Soviet lea ers hold the view that victory in general nuclear war is possible." Soviet assertions, military doctrine, and strategic programs are cited as justifying the conclu- sion, which appears in both the DCI's and the Intelli- gence Community's versions of the Estimate's key judgments. Alternative views are presented, centering on the question of what the Soviets might envisage as a victory in such a conflict. There are differing viewpoints on this issue within the National Foreign Assessment Center as well, and the following two articles express views held by analysts in the Office of Political Analysis. The first provides a succinct coun- terstatement to the Estimate judgment. The second examines one of the key items of evidence related to that judgment. If the conclusion is meant to convey the idea that some Soviet leaders may believe the USSR might prevail in general nuclear war, then it may be correct, but we cannot conclude from evidence that this is so. The same conclusion about the possibility of victory could be reached by Soviet analysts about US leaders, although the US defense programs, doctrine, and assertions that could be cited as evidence would be different. Even if it is correct, the important analyt- ical question is what do Soviet leaders believe are conditions that would permit victory and whether they believe such conditions exist or could be developed. The opinion held by Soviet leaders about the efficacy of Soviet military capabilities and programs would be highly relevant evidence on this point, but we have no reason to believe that their judgment is such that they believe US leaders will be unable or unwilling to use US capabilities effectively. Soviet leaders see military forces and programs as necessary for a variety of policy aims and contingen- cies, but not as sufficient to achieve victory in general nuclear war. They build forces, particularly strategic nuclear forces, in the first instance to deter nuclear attack on the USSR and in the second to enable the USSR to fight a nuclear war as effectively as possible and thus give the USSR the best chance, conditions permitting, of prevailing. Thus, they prepare forces to fight in a nuclear environment and will try to "win" if general nuclear war comes (though what they consider "victory" in such circumstances is not known). They may envisage theoretical possibilities of victory-for example, if US leaders were to lose their nerve or give up. It remains to be demonstrated, however, that this approach to dealing with a contingency rests on a real expectation or belief on the part of the Soviet leaders that their current or planned forces, by virtue of their size or characteristics, are capable of forcing a mili- tary victory over the United States in general nuclear war. Soviet leaders are still committed to the worldwide "victory" of their political system and have at times maintained that even a nuclear war would not neces- sarily deny them this goal. But they rest whatever hopes they may have of prevailing in such a war on political, social, economic, and ideological strengths as much as on military ones-the same combination of factors that they think would enable them to prevail in the absence of such a war. Statements by top Soviet leaders over the years have explicitly argued against the notion that general nuclear war could serve any rational policy aim for any state. Achieving victory, they argue, certainly cannot be counted upon. The most probable way Soviet leaders envisage their strategic nuclear forces contributing to victory in a major military conflict would be by Reprinted from USSR and Eastern Europe Review, 23 July 1981. 25X1 CoN TIIf~ 9/10 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05S00365R000500080001-2 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 deterring US strategic nuclear forces and thus avoid- ing general nuclear war, while other Soviet forces prevail in other kinds of conflict in Eurasia. Although the difference of view between the judg- ment expressed in the Estimate and the argument presented in this article may appear abstruse, its implications for US policy are potentially significant. To impute incorrectly a belief in the possibility of victory in general nuclear war to Soviet political and military leaders could, for instance, lead US policy- makers to be overcautious in a future crisis or to foreclose certain policy options unnecessarily because they overestimated the boldness of the Soviet leaders. The above article is Secret. Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 Rereading Marshal Ogarkov's 1980 "Victory" Statement With Soviet Eyes Soviet President Brezhnev's ringing assertion in Kiev on 9 May that "the means of mass annihilation have now acquired such a scope that their use would put into question the existence of ... the whole of modern civilization" came as no surprise to Western ears. This statement has been an official Soviet position since at least Brezhnev's Tula speech in January 1977. It was reiterated most recently in an article in the main party theoretical journal by Soviet General Staff Chief Ogarkov. Soviet spokesmen claim that their public statements regarding the possibility of victory in general nuclear war have two aims. First, they correct an allegedly widespread and potentially dangerous misunderstand- ing in the United States of Soviet thinking on this question. They further assert that this misunderstand- ing derives from outdated Soviet military writings of the 1960s, such as Marshal Sokolovsky's Military Strategy. Second, they give the lie to allegedly willful US distortions of the views of Soviet leaders by placing Moscow's "true" views prominently on the public record. As part of the Soviet campaign to counter such reputed misunderstandings or distortions, some Soviet Americanologists have recommended that US offi- cials consult such important "contemporary expres- sions" of the Soviet position as an article on military strategy which appeared last year under Marshal Ogarkov's name.' Precisely this article, however, with Reprinted from USSR and Eastern Europe Review, 13 August 1981. : N. V. Ogarkov, "Military Strategy," Soviet Military Encyclope- dia, vol. 7, 1980, pp. 555-565. its discussion of the "objective possibilities" for achieving victory in nuclear war, appeared to many US readers to arouse or confirm their worst suspicions about Soviet intentions. Probably nothing better illustrates the perceptual divide separating the United States from the Soviet Union than the fact that the very article they recom- mend as an antidote should have had exactly the contrary effect. To explain this irony, we have to reread the pertinent Ogarkov passage with Soviet rather than American eyes: At the foundation of Soviet military strategy lies the proposition that the Soviet Union, based on the principles of its policy, will not employ these (nuclear) weapons first. It is also opposed in principle to the use of weapons of mass destruction.... Soviet military strategy proceeds from the fact that if a nuclear war is foisted upon the Soviet Union, then the Soviet people and their armed forces must be ready for the most severe and prolonged trials. In this case, the Soviet Union, and the fraternal socialist states, in comparison to the imperialist states, will have definite advantages stemming from the just goals of the war, and the advanced nature of their social and state systems. This creates objective possibilities for them to achieve victory. For the realization of these possi- bilities, however, the timely and many-sided prepara- tion of the country and armed forces is necessary." It is noteworthy that the two objective conditions he cites for the possibility of achieving victory in nuclear war are "social" ones: the force of a just cause, and the inherent superiority of the Soviet (and "socialist") state and social order. Also, although Ogarkov is explicit regarding the necessary social conditions for Secret c~A1TQA Q1RI Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2 the possibility of achieving such a victory, he does not say that these conditions are both necessary and sufficient for its actual attainment. He indirectly acknowledges that there are other conditions that would have to be considered in any full discussion of the conditions permitting victory. Thus, the conclu- sion of the statement in question hints at more "practical," but still not necessarily adequate, re- quirements: "For the realization of these possibilities, however, the timely and many-sided preparation of the country and armed forces is necessary." Ogarkov does not enter into a discussion (nor would he be expected to) of such practical matters as adversary capabilities, or of what "victory" in nuclear war would look like in political, military, or even gross physical terms such as numbers of casualties or economic costs. As is traditional in Soviet declaratory statements of military doctrine, he subordinates his comments on military issues to his political responsi- bility. His intention is to approach the frontier of his professed subject matter-actual Soviet military strategy-but not to profane this strategy by reveal- ing it in a public, political forum. Thus, Ogarkov's intention in raising the issue as he does is consciously limited. He is reminding the primary addressees, the Soviet people and armed forces, that their cause is just, that the historical forces shaping world events and social orders favor the USSR, and that the possibilities for achieving victory can be actualized if they are prepared. He is also, in effect, saying that the USSR harbors the "objective possibilities" for victory only in potentia. The implied emphasis is on the transition from "objective" possi- bilities for conditions to those that are both "objec- tive" and "subjective," that is, realized by the Soviet people and the armed forces. In the idiom of the Soviet theoretician, Ogarkov is advising his careful readers that only what is simultaneously both "objec- tive" and "subjective" is not merely theoretically true, but also practically existent. On the basis of such an interpretation, Soviet com- mentators concluded that Ogarkov had discussed this question on a purely theoretical plane, exclusively in terms of the social advantages accruing to the "social- ist" states. Thus, they have professed to non-Soviet interlocutors that they find his formulation cautious and unspectacular. When some Americans saw it as confirming that some Soviet leaders believe in the possibility of victory in nuclear war, they sprang to defend their interpretation of Ogarkov's words. That defense took the form of an attack upon the United States for allegedly calculating its own military ad- vantage in terms of the concrete effect on precise military, economic, and administrative targets of ac- curate missiles designed to ensure victory in nuclear war.3 In defending their interpretation of Ogarkov's state- ment, Soviet commentators are careful not to argue by denying that what he said publicly is a true reflection of what, or all that Ogarkov believes. To do so would not only be impolitic, it would be undemon- strable and unconvincing. Nor do they enter into what would be a futile shouting match with American military experts about the true or.ultimate purpose of Soviet military practice. Soviet commentators know that their official line proscribes public assertions that the USSR will win a general nuclear war with the United States. They are thus confident that no objective analysis of Ogarkov's "Military Strategy" article can unearth what its author meant to conceal: namely, what he as a professional military officer "really" thinks about the USSR's prospects for victory. Therefore, they essen- tially try to demonstrate that Ogarkov's US critics fill his prudent silences on this question with expressions of fears that arise in the context of the US domestic debate. In the final analysis, the difference between US and Soviet interpretations of Ogarkov's remarks appears to be rooted in a more fundamental gap in their calculations of the relationship between open declara- tions of intent and political and military advantage. While in the United States it is believed that deter- rence credibility is furthered by public declarations of US military capabilities and resolve, in the USSR silence is held to be a better bastion than speech. ' See, for example, Lev Semeyko, "Strategic Illusions," Novoye I Vremya, 12 December 1980 25X1 Secret 20 Declassified in Part - Sanitized Copy Approved for Release 2012/06/14: CIA-RDP05SO0365R000500080001-2