HEADQUARTERS RECORDS REVIEW

Document Type: 
Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP10T01930R000600120006-5
Release Decision: 
RIPPUB
Original Classification: 
K
Document Page Count: 
7
Document Creation Date: 
December 22, 2016
Document Release Date: 
September 13, 2012
Sequence Number: 
6
Case Number: 
Publication Date: 
June 29, 1981
Content Type: 
MEMO
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PDF icon CIA-RDP10T01930R000600120006-5.pdf505.9 KB
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OIS Registry I Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 r I e/1. 2 9 JUN 1981 arc 121; Air - fici'leiA# MEMORANDUM FOR: Deputy Director for 'Administration FROM: Thomas H. White Director of Information Services SUBJECT: Headquarters Records Review Harry: 1. Attached is the proposed DDCI memorandum we have discussed which formally initiates the headquarters records review. Also attached is a - memorandum for your signature forwarding the DDCI memorandum to Adm. Inman for approval. After the DDCI memorandum is distributed, we will be preparing for your signature an implementing memorandum to the other Deputy Directors and Heads of Independent Offices, as well as to the DDA Office Directors. In addition, we will be submitting for your signature a Headquarters Notice informing Agency employees of the records review requirement. For your background below is a run down of where DDA Offices stand vis-a-vis records management. 2. Within the DDA, the Office of Communications is furthest along on the work involved in the review. That office has been performing a records review based on the current items in its 1977 records control schedule, and has submitted to us for coordination and approval an overall revision to that schedule. OL accomplished a 10 percent reduction in its headquarters holdings last year, and we have been assisting them in improving some of their records ,systems.- ODP-is well-along in setting up-a full-scale-records-management- program for the first time and this process includes the actions necessary for the review. OF has submitted to us informally updates to several of its schedule items. 3. OIS still has much work to do to bring its records into alignment with our structure as an Office, and we will be working on the ODDA schedule to split off the records that were included when ISAS and IPD were part of the DDA staff, as well as make updates necessary to reflect other organizational changes such as the transfer of History Staff and the merger of Budget Staff into the new Management Staff. We recently have approved several updated items in the OS schedule, and we are just beginning to work with them on reviewing records in preparation for the OS move from Headquarters Building next year. We also need to begin working . with OTE and OMS on updating their records schedules and with all offices on tying their filing systems in with the schedules. /s/ Tom Thomas H. White Attachment: As stated Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 (IS Registry Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 'STAT STAT MEMORANDUM FOR: Deputy Director of Central Intelligence FROM: SUBJECT: Harry E. Fitzwater Deputy Director for Administration Headquarters Records Review 1. Action Requested: Approval of a memorandum to senior Agency officials, initiating an Agency-wide project to review our headquarters area holdings of paper and other hard copy records and, where possible, to reduce them. 2. Background: a. Records are taking up too much headquarters office space. Moreover, the Agency Archives and Records Center (AARC), to which components retire records from headquarters, may run out of space within the next five years to store these records at present rates of accumulation. In addition, to avoid excessive expenditures for replacement of non-secure safes, we must reduce our records so they will fit into existing secure safes. This is especially important as components continu to move from Peadnuartla rs Building into outlying locations such as ? b. The requirement to review headquarters records holdings was orginally established as part of a long-term records review program by the Acting DDCI, John F. Blake, in his 29 July 1977 memorandum to the Deputy Directors and Heads of Independent Offices (attached). This requirement should be given current policy - emphasis in view of the manpower resources involved and the need for Agency managers to make time available to properly accomplish the task. We must begin to take action now to ensure that Agency recordkeeping practices remain in compliance with Federal laws governing the maintenance and disposition of records and thus avoid a more serious and labor-intensive effort in the future. 3. Recommend2tion: That you sign the attached Memorandum, subject: Headquarters Records Review. . Attachments: As stated Har - Fitzwater Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 inn: raTistrVI I Declassified in Part - Sanitized 'copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 1? 2 9 JUL 1977 , NEMOPADUM FOR: Deputy Director for Intelligence Deputy Director for Operations Acting Deputy Director for Administration Deputy Director for Science and Technology Acting Deputy to the DCI for the Intelligence Conlaunity Deputy to the DCI for National Intelligence Office of General Counsel Office of Legislative Counsel Office of Inspector General Office of the Comptroller FRO14: John F. Blaike, Acting Deputy Director of Central Intelligence SUBJECT: ? Innlementation. of Records Control Schedules REFERENCE: Mo from DCI to DD's and }cads of Ind. Offices dtd. 20 April 76; subj: Disposition of Agency Records ? 1. The Agency has co?.pleted updating the 22 Directorate and Coolponent records control schedules and has submitted then to the National Archives and Pecords Service for approval by the Archivist of the 'United States. Thus far nine schedules have been approved, and the schedules of the DDI and DDO are expected to receive approval in the next two weeks. The next step in the process of bringing Aoency records practices into compliance with requirements of the law is the implementation of these approved schedules. 2. The new schedules clearly identify, for the first tine, permanent Agency records and generally reduce retention periods for non-permanent records. These requirements rust ROW be applied to the 19,810 cubic feet of records in the Agency Archives and the D0,4S4 cubic feet in the Aooncy Records Center. Reviewing and screening, as well as docu- ;nenting where necessary, the naterials in the Agency Archives and Records Center will require the expenditure of tine and resources by offices throughout the Agency, but it is a job Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 ?A ? ( Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 that trust be done now. The screening process also is necessary tef prepare the earliest permanent Agency records for the tietiassification review which will begin in SentelTber. 3. To accomplish the tush of implepen.ting the new schedules preparing for the declassification review, the Agency Records Management Officer has established the following priorities-: a. The 19,310 cubic feet of records in the .Agency Archives laust be reviewed, screened, and properly documented (in some cases documentation describing the records from the late 401s and early MI's is non-existent and must 'oe prepared now). Temporary records which require continued -retention must be prepared for transfer to the Records Center, while those temporary records approved. for disposal must be prepared for destruc- tion. The l offices responsible for the various collecons in the Agency Archives must assign both professional and clerical resources as necesssry to complete this tasl: expeditiously. it- Records Center personnel must identify the twporary records in the ecords Center now eligale for disposal based upon audit trails prepased by responsible 1,eency conponents. A-epro- ? prialla, forms will be initiated by Records Center persetrael to authorize destruction of these records, as tcela as the records in Agency Archives which tave-teen identified for disposal as described above. These forms will then be submitted to the _corepo.t and, where necessary, to the Office of General. Counsel and the AF.ency Records ?-7enagem.e..nt Officer for approval. c. All permanent records now deposited in the Records Center must be reviewed, screened, and propexity documented. Where required by the new schetlule.s, these permanent records will be trans- ferred to the Agency Archives. The 234,953 cubic feet of records main- tained in office areas must also be reviewed to e;eteleihee. which series must be destroyed and which ?;lust be transferred to the Agency Archives and Records Center in accordance with the approved schedules. Additionally, all _Agency files rust be specifically identified with the item in the records. control schedule that provides instructions for their ultimate disposition. This identification .be. recorded directly on each file or annotated On ea & file index. Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 A ?k Declassified in Part- Sanitized Copy Approved forRelease2012/09/13 : CIA-RDP10T01930R000600120006-5 ? 4. All records identified for destruction through the efforts of a., b., and d. above are subject to inspection, by the Senate. Select Conmittee on Intelligence before the . actual destruction Occurs. To this end a destruction holding. area has been identified at the Archives and R4?cords Center building where these records will be held pending inspection. S. Procedural guidelines for these disposition reviews will be furnished by the Records Administration .Branch,- ISAWODA, Guidelines for the declassification review will be furnished by the Records .Review Branch, ISAS/MA, Questions on implementing the disposition and declas- sification requirements -should be addressed to either these two offices as appropriate. . . ? 6. As all Agency components complete this process of review-, ?documentation, and declassification, Agency records will be brought into compliance with current. requirements established by law, Executive Order, and the Congress. ? - Properly documenting Agency records also will pay dividends. by facilitating information retrieval and avoiding future. "surprises" such as the recent surfacing of records that were previously reported asbeing non-existent. ' STAT STAT Is/John F. Blake, John r. Bla'ke Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 ?7- , ? ? . -Y. , ?t,"? Declassified in Part- Sanitized Copy Approved forRelease2012/09/13 : CIA-RDP10T01930R000600120006-5 L; I:11 1981 9 - la'MRANDUM FOR: Director, lnteliigence Community Staff Director, Nation:11 Foreign Assessment. Center Deputy Director for Administration Deputy Director- for Operations ? ? Deputy Director for Science and Technology Comptroller General Counsel -Inspector General - Director Of Personnel Director of Policy and Planning Director, Equal Employment Opportunity Executive Secretary FROM: Deputy Director of Central Intelligence SUBJECT: " Headquarters Records Review xecutive Registry ? 1. This 111W(MITICalill sets forth requirements for reviewing, our holdings of paper and other hard copy records in headquarters area buildings, and establishes a schedule for carrying out this review. 2. The Agency began a long-term program in 1976 to disnose of unneeded records, improve 'the retrieval of those retained, an generally. make our records more usable. Through the efforts of records managemeA officers and many other personnel, the-first stages of this progra:',..--preparng. records .control schedules and.applying the schedules at the Agency. ? : Archives and Records Center (AARC)--are. essentially ample-Led. Asa result, our records holdings at AARC are 25 percent below the 1977 level, and computer systems a)re now aiding in retrieving the records that remain there. 3.- ? It. is now time to complete this program with the 225,000 cubic feet of records in headquarters area buildings. This headquarters records review will involve updating the records control schedules, as required SI-AT annually in any case by.. with a. view to further reducing . the retention time Of temporary records. It also will involve 'destroying many of these records, or in some cases transferring- them to ARC, in accordance with the reduced retention periods.. It will include improving Agency filing systems and tying?the filing systems directly to. the schedules, . thus avoiding the need for large-scale review in the future. It also will Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5 include reviewing our large collections of permanent records and asking the National Archives and Records Service (MARS) to reappraise them in order to reduce permanent holdings, where appropriate through sampling or other means. 4. The headquarters records review is a major undertaking, requiring the efforts of many people to perform the surveys and make the necessary decisions. It will require Agency employees to make time available so that component and directorate records manageMent officers_ can work with those 1110s.t knowledgeable of the information needs, work flow, and records content of each office. The benefits in terms of space savings and improved access to information will be well worth the effort. ? 5. Please initiate action to conduct the headquarters records review in accordance with the following schedule: STAT a: By 31 August 1981 develop detailed component plans, down to the branch level, for carrying out the review. b. By 28 February 1982 update the records control schedules, including reappraisal of permanent records and of the retention periods for temporary records. c. By 31 May 1982 destroy temporary records due for disposal under the updated records control schedules, and transfer to AARC the records scheduled for retention there. & By 30 S ii 982 establishnew filing systems in. _ accordance with. Files. Management (now in preliminary coordination). The filing systems will identify each file with the records control schedule instructions governing its ultimate. disposition:. ? conjunction with.thedevelopment of directorate and conyonent plans,. the Deputy Director for Administration (DDA) will, provide, ? by ? ? ? Separate memorandum, detailed instructions for conducting the review. i In addition, a Headquarters Notice will be published informing Agency employees of the records review requirement. Deputy Directors and Heads of Independent Offices may request exception to the above deadlines, where necessitated by special circumstances in a particular component, by memorandum addressed to the DDA, 7. Monthly progress reports from each directorate and from the DCI Area are to be submitted to the DDA beginning with the month of August 1981. Questions or requests for assistance may be directed to the Agency Records Management Officer, Records Management DiviOon Office of Tnformati n SI-AT Services, DDA, 1236 Ames Building, extension Is/ 13. 11 Inmal B. R. INMAN Admiral, U.S. Navy Declassified in Part - Sanitized Copy Approved for Release 2012/09/13: CIA-RDP10T01930R000600120006-5