REPORT ON STATUS OF AGENCY RECORDS PROGRAM DISPOSAL AND RECORDS CENTER OPERATIONS

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Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP70-00211R000500200081-4
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RIPPUB
Original Classification: 
S
Document Page Count: 
8
Document Creation Date: 
January 4, 2017
Document Release Date: 
July 14, 2006
Sequence Number: 
81
Case Number: 
Publication Date: 
June 30, 1963
Content Type: 
REPORT
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PDF icon CIA-RDP70-00211R000500200081-4.pdf740.65 KB
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Approved For Release 2006/07/18EGIETDP70-00211R000500200081-4 Report on Status of Agency Records Program Disposal and Records Center Operations I.a13.7201T013 To improve the quality of Agency records, control e ijantity and provide adequate storage space for the inactive, permanent and vital records of the Agency, indefinitely. II. APPROACH 1. The bead of each agency is required. by the Federal Records Act of 19,04 Public Lew 754? "to establish a continuing program for the economical and efficient management of his agency's records". 2. The Agency General Counsel has rendered an opinion that this law is applicable to our records and we are complying with it and the regulations pursuant to it. 3. The Agency Records Management Program is outlined in Regulation It covers the life cycle of records.: a, Creation - Forms; Reports; Correspondence b. Maintenance - riling Systems; Filing Equipment and Supplies c. i4sposition - Inventorying, Scheduling and Disposing of Records; Records Center Operations and Vital Records The accomplishment of our objectives requires an active program in all program elements because of their inter-skationship. Quality improvement requires the management of reports, forma, correspondence and filing systems. Related to quality are the systems and procedures that produce the records and provide for the evaluation and selective determination of vital and permanent documents. Quantity Control includes the preparation, use and maintenance of Records Control Schedules and Vital Records Deposit Schedules. This report is concerned primarily With the Disposition and Records Center phases of Records Management. III. STATUS OF RECORDS DISPOSITION I. All records in the Agency have been inventoried by volume and on 30 June 1963 there were 163,221 cubic feet on hand in Agency Offices. See Exhibit 411 - Records In Headquarters Offices At bad of Each Fiscal Year. MOIR CDF Pages _1-4, 6, 7 Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 25X1 Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 2. Records Control Schedules have been ;Tapered for 95.4% of all headquarters records. These schedules are the principal manage- ment tools for control of the disposition of agency records. They show: a. Description of records and how filed b. Volume - number of cubic feet c. Disposition - destroy In office; retire to records center and destroy later or keep there permanently 3. Vital Records Deposit Schedules have been prepared for all Agency offices; they identify essential agency records, indicate when they should be transferred to the Center and how long they should be kept there. 4. Control over the transfer of all records to the Center is through Records Control and Vital Records Deposit Schedules. The Chief, Archives and Records Center has been instructed not to accept any records unless they are scheduled and the disposition in- struction specify how long they will be kept. See fthibit #2. 5. Meat Agency offices are following the instructions in their schedules by: a. Transferring inactive records to the Center. From 190 to 30. June 1963, Agency offices transferred 136,218 cubic feet. See Exhibit f3 - Cumulative Receipt and Disposition of Records. b* Destroying records at Headquarters - 110,479 cubic feet were destroyed from 1957 to 1963. See Exhibit i4 - During the lest four fiscal years, headquarters offices have destroyed more records than they sent to the Center. 6. The permanent records of the Agency are now approximately 5.2$ of the total as compared to 2 1952. According to the Hoover Commission 26% of all Federal Records were permanent in 19,40 and today the National Archives and Records Service of GSA reports this has been reduced to 24%. Recent schedules prepared in the Agency reflect a continued downward trend in the percentage of permanent records. Our experience in the DDS&T Area for example, shows that only Sof their records are permanent. 7. The total Agency records holdings in office space have remained about the same for the past three fiscal. years. See Exhibit id - Records In Headquarters. Offices at the End of Each Fiscal Year 1957-1963. At the end of the last fiscal year the 163,221 cubic feet on hand were about 3/10% less than for the Fiscal Year 1962. The reduction in total volume and the continued increase in the rate of destruction are significant; and if these trends continue a leveling-off of records accumulation in office space may have been reached. .2- Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 Approved For Release 2006/07/14:;:?: P70-00211R000500200081-4 8. The Agency constructed a Records Center at in 1955 with a capacity for the storage of I. of records at a cost of 4245,675. An addition for the storage al feet of records was built in 1958 costing 4448,22. meoymp in submitting to the Project Review Committee Action Ro. DD/8 237-57 on 28 January 1957 stated/ "The proposed expansion viii meet the foreseeable estimated. Agency needs until 1966". 9. Between 1949 and 30 Jane 1963 the Records Center has: a. Received 136,218 cubic feet of records,- the equivalent of 17,027 safes and file cabinets valuia at 49,143,399. b. Destroyed 55,371 cubic feet of records - the eciuivsient of 6922 safes and file cabinets valued at $3,364,000. Based on these records destroyed, the Records Center operations Shove saving of 42,670,096 over construction cost. 10. At the end of the fiscal year 1963, there were 800,847 cubic feet of records in the Center and 22,533 cubic feet of space were available for future use. The average annual net growth of records from 1949-1963 was 5,389 cubic feet i this included the period when the Agency records. program was in a formative stage and relatively small volume' of records were being transferred to the Center. Consequently, in my report to the DD/8 on 8 October 1963 I selected the period 1959-1963 as more repre- sentative of actual conditions over the fifteen year Records Center experience, Net Annual Growth of Conte 1959-1963 1959 - 10,473 cubic feet 1960 - 11,953 cubic feet 1961 - 10,575 cubic feet 1962 - 7,980 cubic feet 1963 - 2,801 cubic feet Based on an assumption that the average annual net growth of 8,760 cubic feet for the above years would continue, I predicted in my October report that the Center would be full in January 1966. 11. From 1 July to 31 December 1963, the net growth amounted to only 391 cubic feet as compared to 3,293 cubic feet for the same period in 1962 - a reduction of 80. This substantial change has been due almost entirely to the 5 procedural steps included in my 8 October 1963 report. Based on this six months experience, I estimate that net growth for Fiscal Year 1964 will be 1,564 cubic feet. Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 25X1 25X1 25X1 Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 IV. CQNCIIMICV Based on ouremaperience for the six rises' Years 1959 - 1964, conclude that the Records Center will be full by April 1967. v This means that we have a maximum of 15 months, until April 1965, before we once again have to consider the need to expand the present Records Center. I will submit to you early in 1965 my recommendations concerning the need for additional spelee to store agency records. In the meantime, we eill fallow through on the following ricomm. mendatione for modifying our records program to prolong indefinitely the life of the present Records Center with special emphasis being made to the agreement, outlined in Recommendation #5 to guard against the unexmected. RBCOMMENDATIONS /OR MODNYING OUR MOMS PROGRAM TO PROLOG mieteriNTTRLY THE un Or mix mmumr imam clansR. Recommendation No. 1 - Replace Paper Copy Records With Microfilm Wherever It Is Nconorniealiy Sound. On 15 NoveMber1961, I asked the Chief, CIA Automatic Leta Processing Staff, about the poseibility of microfilming 29,437 cubic feet of records in the Center for *which we had no fixed. disposition agree- ment. His estimate was 4675,000 for microfilming alone; so we did not pursue the matter. We did, however, concentrate our efforts on developing specific retention periods for this group of records and the volume has been reduced from 29,437 cubic feet in 1961 to approxi- mately 8,000 cubic feet today. The coot of microfilming one cubic feot of records is approximately 430.00; the same paper can be kept in our Records Center for about 69 years for this amount. A large amount of records are being micro- filmed. for operating purposes as well as for Vital Records. We, therefore, propose to identify these records and, by working with the Records Officers in each office, to provide for the destruction of the paper copy and the retention of the microfilm copy for as long as it is needed. We plan to recommend to all component Records Officers that any temporary records that must be retained for longer than 69 years be microfilmed, for storage. Over 80,000 reels of microfilm are stored at the Center. A survey is being made to determine if the paper copies from Which this microfilm vae made have been or can be destroyed. Preliminary identification has been made of approximately 800 cubic feet of these paper copies that can possibly be destroyed. Many of the 80,000 reels of microfilm are of poor quality and in some instances do not meet the established standards as a substitute for official records; therefore it may be necessary to eliminate the microfilm and retain the hard copy. Approved For For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 Approved For Release 2006/07/14: C ' 4111,1 kr 77p-00211R000500200081-4 Recommendation No. 2 - Conduct !motional Surveys of Agency Records. These surveys will be made in cooperation with the Component Records Officers and will be for the purpose of preparing an official Niles Plan to show where the record copy is to be filed. This files Plan will enable us to recommend the elimination of overlapping and duplication of records. Some functional areas that ve propose to survey are: project, require- ments, contracts, reporting, purchase orders, personnel and training records. An example of how a functional survey can nay off is in the Office of Logistics 'where their Records. Management Officer is conducting a survey of purchase order files. She has fOund that copies of the same records are being maintained in the Procurement, &Way and Transportation Divisions. When her survey is completed and agreement reached as to 'which Division will retain the official record copy, the Records Center will be able to destroy approximately 1400 cubic fest of records that are now being held front 4 to 11 are. In addition, valuable office space will be saved in the two Divisions that will not need to retain their files after the action has been completed. Recommendation No. 3 - Negotiate With GSA and the Agencies of the MID to Reach An Agreement For the Centralised Secure Storage of Certain Reference Records. We considered the use of the Federal Records Center for storing our records in 1533 and again in 1955, but 08A had no provision for storing classified records. This condition has been corrected and an agreement has been made with GOA for the use of a ndnimum of 5,000 cubic feet of secure storage Apace on five days notice. GSA is planning a new Records Center at Suitland? Maryland, to house 4 million cubic feet of records. Funds have been appropriated, con- struction is scheduled to start in December 1964, and occupancy is expected in Jay 1967. The Center will have ten vault areas of 100,000 cubic feet each for classified and, sensitive records storage. GSA has tentatively earmarked approximately 100,000 cubic feet of thin secure space for the MID Agencies. We plan to do a staff study proposing centralised storage of finished intelligence reference publications in this GSA facility. We will then attempt to get all USIB Agencies to agree to this centralised effort and to take advantage of the economies that can be realised by eliminating the overlapping and duplication of intelligence reference records now stored throughout the Coremnity. Mr. P. A. Borel, Chairman of copra, a committee of 11823,will propose to the Committee that they approve the GSA facility for this purpose. When approved, we can move approximately 25,000 cubic feet of Agency produced finished intelligence and related records from the Records Center. This action alone vould prolong the life of the CIA Records Center almost indefinitely. -5- SECRET Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 Approved For Release 2006/07/14: grati 0-00211R000500200081-4 Recommendation No. 4 - Develop a Comprehensive Correspondence Management Program To Control Quantity and Improve Qeallty of Paperwork. Correspondence management in a continuing program to streamline and improve our correspondence by: a. Developing style standards and procedures, b. Previa/rig form letters and pattern correspondence as substitutes for costly dictated or drafted correspondence. The results expected from correspondence management are: a. Better correspondence prepared by speedier, simpler and more economical means. b. Less payer to store in offices and in the Center. We have installed a correspondence management program on a basis, for instance: a. Prepared and issued a Correspondence HA k in 1955. It was revised atl oUbmitted to Regulations Control in August 1963. It &cad be published. b. Promoted the use of forms letters in soma offices. This should be extended throughout the Agency. c. Introduced the use of Letterex (tissue stationery with one- tine carbon attached). It speeds typing. d. Installed a Speed Letter a three-part memorandum used for informal communication between offices and/or field instal- lation on 'which messages and replies can be typed or hand- written. It is estimated that at least 8 million pieces of paper are created each year by cables, 4109sta:heel inter office memorandums and lettere. A significant portion of this paper occupies valuable office equipment and scarce office space. While a large percentage of that stored in offices is destroyed. there, a considerable volume goes to the Records Center. Recommendation, No. 5 - Develop A Comprehensive Reports Management Program to Control The Quantity of Paper Created and Improve the Quality of Documentation. Reports management is a continuing program designed to improve the qgality of reports, eliminate those not needed and assure that reports are prepared by the simplest and most economicalmeane. Approved For Release 2006/07/14: CIA-RDP70-00211R000500200081-4 25X1 Approved For Release 2006/07/14: SIENV0-00211R000500200081-4 We installed reports management programs on a limited basis in several offices in 1955. These projects were confined to the conventional, periodic progress reports prepared within them areas. Sven on this limited basis approximately 7,000 man hours were saved annoally Since 1955, the extensive use of Computers and other automatic data processing equipment has made it easy to produce more reports and create more paper. Biased on a total of 4,064,185 sets of tabulating payer used in 1963, we estimate that at least 12 million pieces of paper are being created annually by various automatic data processing methods. A significant portion of this is for production of reports. A spot check of our Records Control SeheduleaLiallicates that only a small portion of the paper produced by automatic data processing thode is kept a long time;? Waver, largo amounts of these records stored in valuable office equipment and scarce office space some of it going to the Center. An active Reports Management Program carried out by Component Records Officers with staff guidance from us will produce savings in office and Records Center apace. Recommendation No. 6 - Conduct a Spring Clean-Up Campaign The critical space situation at Headquarters, field installations and the Record* Center makes it imperative that the most efficient use be rade of available space. One way of ensuring this is to rid our offices of excess materials. It is recommended therefore that DD/8 get the endorsement of the Director for this idea and that the month of April 1964 be designated as Spring Clean-up month. The adoption of this recommendation will ensure top management support and pave the way for elimination of a Urge volume of non-current records, non-essential publications, unneeded supplies, equipment and furniture. This campaign vill require participation by all employees anti, based. on reeulte obtained by several Federal Agencies and some large business concerns we can expect significant results. 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