Clandestine Communist Organization

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Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP78-00915R000100250007-6
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RIPPUB
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S
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119
Document Creation Date: 
November 11, 2016
Document Release Date: 
July 9, 1998
Sequence Number: 
7
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Publication Date: 
July 1, 1949
Content Type: 
REPORT
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PDF icon CIA-RDP78-00915R000100250007-6.pdf7.61 MB
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Sanitized - Approved For Release : CIA-RDP78-00915R000100250 Cory No. 25X1A8a 0 FILE COMMUNISM Clandestine Communist Organization Part One The Communist Party Underground Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 TABLE 0F_CONTENTS Page GENERAL CONSIDERATIONS . . . . . . . . . . . . . . . . . 1 PART O: a: THE COIIMJNIST PARTY UNDERGROUND 8 I ORGANIZATIONAL AND OPERATIONAL PROBLEMS ? , ? . ? ? 9 A. Police and Party ? . . . . . . . . . . . . 9 1, Geographical Factors . ? , 10 2, Population Density 10 3, Politicnl Factors 10 4. 11Tass Support for Police ? 11 P3. Adaptability of Party Organization to Illegal Conditions . . . . , , . . . a ? 12 1. Organizational Continuity . ? , ? . . ? ? 12 3. Cadre Continuity , , , , ? , . ? ? , . . . . 13 Discipline and Security ? ? , . , . . . . . 14 4. Doctrine as Morale-Builder . . . . . . ? , 15 5. Attraction of Doctrine . . . . . . . . . . . 16 6. Cell System . ., . , , . , , 16 7. Backlog of Conspiratorial Experience . . fl 17 C. Organizational Problems: Adjustment to Illegal Conditions ? . 18 1. Reduction of Party Apparatus . ? , , , , . 18 a? Consolidation of Territorial organizations , . . 18 b, Reduction of staffs o ? . 18 2. The Command Function: The Triad System , 19 3. Compartmentalization a, Party and military branches . . , ? . . . 20 b. Party and auxiliary (front) organizations , ? ? ? ? ? . . . . 21 c. Party and auxiliary illegal organizations ? , . , . , . . . . . 21 d. Internal Party Compartmentalization . , , 21 1) Elimination of horizontal liaison 21 2) Restriction of contacts ? ? , , , , 21 3) Functional restrictions 21 Sanitized - Approved For Release : tIA-RDP78-00915R000100250007-6 i Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 D 'a' T Page 4. Election of Party Committees . . . . . . . . 21 Election of Central Committees . . . . ? 22 b. Territorial Party committees and electoral commissions . . . . ? 22 c. Co-optation . ? s 22 5. Party Organizations Abroad . . . . . . . . 22 a. Central Committee and Central Departments . . . . . . . . . . . . 23 b. Foreign Bureau . . . . . . . . . . . . . 23 c. Regional support centers . . . 23 d. Party organizations for emigrants ? 23 e, Special service organizations . . . . . 24 D. Operational Problems of the Party Underground. . 24 1. The Cadre Problem . 24 a. Replacement of the cadre . . . . . . 24 b. An adequate cadre reserve . . . . . . . 25 c. Ideological and practical training of the new cadre . 26 d. The protection of the illegal cadre ? . 26 2. The "Housing" Problem and Communications . ? 27 a, Internal communications . . . . . . 27 b. External communications . . . . . . . . 27 c. Reporting points for liaison personnel from abroad ? . ? 28 3. Technical Apparatus o ? ? a o ? . 28 The Security Problem . . . . . . . . . . . 30 a. Personal security 31 b. Administrative security . . . . . . . . 31 5. The Financial Problem . . 32 6. Mass Support: the Crucial Political Problem . . . . . . . . . . . . . . . . 33 a. Penetration and control of legal non-Communist parties represent- ing wort-ors and related class elements . . . . . . . . . . . . . . 34 b. Penetration and control of legal trade unions . . . . . . . . . . . . 34 c. Creation of dummy front organizations or parties 34 r Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 ii Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Page II. CASES OF CO12,UNIST PARTIES UNDERGROUND . , . . 35 A. The Bolshevik Party Underground . . , . . . ? . 36 1. Organization . . . . 38 a. The Moscow Organization . . , , . . 39 b. The Odessa Organization . . . . . . . . 40 2. Operational Problems 41 a., Security Prieasures 41 b. Technical Services 43 c. Finances 47 B. CP France Underground 48 1. Organization . . . . . . . ? . . ? . 48 a. The Party Center ? " , , 49 b, Territorial Levels . . . . . . . . . . 50 2. Technical Services . . . . . . . . . . . . ? 52 3. Security 53 .. Modification of Structure . . ? , 53 b. Compartmentalization , ? . . . . . , , . 54 C. Security Rules 54 1) Restriction of Contacts . . . . . . 54 2) Security of Meetings . . . . ? . 55 3) Safeguarding Party Records and Witerials . . . . ? . ? . ? ? , , 55 4) Personal Conduct . . . . . . . . . 56 d. Control of Cadres 57 4. Finances ? . . . . . . . . . . . . . . . . . 61 C. CP Germany Underground . . . . . . . . . . . . 63 1. Organization . . . . . . . . . . . . . . : . 63 a. Initial Confusion 64 b. The Failure of Centralized Control ? . 64 C. Decentralized Control ? . . . . 67 d. Attempt to Revive Centralized Control . . . . . . . . . . . . . . . 70 2. Security . . . . . . . . . . . . . . . . . 72 m Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 iii Sanitized - Approved Fo'r Release : CIA-RDP78-00915R000100250007-6 6y 7`,' r T1 r m Page D. CP Greece Underground 74 1. Organization . . . . . . . . ? . . . . . . 74 2, Operational Problems 78 a. Security 78 b. Communications . . . . . . ? . . ? ? . 80 1) Couriers 80 2) Press and Radio . . . . . . . . . . 81 c, Recruitment and Transport . . . . . . ? 83 d. Finances . . . . . . . . . . . . . ? 83 1) Sources of Revenue . ? ? . . 84 2) Expenditures . . . . . . . . . . . 85 E. CP Spain Underground 87 1. The Party Center Abroad . . . . . . . . . . 87 2. Organization within Spain 89 3, Other Party Organizations Abroad . . 91 F. CP Portu3al Underground . . . . . . . . . . 92 1. Organization . . . . . ? . . . . . . . . . 92 2. Security . . . . . . . . . . . . ? ? ? ? ? 95 3. Agitprop . . . . . . . . . . . . . . . . . 98 4. Communications Abroad 99 Sanitized - Approved For Releffe : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 GENERAL CONSIDERATIONS The international Communist movement has not merely survived, but has actually flourished, in the face of difficulties which have ruined political forces with less constancy of purpose and with less practical a technique. It has maintained itself as the "vanguard of the proletariat" through Tsarist and totalitarian suppression, armed intervention, two world wars, and a decade of general "bourgeois" prosperity. In large measure, Communist suc- cesses can be explained by the organizational adaptability of the Communist Party and its mastery over a mass of practical techni- clues. The Party knows what it must do and how to go about doing it, in any given circumstance. This competence was responsible in the first place for the success of the Bolshevik Revolution, and since then, for the endurance of the Party as a continuing threat to all "bourgeois" states. whatever the political climate, the, Party goes on, working openly and legally where it can, secretly and illegally where it must. It is this latter capabil- ity for "conspiratorial" work which largely accounts for the survival and success of the international Communist movement in the face of adverse conditions. The scope of the "conspiratorial" activities of the Commu- nist Party encompasses defensive and offensive purposes. As an organization of professional and practical revolutionaries bent upon the eventual achievement of revolution, the Communist Party is enveloped by an atmosphere of hostility. Realizing this, the international movement has naturally developed a system of defen- sive measures designed to protect the Party against the police,, intelligence agencies, hostile groups and the hostile public, and has been normally organized so as to keep knowledge of the most significant aspects of Party activity restricted to a minimum of individuals. For similar reasons, the Party has made it a gener- al practise to conceal as thoroughly as possible the mechanics of the political controls through which it extends its influence be- yond Party confines. The Communist Party is generally designed Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release CIA-RDP78-00915R0.00100250007-6 and able to operate under any conditions of opposition, hostility and outright suppression. It is capable of going totally under- ground when outlawed, and it is sufficiently security-conscious, even under normal conditions, to conc*al many of its "normal" activities. The "conspiratorial" practises of Communist Parties operating in hostile societies are largely defensive in nature. They are designed to preserve political and organizational gains made by the Party, rather than to advance the Party's aims fur- ther. The defensive side of the Party's conspiratorial behavior can be extensively illustrated by its organizational and opera- tional methods when proscribed. Part One of this study deals extensively with this subject -- the general patterns of under- ground organization are presented there, supplemented by de- scriptive analyses of the actual underground experience of several Communist Parties. Defensive measures are normally adopted also by Parties ' which function more or less openly and legally. "Legall' Parties give their program a maximum publication and expose a great number of functionaries as tell as parts of their organ- ization to the public eye. However, even when admitted to the political scene, the Party usually acknowledges the hostility of the society it lives in, and attempts to submerge, auto- matically and by virtue of its organizational principles, the more significant areas of Party work. Every Communist Party is a centralized and centrally- directed mechanism controlled by a comparatively small group of professional, paid and full-time functionaries -- the cadre. Within this cadre-hierarchy the functionaries at national head- quarters occupy the central position and have a monopoly on policy-making and organizational direction. Accustomed to strict semi-military discipline, the lower Party cadre and the rank and file are more instruments of the Party center. By virtue of its leadership function the Party center normally Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 guards the professional secrets of the Party, not unlike the management of a business enterprise. The Warty center, then, puts the stamp of secrecy on such matters as Party finances, particularly on the or'-gin of funds not derived from normal sources; intra-Party communications of more than normal admin- istrativo significance; relations with other fraternal Parties exceeding the normal interchange of Party literature and other routine communications and relations with the Communist Party of the Soviet Union or representatives of the Soviet Government and the Cominform, which are likely to compromise the Party. Experience has further shown that Soviet intelligence agencies frequently channel their recruitment of Party members through individual functionaries in national Party headquarters -- operations which require secure and secret handling. Thus, even under normal conditions, highly significant aspects of Party work are managed by a small nucleus of trusted functionaries and are tightly scaled off from the rest of the Party and the outside world. Further, Communist Parties generally maintain intra-Party police organs, frequently identical with the Cadre Department 0 and the Control Commission. Those agencies are organizational corolla ries,of the cadre principle. As the Party is built upon its cadre, it is essential for the center not only to train, pro- tect and properly assign the professional personnel, but also to preserve constant ideological and security control. Thus, most Parties maintain a confidential corps of Party "detectives" who must often perform counter-espionage duties such as the identi- fication of police agents infiltrated into the ranks of the Party, and "illegal" support functions such as the procurement of false papers and passports for the cadre. Clearly, the existence of such a Party police force must be concealed, not only for security reasons, but also for ideological reasons. The Party is supposed to be run according to the principle of "democratic centralism", and the centralism exorcisedrthrough Sanitized - Approved For Rerease : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 police control methods may be distasteful to the rank-and-file. On the level of "normal" Party operations, secrecy is also unavoidable. Considering the smallest operative Party unit, the individual Party member, it is a well-k~:own fact that many Commu- nists operate without ostensible connection with the Party, This -apparent lack of connection may be aimed at personal protection or at safeguarding a particular, often secret, mission. In any case., the secret Party member shows up in almost every Party -- one need only recall the case of the Indonesian Socialist loader and government official, Sjarifooddin, who, at the time of the 11foeso putsch in 1948 admitted that he had been a secret member of the Communist Party of Indonesia since 1935. The Party, however, needs not only secret Party members it is bent upon the manipulation of non-Communist groups and organizations in order to establish "mass support" as a pro- requisite for revolutionary action. The approaches to this or- ganizational problem obviously vary from Party to Party, and the extent of secrecy with which they are handled is determined by the. politic^l climate prevailing in the particular country. In general, however, the Party will attempt to surround itself with a solar system of front organizations in order to attract acces- sible groups, and will further direct its fractions into non- Communist mass organizations -- for example, labor unions and political movements in colonial countries -- in order to expand Party control. In all those cases, it will be a problem of con-- coaling Party control over fronts and fractions. a problem which becomes increasingly difficult to solve as the manipulative tech- niques of the Party are exposed in public. Clearly, however, as a revolutionary organization, the Party cannot confine itself to defensive tactics alone. No tatter what its status, whether legal or proscribed, the Party must at least plan. such activities as will weaken the coercive power mechanism of the "capitalist" state, as well as hostile groups and politi- cal parties, in concrete operational, rather than in general Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release ; CIA-RDP78-00915R000100250007-6 C T ..- r v political, terms. No matter what its tactical shifts, the Party can never negloct its fundamentally military-revolutionary character and it must attempt to organize support functions di- rectly or indirectly related to future revolutionary action. This concept, which is by no means clear-cut and free from straight political considerations, involves what amounts to the setting up of intelligence and counter-intelligence organizations and/or operations, with all their operational ramifications. The general operational program of the Communist Party provides for the organization of secret Party nuclei in the armed forces, the police, the navy, the government, and occasionally also within opposition groups in order to specialize and concentrate upon a) the procurement of information which would clarify the organ- ization and capabilities of the hostile power mechanism; b) clandestine subversion within "the citadel of the enemy," parti- cularly in the armed forces. The program may also at times in- clude the organization of clandestine nuclei operating in strategic plants and enterprises to provide industrial and eco- nomic information systematically -- the productive capabilities and facilities of the hostile society are clearly related to the problems of revolutionary action. Party security in its widest sense may also require a more aggressive approach, particularly when the physical liquidation of hostile individuals and traitorous or insecure Party members is concerned. Finally, when a revolutionary situation approaches, the Party must provide for a para-military organization to form the executive core of revolutionary action--action, however, which sets into coordi- nated motion the entire Party mechanism and the social forces allied with it. Such and similar clandestine action auxiliaries of the Party have been occasionally observed in operation. Part Ito of this paper includes a factual presentation, and a tentative analysis of their significance in detail. These offensive clandestine Party operations probably represent the most significant area of Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Party work. They perform. functions which transgress the area of "normmal" political action and they may constitute an acute threat to the existing social order. However, it is not yet possible to generalize on the subject. While the normal aspects of Party or- ganization follow a pattern anywhere, it is by no means certain that every Party organizes clandestine action auxiliaries in the same fashion--if at all. On the basis of evidence available at present, it appears that Leninist-Stalinist action theory applies practically to the organization of clandestine action auxiliaries as it applies to any other aspect of Party work. Thus, the actual organization of clandestine military auxiliaries prior to the all-out revolutionary effort depends not only upon such factors as availability of train- ed manpower, loaders and arms, but also upon the making of a clear- cut policy decision that a revolutionary situation, which may be successfully exploited by the Party, is at hand. While it may be expected that all Parties include. individuals or even groups who are specialists in military matters, it would be futile to search for a facsimile,of the Military Revolutionary Organization of the Bolshevik Party (1917) in the Communist Party of Great Britain at present. Incipient or underdeveloped Parties are more likely to concentrate upon political action in order to achieve mass influ- ence. Parties which have reached a stage of relative mass propor- tions may find it practicable to organize secret military cadres and formations. Again, however, policy considerations and the degree of expectable opposition will affect planning, timing and organization. Similar considerations apply to the organization of counter- intelligence, intelligence, sabotage, liquidation and other clandes- tine action agencies. Materials studied indicate that a stepping- up of such activity and its formalization in special auxiliaries occurs during critical periods considered by the Party favorable to aggressive, revolutionary action in general, such as the middle Twenties and the early Thirties when the "relative stabilization" Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 of capitalism was estimated as coming to an end. It is considered, therefore, that a definite relation exists between the particular phase of the action-philosophy governing the Party at any given time and the incidence of well-defined clandestine action auxiliar- ies. Informally, however, and in a less pronounced fashion, the Party will naturally never pass up any chance for clandestine work in the power apparatus of the State or in hostile groups and or- ganizations. In focussing upon the organization of underground Parties as well as on the organization of clandestine action auxiliaries, this paper attempts to clarify the problem in terms of both past and cur- rent Party experiences. Again however, this paper must be examined against the totality of the Party's work in a given society -- over- estimation, as well as underestimation, of clandestine Party opera- tions may dangerously distort the terms on which each national Party must be appreciated. Sanitized - Approved For`-Release -CIA- 100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 PART 0 N E C 0 M M U N I S T P A a.; X USER,G U ,N Sanitized - Approved ? CIA-RDP78-00915R000100250007=6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 I. ORGANIZATIONAL AND OPE iTIONAL_ PROBLEMS A. Police and Party on general principles, the Party prefers to assume the form of a "legal" political party,, in order to achieve more easily a mass basis.. Under "legal" conditions, the entire propaganda and agita- tion apparatus can be employed overtly; front organizations can be set up at will; the Party's drawing power can be demonstrated at the polls; Communists can operate with greater case in labor union.^,', and enter the government by way of "dem.ocrati c" processes. The Party will therefore fight desperately and until the last minute to maintain its legal status. It will marshal public opinion with the aid of liberal sympathizers and follow-travellers. It will employ for its defense sympathetic or crypto-Communist lawyers, who are frequently pooled in international front organiza- tions. It will receive the moral assistance of foreign Parties and the Soviet party-government, making an international propaganda issue of the Party's case, In any case, the Party will seek to delay its transfer to il- legality as long as possible, realizing that its organization and operations will be severely hampered by the loss of legal status. Once driven underground, it will make every effort to become "legal" again. The Part: knows that it can be paralyzed by an efficient police. The primary concern of the Party underground, therefore, is with the law enforcement agencies, for these can control the fate of the Party and its leaders. It is often extremely diffi- cult for the Party to protect itself against police penetration, arrests, and searches, Even in areas where the police is not particularly efficient, the Party must spend considerable effort and time on defensive measures. ,The over-all success of the police, however, is conditioned by several factors, some of which may work to the Party's advan- tage. Sanitized - Approved For Rellea%er: CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 1. Ge o raphical Factors. In large countries and in countries with inaccessible territories (mountains, marshland, jungles, vast forests), the surveillance and border-control problems are difficult for the police. The experience of the Bolshevik Party before 1917 shows how great distances favor individual escapes and illegal border traffic. More recent events in Brazil, Greece, the Philip- pines, Malaya, at. al., illustrate the same point. 2. Population Density, Overcrowded metropolitan areas with vast slums, as well as port cities, also enhance chances for sur- vival. It is comparatively easy for the underground Communist to shake off pursuit in highly populated street-mazes and among the wharves. 3. Political Factors, Police action against the Party may be hindered or encouraged by public opinion. Under a totalitarian anti-Communist government, police persecution of the Party will obviously be far more effective than under the relatively mild, legalistic approach of democratic governments. Mussolini, for example, took a great personal interest in police and intelligence operations against the Italian Party, and frequently directed them himself -- a factor which clearly increased the efficiency of the Italian security agencies. On the other hand, a loosely controlled police force may grow lax and sock only to make occasional arrests for publicity pur- poses, without seriously affecting the Party's operations. A pre- cariously balanced political situation, such as obtains particu- larly in countries near the Soviet borders, may also affect police operations. A shaky "liberal" dovornment may be forced by in- creasing pressure from rightist parties to soften its attitude to- ward the Party, which night become an ally in case of need. The individual police official, too, fearful for the future of his position, may fool it unwise to be too strict and choose rather to straddle the fence. Sanitized - Approved For Re1ase : CIA-RDP78-00915R000100250007-6 Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6 1", M 4. Mass Support for Police, If there is mss support for the regime and its punitive policy, as in Nazi Germany, police opera- tions against the Party may prove extremely effective. Under such conditions, the police are able to procure a great number of infor- mers and penetration agents, as well as disaffected Party members who remain in the Party as police agents. Large-scale cultivation of disaffected elements and the development of penetration opportu- nities have been favorite police tactics since the early days of the Bolshevik Party. Whenever it has been feasible to put these methods into practice, they have produced astonishing results. The Tsarist police, for example, were able to recruit Malinovsky, who for a time was second in importance only to Lenin in the Bolshevik wing of the underground Russian Social Democratic Labor Party. In Germany, mass support for National Socialism provided the security authorities with a wealth of informers and penetration agents. The Italian OVRA (originally the CECA) is estimated to have controlled the greater part of the Italian underground Party, exploiting the breakdown in morale which follows vigorous punitive action. The Greek dictator 11etaxas greatly con plicatod the operations of the underground Greek Party by setting up a Parallel police-controlled underground Party. More recently, CP Malaya discovered that its Secretary General had been a police agent for many years. The greatest danger which the Party underground must face is often not the police itself but the psychological impact of the anti- Communist movement upon tine population and upon the morale of the Party members themselves. Nevertheless, various Parties which have undergone this persecution, such as the Bolshevik Party and the European Parties in the Fascist period, have managed, in one form or othor, to survive. While the drawing- power of Communist ideology may partially account for the Party's durability, the adaptability of Party organization to illegal conditions is an important additional factor in the struggle between Party and police. Sanitized -Approved For Reft1isd : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 +claptabi, of party Organizat_~ ion to al Conditions The model pattern of Party organization,. developed by the Bolshevik Party during more than a decade of illegality, was grafted, through the Comintern, upon all foreign Parties. Thus, the basic forms of Party organization, as encountered today, have boon pro- tested under illegal conditions. Consequently, when a Party is de- clared illegal, there is no need to alter its basic structure. All that is necessary is an adaptation of organization to illegal condi- tions. The specific advantages inherent in "normal" Communist Party organization, may be summed up as follows: (a) The Party preserves its continuity in terms of organi- zation and personnel. (b) The Party emphasizes discipline and security even in legal periods, (c )? Communist doctrine acts as a morale-builder in illegal periods, and may become attractive to the non-Communist leftist in times of general supprossion-of all "progressive" movements. (d) The basic cell organization of the Party, practiced at all times, facilitates underground operations. (e) More than any other "normal" political party, the Com- munist Party has acquired a'backlog of "illegal" experience, even under legal conditions. 1. Organizational Continuity. By its nature as a revolutionary organization, the Communist Party wi;l operate under any conditions, legal or illegal. On the basis of its theory; it'considers the transition, to illegality an extremely undesirable but otherwise "normal" consequence of the class struggle. This advantage is not enjoyed by the evolutionary Marxist par- ties (Social Democrats) which operate strictly by legal, parliamen- tary-democratic methods. When ostracized and supprossed, such parties often undergo severe morale and organizational crises. Because of their fundamental inability (so often attacked by the Communists) to conceive of a revolutionary approach, they interpret their ostracism as "failure of the leadership", "failure of doctrine", and begin to disassociate themselves, psychologically and organizationally, from their past. "In all Fascist countries," states a leading Social Democrat, referring to events in the thirties, "there grows this idea within the illegal (Socialist) cadre : We arc something new: W7e are not a more continuation of the old party;... The old is dead -- something entirely now must develop now." Sanitized - Approved For Relel;sg : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For ReleaseIA-RDP78-00915R000100250007-6 Behind the security of its prefabricated doctrine, the Communist Party does not, as a rule, need to scrutinize its basic philosophy or raison dttitre under illegal conditions. Party continuity is taken for granted by the Communists. When the Party is outlawed it does not waste prs cious time and energies wrangling over basic theory and metaphysical issues. It does not have one form of organization for legal and another for illegal conditions. The underground Party is the Party underground 2. Cadre Continuity. A further guarantee of continuity is the fact that the Party is at all times a "cadre Party". As many oxecu- tive and administrative positions as possible are occupied by trained, experienced, full-time and salaried functionaries or "professional revolutionaries". I'Thile the size, reliability and capabilities of the cadre obviously vary from country to country, the Party habitually, and as a matter of principle, creates a caste of func- tionaries who are entirely dependent upon the Party center in finan- cial, personal and ideological terms, and who can therefore be depended upon to follow the center underground. The extent to which the individual cadr(,-..man is tied to the Party by personal interest is ably described by A. Rossi r.:rs_i to of the French Communist Pa rj Paris, 194) "The role played by personal interest in this faithful adherence to the Party is greater than one might think... The Party functionary cannot become a functionary without quitting his factory, his office, his profession -- he takes on new habits and lives difierontly. He sheds his roots, he becomes a sort of outcast, . He has'ontered a new social class, a class sul gcnoris it is true, but still'elovated as only the salaried class of industry and commerce... To quit (this'class) means to be thrown back into the limbo from where he eame.'1 As an added incentive for its cadre, the Party also dispenses powor, which Rossi describes as frequently greater than that of high- level government officials. Having tasted this sense of power, the functionary is reluctant to give it up. A party run both at the center and at the periphery by a well- trained and disciplined cadre-bureaucracy has the advantage of a con- crete and specific approach to the problem of going underground. It Sanitized.- Approved For Releaa : CIA-RDP78-00915R000100250007-6 Sanitized -Approved For Release,: CIA-RDP78-00915R000100250007-6 can prepare and provide for the event in terms of cadre protection and, replacement. ';ihatevor action potential a Party may salvage in illegality depends less on the extent to which it can protect its rank and file from arrest, than on the success it achieves in sal- vaging or replacing its entire cadre. The disadvantage of the system, however, is that if the cadre fails, the Party fails. The Party undcrpund is the cadre underground. 3. Disci line and Security.,. The stress on strict discipline which is required under illegal conditions constitutes no problem for the Party. The cadre will have been trained already and condi- tioned to depend on the instructions of the center in any circum- stance. The center will therefore encounter little resistance in strengthening its control over the cadre, and will be able to dis- pense with those features of "democratic centralism" ti.lhich permitted the rank and file to participate in the selection of the cadre during legal periods. Instructions issued by the illegal CP France of 1940, for example, stated specifically that the election of functionaries was out of. the question, and that cn''_y Centralism was to be conserved. Mile this relationship has the definite opera- tional advantage of permitting co-ordinatod actic.n even under haz- ardous conditions, the dependence of the cadre on the center can choke the initiative of the individual cadre-man and impede the efficiency of the Party. Discipline under illegal conditions means not only strict ad- herence to the political and organizational direction of the center, but also rigorous conformity with underground security rules govern- ing the conspiratorial behavior of cadre and militants, A function- ary who has "betrayed" Party secrets under severe police pressure is punished by the competent organs of the Party for a "breach of discipline", with no regard for the circumstances in which the be- trayal occurred. The maintenance of discipline and security by special Party organs (Control Commission, Cadre Commission, and other specialized sections) is a traditional feature of Party organization which can Sanitized - Approved For Release :-CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 be conveniently adapted to underground conditions. The main factor, however, which endangers the successful preservation of discipline and security in the Party underground is that, in the course of extremely severe police action, morale may disintegrate and result in factionalism, mass defections and penetrations. 4. Doctrine as Morale-Builder. Efficient underground organiza- tion and conspiratorial skill arc, of course, the decisive elements in the Party's struggle to maintain itself when illegal. The demands of underground life on the underground Party worker, however, are frequently extremely taxing, and good morale becomes an opera- tional necessity. No natter how much opportunism, adventurism, or lust for power go into the make-up of the individual functionary or activist, a willingness to sacrifice everything for the sake of the Party demands a stronger motive than these. This motivation is furnished by the Party, ready-made, in the form of its doctrine, the Mzrxist-Leninist-Stalinist ideology. As a morale-building clement, doctrine stands in the first line of defense of, the Party underground. Thorough indoctrination (which is, of course, a continuous and wo ll- organized process in legal as well as illegal periods) appears to induce the following psychological habits in Communists: a. Superiority Complex. The doctrine is dispensed as "absolute truth", providing the believer with a set of answers for every political,' social and philosophical -problem. The sincere individual Communist, in possession of "absolute truth", consi- ders himself a crusader, a fighter for a "new world". The longer he stays in the Party, the less he is able to think in un-Communist terms, Ho feels eternally misunderstood' by non- Cornmunists a nd, when ostracized, fools victimized. In brief, his indoctrination produces the conviction that he is fighting for a just cause -- a definite morale asset. b. Hostilityy. Based, upon the idea of class struggle, the doctrine systematizes and cultivates hostility'generated by social conflict, frustration and mua.ladjustmento The doctrine is one of hatred directed at the "class enemy", the latter be- ing anyone .,.ho-does not share the Party's point of view. Such indoctrination, requires, by the revolutionary-military nature of the Party, pays off during periods of illegality. Hostility grows with the increasing pressure exerted by the "class enemy" and,added to the instinct for self-preservation, leads to vigor- ous resistance. C. Optimism. Communist doctrine has a strong morale- building element in its "scientific" certainty of the inevitable doom of capitalist society. Defeat can be rationalized as a temporary setback, a deficiency in organization, or the result of the work of traitors. But it can never be accepted as definite Sanitized -Approved, For Relese : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 and final. Optimism is proscribed as the Communistts basic attitude, and pessimism becomes a heresy; In this outlook there is a modicu1 of religious strength, an asset not to be underestimated during a period of underground activity. 5. Attraction of Doctrine. In situations where repressive measures are applied to the non-Communist evolutionary 1,1zrxist, liboral and progressive parties, as ,-jell as to the Communist Party, Communist doctrine may actually extend beyond its defensive func- tion and further the growth of the illegal Party. When repression becomes total, as under the Fascist regimes, the peaceful evolution- ists and liberal democrats may lose their faith in moderate tactics and join the Communists, who always mintain that socialism cannot be established by legal methods alone. Under Nazi control, the Austrian working class felt that the Socialists' democratic methods had brought about their defeat and bogan to place their hope in Com- munist objectives. CP Austria became a significant organization for the first tine in its history during the term of Nazi suppression; it declined when ' suppre ssion was lifted, 6 stem, Under illegal conditions, when security consi-, durations demand the atomization of Party organization, the Party need only adjust its coll system, through which basic operations arc effoctod. The grouping of the rank and file into small nuclei at the place of v~iork; at the place of residence, and in non-Communist parties and organizations ensures the systematic exploitation of the dell momber's normal outside contacts for propaganda and recruitment purposes; This is an all-important task in the underground whcii other Party activities may be curtailed. The importance of illegal cell activity is intensified by the fact that iriterme:1iate echelons are usually reduced to skelotens;hence, for practical purposes the Party underground often consists only of the center and the "numerous "front line" cell organizations. There is inherent in this syster:i, however adv ntagcc,us, a considerable risk of isolation. When comrouni- cati ns break down, as they frequently do, the basic Party organiza- Lions become ineffective or detached from the Party line, If the is breakdown p rol~~n^bed, as it was in Gcrmrany under Hitler the Party Sanitized - Approved For -d-lase : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 is rcdu.coc. to a multitude of isolated nuclei, which can do little more than maintain their clandestine existence for the day when the Party may be revived. It is at this point that the extent to which the Party has accumulated and transmitted lessons learned from con- spiratorial experience becomeq effective. 7. Backlog; cf Conspiratorial Experience. Through the Comintern, the Communist Party of the Soviet Union has shaped the organizational policy of all foreign Parties, and has passed on its own considerable experience in underground work. Throughout the years of its exist- ence, the Comintern exhorted and obliged its sections to prepare ade- quately for e riods of illegality. By means of its Organization Bureau, headed until about 1936 by Piatnitzky, a leading organizer of the Russian underground, the Comintern furnished specific advice on underground operations and problems. Terms used in the Russian under- ground, such as "technical apparatus" for illegal printing and distri- bution facilities, have consistently found their way into the nomen- clature of foreign Parties. The Greek Party, for example, currently uses a Russian word, "Yavka", meaning a clandestine reporting cantor. The "groups of three" upon which illegal Party organization appears to be based so frequently, have their equivalent in the Russian under- ground term, "troika" (team of three). The fundamental problems of illegal activity are now widely understood by the various Parties. The practical experiences of many Parties, accumulated during underground periods and pooled by the Comintern prior to 1943, have increased the conspiratorial com- potence of the movement. There is hardly a significant Party which has not gone through illegal or semi-legal phases. ::bile first-hand experience probably remains the best task-master, it is evident that a pattern at least exists in general outlines, and that a Party faced with illegality acts on it. To what degree this pattern has been created by a centralized effort, or by the appearance of identical problems treated in a similar fashion by different Parties, is a minor point. It is more important to recognize and understand the Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6 - 17 Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6 basic Communist approach to the organizational and operational pro- blems of the Party underground, C. Organizational Problems: ustrlent to Illegal Conditions The fundamental organizational problem faced by the Party going underground is this: How to combine maximal security with maximal activity-- how to expose its agencies and functionaries to the police as little as possible* Therefore, the primary concern is with a realistic and practicable streamlining of the bureaucratic apparatus,. 1. Reduction of Party Ap ratus. The extent of the streamlining process is determined by the size of the legal Party, the severity of repressive action upon it, and general policy considerations. A small or underdeveloped P-:rty apparatus cannot be drastically reduced; a mss Party may find it necessary to run the risk of preserving an extensive organization. Within the limits of such considerations, action may he taken along the following lines: a. Consolidation of territorial organizations, The terri- - torial, organization of the Party, particularly in a large country, can be conveniently consolidated and reduced. This makes it pos- sible to utilize staff personnel with greater economy, and to concentrate communications with the Party center. All levels of territorial organization (region, district, subdistrict and sec- tion)-may be reduced simply by unifying the various staff'com- mands, and combining their original areas of jurisdiction. The twenty-eight regional organizations (Bezirke) of the German Com- munist Party before 1933, for example, were consolidated after the advent of Nazi suppression into eight inter-regional organi- zations (Oberbozirke); other territorial organizations were apparently also reduced in number while their jurisdiction was extended. The Party center itself may be loss affected by the pro- cess of consolidation: a large Party may need a largo central organization. On the cell level; however, consolid tion is not practical. For security reasons, calls must be broken up into small units if they arc to escape police attention. Hence, at the same time, that territorial- organizations may decrease in number or disappear altogether, the cell arganizations in the Party underground may be atomized and grow in number. b. Reduction of staffs. In addition to the consolidation of territorial organizations, the number of staff positions through- out the Party is normally reduced in the underground. The terri- torial Party committees are apparently strongly affected in this respect. According to-a Comintern instruction, the committees of illegal Parties should, as.a rule, consist of no more than five people, and a secretary should take the place of the executive bureau. In practise, the composition of illegal Party committees appears to be more elastic, depending on prevailing conditions. The extent to which the membership of the Central Committee may be reduced is also determined by the actual situation. Members of the Coptral Committee are elected at the national Party Congress or Party Conference, and their tenure of office is valid for both Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 18 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 It may be as There seems to be a general tendency to eliminate Party Com- mittees during illegal periods, and to assign actual organiza- tional and political work to the executive-adra nistrative appara- tus of the Party. CP Chile, for example, simply eliminated all Committees and transferred the direction of the Party to its executive. agencies, as follows: cal composition is affected by illegal conditions, large or as small as conditions warrant. legal and illegal periods. Over and above the losses sustained by a Central Committee through arrests and other operational rn_ishaps, there is, however, no general indication'of how numeri- CONTROL CO.211ISSION I I POLITICAL CO'.a.SSION SECRETARY GENE HAL REGIONAL SEC.--, RY LOCAL SECRETARY REGIONAL SECRETARY LOCAL SECRETARY CELLS Insofar as the executive-administrative apparatus of a Central Committee is concerned, practical security reasons obviously re- comrlend the paring down of staff personnel. I the actual work- load is too heavy to permit reduction, the Secretariat and the various Departments or-Commissions of the Central Committee (such as Cadre, Organization, Youth, Agit-Prop, etc.) may continue, while new commissions may be created for technical services, re- lief for interned comrades, and the like. In"some Parties, the personnel of these Departments may be reducod. In others, the staff may continue or be replaced. One Central Committee may dissolve its Politburo and transfer its functions to the National Secretariat, Another may enlarge its rocribership in order to make up for expected losses in executive positions. .There is no gen- eral rule except adaptability to the situation at hand. 2. The Command Function: The Triad System. Consolidation of territorial organizations and reduction of staff personnel can, in some cases, be combined with a special organization of the command function observable only in underground Parties. According to this ::...:: Sanitized - Approved For Releae CIA-RDP78-06915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 system, at all echelons, from the national down to the cell level, groups of three functionaries may he established with two-fold re- sponsibilities: the over-all direction and supervision of Party work at their level, and maintenance of vertical liaison with each other, In the latter capacity these triads represent the live chain of command in the illegal Party. Whenever observed, these triads have consisted of a) a specialist for political work, b) a specialist for organizational problems, and c) a specialist for agitation and propaganda, or for labor union work. The triads, however, do not necessarily replace whatever other Party organizations may remain effective. They are sometimes mere- ly superimposed on the illegal Party machinery in order to monopo- lize direction. Triads at national and territgrial levels have been known to direct the work of the various administrative and executive departments and commissions of the Party. However,, it cannot be clearly determined at present to what extent the nation- al triad may combine executive command with policy-making functions. Theoretically it remains responsible to the Politburo, but in fact it may well become the actual lcadorrhip of the Party.. The triad principle may even be applied to cell organization. Cells can be constituted as three-man groups, each member recruiting and direct- ing another group of three who are not cell members and who comprise sub-cell basic lets, The triad represents an effective concentration of the command function in the hands of a comparatively few individuals,. It per- mits greater centralization and compartmentalization, 3. Compartmentalization. Tight corapartr.:entalization is art organization and security problem of the first order, since it is necessary to prevent the police from learning too-much when Party members or functionaries are arrested, Compartmentalization is ap- plied to Party operations as follows: a, Party and military branch. Whenever an underground Party is in the position to create a military organization, the latter's staff composition is kept distinct from the Party's political mechanism. The two structures merely coordinate on policy and re- cruitment problems at their highest echelons, Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 20 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 U,. - Pam and, auxiliary front) or-ariiza:tions. As in leg=al periods, various Party auxiliaries youth or,-o-.nizations, women's organizations, sport clubs, etc.,) remain connected with the Party thr~.,u h interlocking; staff porsonhol' only. They function on their own, as independently as possilA_e. c. Party and auxiliary i11e;.al or-,aniza_t-uns. Party organi- zations, or teams for the performance of such specialized tasks as espionage, sabotage, clandestine penotration of .),lice and other ?overnment agencies, liquidation and terror groups, etc., are cst?b.lished as largely independent and self-contained groups oven in legal periods. They are mTaintained on this basis in tirrmes of illog^lity. d. Internal Party coriaart cntal.ization. Within the polit- ical mechanism of the Party proper, the desired effect can be ideally achieved by the .foll :w.in ' measures: 1) Elimination of h1:)ra.zontal liaison, No cell and no territorial organization is nor fitted to maintain contact with any other Party or, an o orotinr-, on the same level. Liaison may only be conductud vertically with the designated functionary of the superior Party organization, whose task it is to direct the lower organizations under his jurisdiction. 2) Restriction of contacts.. The fewer comrades a func-- tionarr or activist knows and meets in the course of his work, the hotter., This principle is sound if applied realistically. It can, however, be formalized to an extreme degree, CP France in 1941, for example, applied the triad system not only to the organization of the command function, but apparently also, as a security measure, to all Party activitids. No com- rade was to know more than two other Party workers. It is questionable whether the French principle can be put into practice raddly. Even CP France frequently had to threaten disciplinary action In order to push its compartmentalization program to the extreme. .3) Functional restrictions.. "The comrades of a group of three must not know anything but (what refers to) their work proper," states an instruction of CP France (1941). More than over, it is incumbent upon the directors of illegal Party work to define the job of each functionary and activist clearly, so that he may not stray beyond security limits. It is not always possible, however, for the individual function- ary to "stick to his guns"., Nothing is less permanent than an underground organization, and shifts from one job to another occur oftena., As a result, a functionary may learn more than is good for the Party. 4. Election of Part COIThaittues, The stroamli.in, process ap- plied to the illegal I':e:wty organization may not always be extensive, and the direction of the Party may actually lie in the hands of the national and territorial committees and their administrative organs. When this is the case, the illegal election of Party committees re- presents an organizational problem. The Comintern advised its member Parties that in an underground situation illegal Party elections were possible, thou,,-,h they must take place, in restricted conferences and the elections themselves handled in such a way that even the confer- ence members would not know who was elected. It is not certain whether Sanitized - Approved For Release: CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 this advice has boon generally hooded, as the problems of illegal Parties are never identical. a. Election of Central Committees. Electing a Central Com- mittee at a conference abroad is one way of circumventing secur- ity' restrictions at homo when the Party is underground. In this way, the Bolshevik' under round elected its Central. Committee at conferences abroad, attended by delegates who travelled illegally from the interior of Russia. Currently, the Party conferences of CP'Greece are held abroad for practical purposes (in the rebel area). This is also true of CP Spain at present. On the other hand, conditions prevailing in a particular country may perPat the holding; of large illegal meetings at home. For example, the illegal Central Committee (38 members) of CF Yugoslavia was elect- ed in that country at'a national conference of more than 100 dele- gates in October 1940. The Party may riot be able to hold a national Party Con- gress for the election of the Central Co_mittee, but may bo able to convoke the smaller national conference. Again in the case of CP Yugoslavia, special dispensation was -ranted by the Comintern in 1940 to allow the election of?a Central Committee at a national conference instead of a congress. b. Territorial Party committees and electoral commissions. Special electoral commissions have sometimes been created for the purpose of electing menfoors of territorial Party Committees, A Comintern document refers to two types of such commissions: 1) An electoral commission chosen by the Party confer- ence for the counting; of secret votes cast. The commission checks the votes but does not announce election results to the conference. 2) A small electoral commission, elected by a Party conference, together with a representative of the next higher Party committee; actually "elects" (i.e. appoints) the new Party committee. In this-caso, the Party conference does not cast votes for candidates. It merely elects the commission. c, Co-optation. Elections of Party committees at 'a11 levels can be replaced by or combined with "co-optation" --`i.e., appoint- ment to its membership by a specific Party committee. This practice, however, appears to be regarded as an interim solution. Under normal conditions, all members of Party committees are sup- posed to be elected. One of the most severe of the criticisms directed by the CP Soviet Union against CP Yugoslavia in 1948 was that the latter had carried over a disproportionate number of co- opted Central Committee members into the legal post-war period. Administrative-executive positions may also be filled by co-opting responsible functionaries. 5. Party Organizations Abroad. When repressive measures become sovore, the central Party organs, as well as special support centers, often have to be established abroad, working from the outside into "illegal" territory. This method of salvaging and maintaining cen- tralized leadorship abroad has ')con traditional with the movement since the clays when Marx and Engels wrote in exile, and teen Lenin and his staff abroad laid the foundation for the CP of the Soviet Union. The types of central organizations commonly transferred to, or created upon, foreign soil are the following: Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 22 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 a. Central Committee anal Central Departments. The Central' Committee and its administrative-executive apparatus (Politburo,- Secretariat, Departments, Control Commission) may be transferred, either in their entirety or in their salvageable components. Such was the case with CP Germany under the Hitler regime. At present, the central organs of CP Spain and CP Greece are func- tioning in the same manner. The freedom of action enjoyed by centers outside, the home country obviously varies with the atti- tudes of the govornnment and police of the host country. Party centers abroad are often forced to operate illcg~lly or semi- illegally and are therefore not always effective. The current solution to this problem lies, when practical, in transferring the center to the Soviet Union or to-satellite areas. The con- trel organs of CP Spain, for example, are apparently at present being moved from Paris to Prague.' The central organs abroad, as well as performing a com- mand ~assignmonts must also provide the Party at hone with propa- ganda and indoctrination material, printing equipment, funds, specialists in underground work, a central repository for files and archives, training-, facilities for the illegal cadre, comr1uni- cation services, arms and am:iunition, safe haven, and financial support for exiled. Party workers. In short, the central Party or. ganiz,n.tion abroad becomes the chief operational support center for the home Party. It must therefore frequently croatc new types of auxiliary and administrative organizations.- b. Forei~n Bureau. The Bolshevik Party abroad and the Italian Party during the Mussolini era (the Ufficio Estero in Paris) are known to have established Foreign Bureaus. This organization represents a central administrative-executive agency charged with the direction of support functions, such as connu= nicctions, production and distribution of press and propaganda, etc. Theoretically, the supervision of the Foreign Bureau' rests with the Central Committee, but in the cases at hand, the Bureaus have been the real directing centers. c. R. e.r~,ional support centers. The apparatus of the Contr,.l Committee abroad may prove 'u able to handle all its workload, particularly when it must operate into a country with long frontiers. Consequently, the command and support function my have to be decentralized, and several support centers, operating from various countries into sectors of the homeland, may be created. The central organization of CP Germany, established abroad in the thirties, created such regional support centers in the form of regional command Posts (.ibschnittsleitungon), which operated out of several countries bordering on Germany. Coordii- nation with the Central Committee was effected through the assignment of Central Committee members to the regional centers. d. Part- organizations for emigrants. Special Party organi- zations for exiled Communists, such as the "Emig;rantenleitungen" of the German Party organization abroad, may be created. They do relief work and carry out the indoctrination and training functions of basic Party organizations. They also furnish persom- nel'for special underground assignments (couriers, border guides, etc.)* Party organizations for emigrants should not be confused with front organizations created by the Party abroad. The latter, sometimes set up instead of special Party organizations for emdgrants, serve political propaganda purposes from which the home Party may benefit. They are convenient money-raising instru- ments for the Party under the pretext furnished by the front's ostensible purpose. The far-flung organization of the Free German Movement during the war was such a front constituted abroad. The German Central Committee in Moscow practically merged with the Free Germany center in the USSR; other Party nuclei abroad, particularly in Latin America, Great Britain and the United States, followed suit. Sanitized - Approved For Releasg3: CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 e. Special service organizations. The Party Center abroad usually has to create special organs, to facilitate communications with the homeland. Communications may be expedited through a border-crossing mechanism, either under direct control of the center or manipulated by a regional support station. The produc- tion of printed materials and their distribution via special corn munications routes may have to be entrusted to a separate organi- zation, usually referred to as a Tpchrdcal Service or Apparatus. The so groups, - indispensable for the effective functioning of the illegal Party, will be discussed in greater detail below, as they are characteristic not only of Party organizations abroad, but appear in.the home country as well. Party organizations abroad fulfill extremely necessary and sensitive support functions. Their efficiency is frequently raised by the assistance obtained from the CP of the host country in the shape of funds, living space, safe houses, courier person- nel, etc. Their operational problems, however, merge with those of the Party at home. Failure to solve those problems may spell the death of the Party. Opera tion.:al Problems of the Party Underground_ While the Party is legal, it normally exposes most of its cadre to the public eye. Once it is outlawed, therefore, a certain number of functionaries and activists have to be withdrawn from active duty. Those ranking, functionaries who are indispensable must be safely housed or otherwise protected from the police. The compromised cadre must be replaced, and new personnel has to be trained for the various new functions which are characteristic of underground work. In view of the hazardous conditions which prevail in the underground, a special type of cadre must be developed: self-controlled, self- saerificin;; and intrepid. Dore than ever, able cadre selection and supervision become the problems of the Party's personnel agencies (cadre departments and commissions). Numerically, a balance must be struck between a cadre which is too large -- and therefore in danger of exposure -- and a cadre which is too small -- and therefore in- capable of mass work, shrinking into insignificant study and discus- Sion circles, The Cadre Problem, a. Replacement of the cadre must be undertaken as a pre- paratory measure before the Party is actually outlawed. Sensi- tive functions may be secretly transferred to an "invisible cadre" of comparatively unknown individuals.. The Comintern strongly advised the creation of an invisible cadre, an "illegal- ly directing core", which must be, kept distinct and separate from the Party Committee's legal apparatus, and thus ready to take over numerous supervisory functions where the Party goes un- derground. This cadre, according to the Comintern, was to be formed from those Communist leaders who were comparatively un- knovn to the police and the rank and file of the Party, but who Sanitized - Approved For Release: : CIA-RDP78-00915R000100250007-6 Sanitized, - Approved For Release : CIA-RDP78-00915R000100250007-6 wore well trr.ined in practical- Party work. According to the Comintern, the process of developing and brin; into play an invisible cadre should be applied to the entire Party structure and its auxiliaries, within-trade unions and other legal "rovolutionary" or`;.,,nizations. If, by the time the Party is outlawed, those invisible cadres have boon strategically placed and properly trained, the most sensitive functions of the Party apparatus, as well as Party documents, can be handed over to them. Hence, when the police seize Party promises, very little of the Partyts activities and few of its personnel will be revealed to them. It also becomes necessary to deceive the police further by' divesting; ostensibly important functions of their significance. The Secretary of-a Party committee, normally the most important functionary, may, in the underground, be degraded from political leader to administrative officer. The Comintern instructs on this point as follows: tot only is it not necessary for the secretary of the Committee of a Communist Party to be the political leader of the Commttee;-but as a rule he should not be its political loader.... Why is such a rule essential.? It is important because the secretary of the Party Committee in illegal or semi-legal conditions is the person upon whom, above all.* the blow of action will fall. If that person is the political loader of the Party Cor:Lui.ttee, his arrest will affect the work of the entire Committee,... The political leader of the Party Committee should not be connected with the technical functions of the Party ap-pparatus. d Whether or not this principle has become general practise is not known; it would certainly need revision in the case,of small Parties with insufficient cadre material. There are, however, pa,t and recent indications that Parties expecting to go underground do prepare invisible cadres for underground work. In 1927, for example, when-central records of the illegal CP Italy were seized in Genoa, none of the regional loaders whose names were revealed had previous records as Communists or Party mom ors. In January 1949, Togliatti, Secretary General of CP Italy, reportedly instructed a leading functionary to make a tour of the regional organizations in Northern Italy and to nominate new regional secretaries, who would operate under il- legal conditions if the Party should be outlawed. The extent to which an invisible cadre may be created ap- poars in practise to depend largely upon the availability of a reserve of`trained but unknown Party workers and crypto- Cormunists b. 4n adequate cadre reserve must be maintained by the Party u.ndoi'ground in order to have the means for re-constituting the Party. It is not always possible, however, to defer good workers from active duty, especially as the Party becomes pro- gressively decentralized. Larger numbers of active functionar- ies are required in an illegal than in a legal situation. "The cadre requirements of our Party are unli.Ated," the CP France organ Vic du P arti stated in late 1941. The discovery of new cadre material, so necessary for replacement purposes, is no bureaucratic affair in the underground. This responsibility does not rest exclusively with the personnel (cadre) officers, A. Rossi (op, cit_)points out that the CF France in 1941 recog- nized the fact that the recruitment of cadre personnel must preoccupy the entire Party and could not be left, as in legal times, to, individual (cadre) functionaries. The French Commu- nist functionaries were instructed, at that period, to give up bureaucratic methods applicable to legal activity; only through an over-all Party effort could a now and capable cadre be developed. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 t, -tLn c, Ydelog; .ea'.L and practical training: of the now cadre must also be 7e ur~oaucratTzed in tie underground, This is necessary for the simple reason that it becomes extremely hazardous to run Party schools., and not very practical to send lame numbers of militants out of the country to attend courses arranged by'Party organizations abroad, Only specialized technical training, such as radio operation, is occasionally conducted abroad. Ideoloi- cal training may be acquired in the course of cell work; simply by reading and discussing the'illogal press, and the standard works of Communist literature; Functionaries, who are well- versed in theoretical matters, may merely pass on their knowledge to small groups of other comrades (sometimes no more than two), and create "within the FartT a multitude of small schools whose students may, in their time, become teachers of other Communists." (Rossi, oyp. cit.) On the whole, however, ideological training is likely to be pushed into the background by more pressing operational problems, The current emphasis of the Cominform on the ideological re- training, of the Eastern European Parties is based, at least partially, upon'tho neglect of ideological matters durint; the il- legal war years. The Party' under round does afford considerable opportunity for practical, on-the-job trainin,. In the course of its decentralization (for exar_iplu, CP France with its multitude of basic three-:Zan units), the Party may require more low and medium level functionaries than usual,, It may be forced, as a result, to assign Party workers to responsible p. _ositions without re and to bureaucratic considerations. 11 _thou .1 admittedly low in the J -1 hierarchy, this now cadre may in the lonr run receive better and more valuable "practical trainin:; than it could obtain, in formal Party schools, Similarly, the'i'artyts special underground ser- vices (communications, housing,, production and distribution of printed matter, etc.) must be established ac, hoc nd require now personnel who must receive their training on rarchant. Thus, an illegal period, if it can be successfully weathered, may prove' beneficial for the Party. U,-on emergence from the underground, the Party may have a cadre larger than in the normal legal period and possessed of practical experience not previously available. d. The protection-of the illegal cadre must be given top priority. Defensively, the cadre and with it the entire Party) must be protected against infiltration'by police aonts and un- relable elements into Party positions, Obviously, this is not a special problem of the underground, and it may bo effectively handled by the national and territorial cadre departments (cost- missions) which are normally"charged with the investigation and loyalty program of the Party. In Communist terms, however, loyalty is an elastic word. Deviations from the Party line, factionalism, lack of discipline, foolhardiness, breach of secur- ity rules, and lack of initiative constitute acts of disloyalty as reprehensible to the Party as the actual work of a police agent. Consequently, the cadre department may also be charged with the political supervision of the Party functionaries, Dur- ing the war years, whoa CP France was illegal, the "Cadre Responsible" of the Paris Inter-revion atten ded certain meetings of the responsible regional triad, and reported to the political "responsible" at national headquarters on the political conduct of the ro ional functionaries, Disciplinary action, ircludin; expulsion, based on the investigation of the Cadre Commission, rests with the National Control Commission in loz;al as in illegal periods. In operational terms, however, cadre protection in the underground requires the provision of false papers, as well as the maintenance of an adequate number of safe houses and, apartments where the functionary may live or hide out from the police, and make his professional contacts securely. This is an Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 26 - Sanitized -.Approved For Release : CIA-RDP78-00915R000100250007-6 elementary underground requirement, especi.ply since functionar- ies and militants must frequently change their domicile, 2. The "Housing" Problem and. Communications The provision of safe shelter for illegal Party functionaries and fugitives constitutes merely one aspect of a much lamer problem, The Party underground re- quires numbers of safe houses or apartments for a variety of adminis- tration and operational purposes. A.rchives,,files and Party corres- pondence can no longer be kept at "legal" premises, and bank deposits cannot be maintained in the Party's name. In fact, the entire process of ";gin`; underground" and of sustaining an illegal Party machine can be reduced to the prosaic but intricate search for safe space: homes of unsuspected sympathizers, shops and offices of crypto-Communists, houses and farms in the country, and the like. Particularly important is the safe housing of communications. a. Internal communications, Liaison between the illegal national and territorial organization -- whether constituted on a UUnormal" basis or reorganized as triads -- requires safe meeting and contact places for representatives of the higher and lower echelons, Ronortinroints. The Comintern advised Parties under- ground to establish special addresses or flats where at appointed times representatives of the cells and fractions of the mass organizations could meet representatives of the Party committee for consultation and instruction, Such reporting points may be established at all echelons of the Party underground. Even a legal Party may find it useful to create clandestine reporting points whenever the legal Party premises become insecure. Pro- tective measures include the establishment of safety signals and special passwords for verification purposes, At the central reporting point of the Bolshevik underground Party, for example, different passwords were used for rank and file workers, for district functionaries, and for functionaries of the central apparatus. Letter drops and contact?oints for couriers, Written communications botwoon higher and lower' echelons presuppose the existence of safe addresses where "mail" can be delivered and picked up, The Comintern' s instructions specify that such'safe addresses must-'not coincide with those of reporting points. By the same tokonq.special addresses may be established for the use of intra-Party couriers carrying verbal messages& h. Externai communications, Communications with the Party organizat on abroad pose s pecial 'housing problems , Borde -cr.ossinf mechanismg,, There must be established on the borders special conduct points and safe houses (such as overnight stations) for the use of couriors, instructors, and the various special se.rvicos of the Party, as well as for fugi- tives. In practical terms, the Party must either use the homes of "safe" Party members or sympathizers in the border regions, or buy the services of non-Party individuals who may be helpful by virtue of their experience. In the Bolshevik underground it Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -27_ Sanitized - Approved For Release : CIA-RDP78-00915R000.100250007-6 was cotr4non practise to hire smug ;lers operating; in border areas. Recruitment or bribery of individuals employed by border-control authorities may also be attem )te Fishermen,, barge-owners, and maritime workers may be utilized when the crossing of waterways and maritime frontiers is required. The connections of Danish fishermen with their German friends in the Hamburg; area were exploited in the tqirties by the regional support station of the German Party in Denmark for the infiltration of.liaison personnel. Security considerations demand that border-crossing mechanisms remain specialized and compartmentolizod. The Party must create as many of those as possible: special border-crossing points for couriers, for Party emissaries from abroad, for the transportation of propaganda material, an, for escapees. They may exist side by side. So long as they arc separate, if one mechanism: is discover- ed, the others will not be endangered. c. R--,o rtin oints for liaison personnel from abroad. The success of liaison personnel sent by the foreign support station into the homeland hinges upon a very simple requiromont: the man must know where and to whom to report securely. In the CP Germany underground during the Hitler re;ime, such liaison personnel (referred to at that time as "instructors')wcre assigned the ad- dresses of trusted Party workers (Vertrauenspersonen) inside Ger- many. The provision of adequate shelter for such liaison officers from abroad adds to the nu; ercus housing difficulties of the under- ground. 3. Technical 11p-.)aratus. Maintaining and distributing illegal Party newspapers, information sheets and propaganda material necessi- tates the establishment of additional safe space for production, storage and distribution. Since considerable security risks are in- volved in the running of an production and ; distribution machine ( or "technical apparatus"), the importance which the Party attaches to this work merits attention, The function of the Party press in the underground is, in LeninIs words, that of a "collective organizer", As such, it not only organizes the mind of the reader along Party lines, but also groups the readers around the distribution personnel in loose, but neverthe- less important, nuclei. In some cases, the Party may be reduced to just this level of operations: an ille'r-;al newspaper and several cir- cles of readers connected with the center through the workers who brim the sheet to the house or factory. Further, the Party press tangibly demonstrates the strength of the suppressed Party. In highly organized Parties, the press serves the center as a vehicle for political direction on a mass. basis, The abilities of Parties to maintain ille,alublict tions vary. On the one hand, the il- legal CP France was able to - rod_,uce large numbers and many editions of national anc'.. regi: n l ac,;spapcrs, leaflets, factory Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 0 -ti8- Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 papers and reviews within France. On the other hand, CP Germany under Gestapo suppression had to rely almost exclusively on the production of its foreign support centers. In general, however, an attempt will be made by the Party to follow Comintern instructions: 'All Communist Parties must with,ut fail have an extensive- apparatus for the publication of illegal Party literature, printing-plants, various kinds of rotary machines, copying machines, mimeographs and simple hoctograj).hs in order to publish illegal literature, newspapers, leaflets, etc. In particular it is absolutely essential that the local Party Committee guarantee the`oublication of the factory paper for the factory cell....'1 In addition to the production apparatus a special distribution mechanise,., must be set up. For security reasons, the technical appara- tus of the illegal Party must be d'ivorced from the center and compart- mentalized on all levels; it may assume the character of a semi- independent Party section. According to Comintorn instructions, special personnel must be brought in for this purpose; special a(- dresses are needed for the safekeeping of literature from the press and for passing it along to all levels of the underground; and only one member of the Party Committee should be made responsible for publication and distribution. The production process itself is dependent on the availability of paper, equipment and trained personnel. The acquisition of paper is often a troublesome problem. At times it must be stolen or pil- fered by a Communist employee from his place of work. Equipment must frequently be improvised. However, when production is on a pro- fessional scale, as it was in France, the process may be broken up into as many component parts as possible; decentralization of the pro- duction of a leaflet provides better security. Depending on the scale of production and its decentralization, the number of persons engaged in technical work may vary. Three types of personnel, however, can be distinguished: 1) the responsible functionaries who supervise and direct production and distribution, 2) the skilled technicians (typesetters, ,printers, etc.), and 3) liaison and distribution per- sonnel. The function of the s ,pervisors appears to be restricted to ,technical problems; the writing and editing rest with the political functionaries. Liaison. personnel may be needed in increasing numbers Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 29 -- Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 when the production process is decentralized. Six liaison agents, for example, were reportedly involved in the production of an illegal French leaflet, taking the text from the editor to the typesetter, and so on, down to the central storage place and distribution point. Final distribution of the product apparently is undertaken by the political organization (local Party committee, etc.). The tech- nical apparatus merely brings the product to the political section. If the center of the technical apparatus is abroad (as in the case of the German "Reichstochnikum"), it must provide its own courier and border-crossing service. As a rule, the jurisdiction of the techni- cal apparatus ends when the prn:)duct is delivered. Special function- aries of the local Party organization may be in charge of the ultimate storage places and distribution to the rank and file.' The distribution process itself, according, to the capabilities of the technical apparatus, may be put on a mass or on a selective basis. If there ore only a few copies of a. paper available it is obviously essential to distribute them among persons with good contacts, capable of passing on the information to wider circles. In any case, it can readily be seen that the housing of the technical apparatus constitutes a major problem. Homes dust be rented for the keeping of equipment (even if only a handpress and a typewriter). Paper must be stored. Central and local distribution points must be es- tablished. Couriers must be sheltered. The component operations of the production process must be safely installed. There has not so far been any evidence to indicate that there is a pattern which various Parties follow in treating the housing problem. Each Party organization, whether political or special, national or regional, appears to handle the problem according to its needs. 4. The Security Problem. The severe impact of security consid- orations on.the organization and operations of the outlawed Party has been amply demonstrated in the preceding sections. Two special aspects arise to be treated: personal and administrative security. Sanitized - Approved For Ralas.e : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 a, Personal security, Functionaries and members- alike must adhere to certain "conspiratorial rules" if their security is to be protected, All Parties evolve a set of practical regulations affecting the member's entire way of life under illegal conditions. These cover such details as alcohol consumption; behavior in case of arrest, threatened or actual; private correspondence; selection and change- of apartments; storage of letters, notes, newspapers clippings and literature in general; 'attitudes towards wife, girl friend, children, unreliable comrades, etc. Provision is also usually made for the use of fictitious (Party) names. In the CP Portugal, for example, members in close contact over a long period knew each other only by such pseudonyms, Some Parties advocate the creation of a "Party language", prohibit the use of telephone or mail for Party communications, advise the frequent changing of clothes and coj.ffurc, and even of posture and gait. Particular attention is paid to security at meetings which should, as a rule, be attendeid by small numbers and should not last long, Playing cards may be displayed on'the table to give the meetings a social appearance." Resolutions taken at meetings should be as succinct as possible. A broach of security constitutes not only a breach of disci- pline but also a major political crime: "To be a good Communist under the, present circumstances means above all to apply strictly the rules of illegal work, it means to understand that each fail- ure in this respect represents a danger for the Party and a veri- table crime against the working class." (Vie du Parti, 1941) b. l~dmin`strative security. Over and above the need for safe storage space, special security measures may be introduced to protect party records, Paper work is necessary even in the underground, although'its reduction to minimal proportions is a constant prescription. Membership records. Preparatory to going underground, functionaries will usually destroy membership lists and records indicating the affiliation of individuals with the Party. Some Parties may stop thoir'recruitment program altogether, or for a certain period of time. During illegal periods, the issuance of membership cards or books and dues stamps is often discontinued? In some cases, the responsible personnel officer may simply rely on his memory to keep track of the members. The consequences of failing to carry out such an elementary security measure are il- lustrated in the case of Cl' Ger-many. The Gestapo was able to seize voluminous central records, which had been allowed to re- main stored at Berlin headquarters. Intra-Party- communications. Written reports from louver to.higher echelons and instructions from above, when permitted at all, will be as brief as possible, They should not contain any specific details of police interest, such as names of func- tionaries, cities, villages, and addresses, Confidential com- munications may be composed in code or ciphers, and written in invisible ink. Documents will generally be forwarded by a trusted courier, and delivered at special reporting points. In case of arrest, the courier must attempt to destroy the communication by all-possible means. In the underground, Party functionaries will not, as a rule, sign with their names: they may use their initials or assigned numbers. Bio ra hical documentation. The Cadre Commissions ( or Departments may find it necessary to increase their bureaucratic activities, Cadre control in the underground is essential, and detailed biographical statements may be requested of each func- tionary and militant, particularly replacements. Such biographi- cal reports may be transmitted by special couriers of the Cadre Commission, which may be in charge of safe-guarding these records. - ' m Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -31- Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The actual volume of administrative paper work will depend chiefly on the size of the Party. A mass Party will not be able to function effectively without substantial administrative records. 5. The Financial Problem. Operatint- under round is much more expen- sive than opcratin. let-ally, )hat is'moro, the "normal" sources of income dry up. On the one hand, illegal conditions impose a new and often heavy financial burden on the Party. As a consequence of the atomization of Party or anizations and the specialization of personnel, cadres must be increased -- and payrolls with then. Functionaries and militants must be constantly on the move, either to escape the police or to minimize the risks of :their work. They may have to chance their domicile, sometimes at the sli,r;htest alert, and must not be handicapped by a lack of money. Rentals of safe kouses and apartments, storage places, etc., may be considerable; one individual may frequently have to rent several apartments, uadh under a separate false identity. Printin- and distribution costs rise; equipment is constantly 'rein{; seized by the police and must bo replaced.. Further, the Party must aid the families of arrested functionaries and mom- hors, an expense which may be extremely heavy in the event of mass arreste, On the other hand, the collection of dues is hampered. Corftri- butions from sympathizers dwindle; front orr,anizatiuns, throu:dh which fund-collectin.,; campai,:ns are channeled, may wither; the sale of Party literature decreases; and commercial ventures of the Party may fail. .Thus, Party finances frequently become a priority operational problem. Preoccupation with financial questions is shown in the instructions of the ( illc;al) CF France, callin; fora discussion of finances at the boCinninc of every cell meeting, Tight budCetin,; can partially solve the :ilerma, out essential costs cannot be eliminated. CP France in 1941 considered the following cate;ories as essential; a) propaganda material -- paper, equipment; b) travel expenses; and c) couriers. The same Party further advised all echelons to budget as follows: 50% for propaganda costs (paper, machinery, etc.) and 50% for or;(-Inizational expenses (salaries, indemnities, travel expenses, rents, etc.). Sanitized -Approved ForVeiease : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 In view of the scarcity of funds in the underg-ound, the Party must frequently look for support from abroad. Party centers in foreign countries, or Party auxiliaries with foreign connections, such as maritime Party units, are particularly suited to collecting funds with the help of ~raternai Parties and their front organiza- tions. Prior to the dissolution of the Comintern, underground Parties could also present their case to the Budget Commission of the Commu- nist International, 7,1hile it is difficult to estimate the current financial policy of the'CP Soviet Union towards foreign underground Parties, it is probable that if a significant Party should be forced underground in the near future (CP Italy or CF France, for example), direct or indirect financial support from the Soviet and satellite Parties would be forthcoming. Whatever the origin of underground funds, their administration poses a critical security problem. Party funds, in possession of the national and territorial finance departments or finance officers, can in some cases simply be placed with trustee. Party workers. security considerations recommend decentralization of hiding places. when practical, dummy accounts and dummy corporations can be created. The administration of funds may also be taken out of the hand's of territorial organizations and centered upon the national Party treasury, when the latter operates in safe territory -- a procedure recently reported to be followed by CP Greece, 6. Mass Support: the Crucial Political Problem, The PartyRs ,financial difficulties may be overcome, and the Party machine may be salvaged to a certain extent. Even so, deprived of its legal outlets, the Partyts basic stratc ;y of developing into the directing force of the entire working class and other susceptible strata,'will be, severe- ly hindered under illegal conditions. Fronts and auxiliaries fall by the wayside in a state of political suppression, and the entire propaganda and agitation apparatus must restrict its operations. The strength of the Party as a political force is based upon free access for its propagandizers and organizers to wide masses of workers, farmers, intellectuals, minority groups, etc. The legal Party can Sanitized - Approved For R ... - DP778-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-009158000100250007-6 obtain a maximum of mass support; the illegal Party may fall far short of this basic objective. "The fundamental deficiency of every illegal Party," in words of the Comintern, "(is) that an illegal Party appara- tus makes contacts with the masses difficult - and yet the fundamental task of the Communist Party is to have close contact i .,ith the masses." There are several methods by which the Party may attempt to surmount those obstacles. a. Penetration and control of lei non-Communist _artics re resentin,v,,orkers and relatdd class elements. This approach has only limited possibilities, In the first place, during severe repression all "progressive" or "liberal" parties may be outlawed, and another ille; al'party is not worth penetrating be- cause it is itself restricted. In the second place, Communist efforts to take over a non-Communist "Viorkerst Party" will moot with cgnsidorable'resistance wherever these parties arc control- led by Socialists. The attempt made by Cr Austria to take over the.Austrian Social Democratic Party as a whole, through a tacti- cal alliance made by the two parties during the middle thirties, met with failure in this way. b. Penetration and control of legal trade unions. This is a tactic rocomrnended by the Comintern, Even if control cannot be achieved, Party fractions working in legal trade unions can exert a certain degree of political influence. Illegal trade unions are clearly lass valuable than legal outlets. The penetration' process of the trade union movement is a permanent requirement, no matter what the political status of the !'arty may be. Creation of du =.v front orr;anizations or parties. As a rule, this method has little chance of success because it is usual- ly too transparent. Exceptions may occur when suppression is not severe (such as currently in Brazil) or when the Party is in a position to exploit a national emergency (such as foreign occupa- tion or colonial unrezt) and. to marshal national or colonial "liberation" movements. The fact remains that no matter what political alliances the Party underground may conclude, or what additional strength it may gain in illegal membership, it still is not a legal Party and cannot fully develop its potential strength. The "combination of legal and il- legal methods" is never adequate; ultimately the illegal Party must attempt to become legal. The passing from illegality into legality, however,, may only be possible in acutely revolutionary situations. The Party may have to organize militrry-revolutionary action (as in Russia, China and Greece), or it may have to wait for such an inter- national crisis as World I"J'ar II, during which the regime suppressing the Party is destroyed. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 34 - Sanitized - Approved For Release : CIA-RbP78-00915R000100250007-6 7, M II. CASES OF CO4]IST PARTIES UNDERGROUND This section contains analyses of six Communist Parties during periods of illegality, showing the particular organizational and operational problems which each of them faced and how they tried to solve them. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For a P78-00915R000100250007-6 ORGANIZATION OF THE BOLSHEVIK PARTY I CENTRAL COMMITTEE FOREIGN BUREAU TECHNICAL ORGANIZATION EDITORIAL BOARD RUSSIAN BUREAU (after 1910) REGIONAL ORGANIZATIONS PROVINCIAL ORGANIZATIONS CITY ORGANIZATIONS MOSCOW TECHNICAL ORGANIZATION MILITARY ORGANIZATION MILITARY TECHNI- CAL BUREAU FINANCE COMMISSION LECTURING AND LITERARY BOARD DISTRICT ORGANIZATIONS SUB- DISTRICTS CELLS Bolshevik fraction in the Central S-D Students Organiza- i tion. Moscow Trades- Bureau. Union Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 THE ODESSA BOLSHEVIK ORGANIZATION (1905) ODESSA PARTY COMMITTEE (5 members, headed by a Secretary, with organizers for each of 3 Districts, and an Agitprop functionary) ORGANIZATIONAL COMMITTEE TECHNICAL APPARATUS CITY PERESYPSKY DISTRICT DISTRICT COMMITTEE COMMITTEE BOLSHEVIK STUDENT ORGANIZATION DALNITSKY DISTRICT COMMITTEE SUB-DISTRICTS (No sub-districts) FONTANSKY CELLS VOKZALNY 666 6 66 6 6 66 6 66 6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For 'MA-RDP78-00915R000100250007-6 THE BOLSHEVIK TECHNICAL MECHANISM FOREI N BU EAt OF' THE `'GC: TECHNICAL S'ERV E Instructions, copy, literature; organizers, couriers, etc. 4 TRANSPORT SERVICE BORDER CROSSING STATIONS Reports, refugees, couriers, etc. TRA SPOT T TECHNICAL SERVICE SI RVICE' PASSPORT PROCUREMENT AND PRO DUCTION ORGANI ATIO 1 PUBLISHING AND DISTRIBUTION MECHANISMS (Decentralized) ENGRAVING SHOPS COMPOSING PRINT SHOPS CENTRAL STORAGE Copy from the local Bolshevik organization LOCAL STORAGE 0 0 0 Copy from the local Bolshevik organization where supplies could be got Bolsheviks in factories 0 and shops FUNCTIONARIES RESPONSIBLE FOR DISTRICT DISTRIBUTION Dissemination (Centralized) Paper Mill Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 A. THE BOLSHEVIK PARTY UNDERGROUND In setting up the basis of the Bolshevik Party, it was Lenin's view that its organization must be stable, solid and continuous, and that the personnel engaged to take part in the enterprise must be pro- fessionally experienced in revolutionary activity -- so well trained in subterfuge and conspiratorial devices that the police would not be able to undermine their organization. From 1900 to 1917, Lenin never swerved from this concept of the Party; and in 1917, when the big chance came, only the Bolsheviks among the several opposition factions possessed the necessary self-confidence and organizational efficiency ,to enable them to take power and to hold it, The development of factions within the original Russian Social- Democratic Labour Party (RSDLP), which was comprised of a large number of local Marxist organizationsaroso over organizational differences in 1903. Lenin insisted on restricting Party membership to a relative- ly small group of devoted, single-minded, well-disciplined militants, leaving sympathizers and revisionists to the Party's auxiliaries and mass organizations. He wanted a "monolithic and militant party with a clearly defined organization." Following the split, Bolsheviks and Mensheviks constituted two separate parties in fact, if not in name. They vied with each other for control over leading organs and over local, organizations in Russia. They held separate congresses in 1905; and finally in 1912, the schism, which had continued to widen during the 1905 Revolution and the reaction which followed, was made permanent. Until Stolypin's death in 1911 all opposition parties were severe- ly repressed except for a brief period in 1905. Against the Bolsheviks, the Government wqs, if anything, inclined to be less severe, because it underestimated the capabilities and staying powers of the Party and because it correctly believed that Lenin's splitting would weaken the other revolutionary parties. These others, along with the bourgeois reformist parties, were considered by the Government to be much more dangerous than the Bolsheviks. The Tsarist police made mass arrests and kept the Bolshevik Party under close surveillance, of course, and police agents penetrated all major Party organizations. Trade unions, Sanitized - Approved For Release : -CIA-RDP78-00915R000100250007-6 ~36 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 the pepper subject for Party work, were tolerated only when organized on a local basis. Among those measures of the Government which hinder- ed Bolshevik activity were internal passport requirements and the registration laws. Travellers and people changing residence were re- quired to sign the register at new lodgings. However, lower police functionaries, when they were not ignorant, w_wre`likely to be corrupt- ible. It was often no.great task to bribe a prison guard, frontier patrol, or local police chief, or to "talk"oneself out of a tight situation. Other difficulties faced by Lenin in the building of the Party along the highly centralized lines he had laid down, were imposed by the long distances over which command channels were stretched, both from abroad and within Russia itself. Transport networks sot up by the Party's technical services, the employment of couriers, and the use of special communications devices overcame such troubles in some measure, Considerable aid was rendered local Russian organizations from abroad, not only by the Party's Foreign Centers, with their propagandizing- indoctrinating-money-raising auxiliaries, but also by foreign Social- Democratic Parties ( particularly the German) and by the International Socialist Bureau. Within Russia, bandit gangs ("Expropriators") operated for Lenin's benefit, sending him funds with which he could construct his system of organizers, couriers, and agents, who succeed- ed in taking over the control of many previously non-Bolshevik Marxist groups in Russia. Stolypin's death brought some relief from repression. Pravda, a general propaganda paper, and 7vezda,_ a weekly political journal, both Bolshevik organs,, began to appear legally, along with several others. These were tolerated as long as they veiled their revolutionary intent, subject to a relatively liberal censorship. Violating these conditions, Pravda was repeatedly suppressed, but each time reappeared with only small changes in name, none in content. The Bolsheviks elected six members to the Duma in 1913. They formed a coalition with Menshevik deputies at first; but they soon broke away to form their own fraction. Ii',,Tith its legal press and its Duma fraction, and with some influence on Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -37 - Sanitized - Approved For Release CIA-RDP78-00915R000100250007-6 a number of labor, social, and welfare organizations, the Party pursued legal activities. It continued its illegal work at the same time, build- ing up its Party organizations, issuing illegal, inflammatory leaflets, carrying on secret revolutionary work among the masses. The Party was again forced wholly underground with the outbreak of the War in 1914. It devoted its energies to preserving what remained of its own strength and to sabotaging the Russian war effort, to which end it formed cells and committees in the armed forces for agitation) encouraged insubordination and fraternization among t he troops, etc. When the March 1917 ("bourgeois") Revolution overthrow the Tsar, the Bolshevik Party emerged into full legal status and resumed publi- cation of its various periodicals. In April, Lenin hastened to Russia from Switzerland, through the charity of the German Government. By November, what with the incompetence of the Provisional (Kerensky) Government, the chaos brought about by Russian military defeats, and general economic and social debilitation within Russia, the Bolsheviks found their small, well-disciplined machine able to achieve a new Revolution, from which the Party emerged victorious. 1. Ora.nization. (See Chart, "Organization of the Bolshevik Party.) The Bolshevik apparatus was marked by a high degree of centraliza- tion of command and decentralization of structure. It consisted of those organs of the RSDLP which the Bolsheviks controlled at any given time. During most of the period to 1912, and from then until 1917, those wore the Central Committee, the Foreign Bureau of the Central Committee, and the Editorial Board of the successive central newspapers of the Bolshevik faction. After 1911, the Bolsheviks were able to cen- tralize their machinery inside Russia through a Russian Bureau of the Central Committee, and, wore able to develop command channels running down from the Russian Bureau through territorial echelons -- Provincial, Regional, City, City District, and Cell organizations. The Latvian and one section of, the Polish Social-Democratic Parties supported the Russian Bolshevik Party. Some of the other independent Communist' group in the Empire sided with the Mensheviks, whose leading organ was an Organization Commission. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -3g- Sanitized - Approved For Release.: CIA-RDP78-00915R0001,00250007-6 Most iiaportant of the Bolshevik organizaticns inside Russia were those of St. Petersburg, Moscow, Odessa, and a few other large cities. Those received some direction, when communications permitted, from the Russian Bureau of the Central Committee. However, the Foreign Bureau and the Editorial Board, headed by Lenin, carried the decisive weight with the local organizations inside Russia. The Central Committee was elected by occasional Party Congresses, ,most of which were held abroad and to which delegates wore sent by local organizations according to their numerical strength. The Central Committee elected at the Prague Conference in 1912 consisted of six members and five alternates. Stalin was coopted into membership after the Conference. Membership of the Editorial Board varied between three and seven, but the Board was always headed by Lenin. All Bolshevik organizations enjoyed the right to co-opt new members into their com- mittoes. The following analyses of the Moscow and Odessa Bolshevik organi- zations show the structural principles followed by the Party during these years. a. The Moscow 0 nization. In Moscow, three Party units worked practically independently of each other, although their activities sometimes overlapped. The Moscow City Committee worked exclusively within the city; the Moscow Regional Committee administered the Pro- vince of Moscow; and the Provincial Bureau of the Central Industrial Region comprised several Provincial organizations. The Moscow City Committee, c._Dnsisting of a Secretary and several District organizers and one trade union organizer, administered the work,of several city Districts, which, in turn, were divided into 'Sub-Districts and factory cells. Auxiliaries and Party organizations attached to the City Committee included: 1) Moscow Central Trade Union Bureau, a Bolshevik organization with some strength in many of the illegal labor unions; 2) 3) 4) Central Social-Democratic Students' Organization; Lecturing and Literary Board; Finance Commission; 5) Central Technical Organization for production of passports and production and distribution of literature; Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 39 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 T, M 6) Military Organization, actually independent of the City Committee, but with interlocking membership with the latter. 7) Military Technical Bureau, also independent of the City Committee except through liaison with the Secretary: responsible for the procurement and preparation of arms and other weapons. b. TheOdess Organization (See Chart.) Osip Piatnitsky, the veteran organizer, has described the organization of the Odessa Party for the benefit of post-Revolutionary comrades and for foreign Parties who were, at the time of writing, "in great straits because they cannot find a suitable guise in which to clothe their local or- ganizations under illegal conditions...." "The organization of that t ime, in Odessa as well as in the rest of Russia, was built from top to bottom on the principle-of co-optation; in the plants and factories and in the workshops, the Bolsheviks who worked there invited (co-opted) workers whom they considered to.bo class-conscious and who were devoted to the cause. The regional committees of the large towns had divided among its members the work of uniting all the Party cells of a given district (or sub-district), and of organizing new cells whore there wore none. The organizers of the sub-districts in- vited the best elements of the cells to the sub-district commit- tees. F:hon a member of the sub-district committee dropped out (if he had been arrested or had gone away), the remaining mem- bers co-opted another with the consent of the district committee. The district committees in turn were'composed of the best ele- ments of the sub-district committees. The city committees were formed by the union of the various Groups and cells of a given" city and wore subject to the approval of the Central Committee. City committees had the right to co- opt new members. V,hen a city committee was arrested as a body, the Central Committee of the Party designated one or more members to form a new committee and those appointed co-opted suitable comrades from the workers of that region to complete the new committee.' Piatnitsky was himself co-opted into the Odessa Party Committee. The Central Committee had notified the Odessa organization of his ar- rival from Germany, and the co-optation had been effected oven before he reached the city. He was appointed organizer of the city District. The Odessa Committee possessed a large illegal printing plant in the city, and was able to publish numerous leaflets on political evonts. The Committee also distributed literature received from the Central Committee and Technical Apparatus abroad, sent speakers to .factories and meetings, and chose leaders for advanced circles in the districts. Piatnitsky gives the following description of the way in which the Odessa organization functioned: Sanitized - Approved For Releasee : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000.100250007-6 IlEach member of the District Committee was connected with the groups and cells of the trade in which he worked at the ti.rie; and through the groups and cells he got in touch with the workers of that same trade. Thus there was direct contact between the Odessa Committee and the workers of the plants, factories and work- shops at Odessa; the district organizer connected the city commit- tee with the district committee, the members of the district com- mittee in their turn were connected with the groups and cells, the members of which carried out the instructions of the Odessa comit- tee and the district committee among the workers; they in their turn informed the Odessa committee and the district committee of the mood of the Odessa workers. The district committee mat at least once a week; often more frequently. The members of the district committee m re sufficient- ly well qualified. All questions were discussed fully and in detail./" 2. Operational Problems,. Security measures and communications techniques for cutting across the difficulties imposed on the Party by the Government developed slow- ly, through painful experience. Some of them were taken over from the practice of older revolutionary groups, such as the Narodnaya Volya, which had boon crushed in the 1880's. a. Security Measures. Security precautions were directed to two chief ends: to prevent exposure and imprisonment of cadres, and to prevent exposure of plans and police interference with Party activi- ties. Some of the devices used in maintaining security wore: 1) Codes, cyphers, and other communications techniques; 2) Assumption and frequent changing of false identities; 3) Secrecy of meeting places and lodgings, which were changed frequently to avoid registration with police; 4) 'Restriction of contacts among members (letters of intro- duction, intermediaries, restriction of plans to minimum circula- tion); 5) Techniques of avoiding police surveillance (wearing of inconspicuous clothing, dodging police shadows, etc); 6) Careful disposition of records (encoding, safekeeping, committing facts to memory, provisions for quick destruction, etc); 7) Use of contacts within police as countor-intelligence producers., (ineffectual and very limited, as it turned out). 8) Compartmentalization: especially applicable to comrades engaged in "conspirativo'l work (as in the technical organizations), who loft "day-to-day's work severely alone. Molina places and safehou semis. Large meetings were held with a minimum of publicized preparation, usually in the woods several miles from town: -41- Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 "When it was necessary to call more or less general meetings they were arranged under the guise of excursions to the country in the name of some educational socioty. After leaving St. Peters- burg a `couple of dozen worsts behind, we would go 'for a walk' into the depth of the forest. !e would then place patrols who would direct the way only by a previously arranged password and then we would hold our meeting.'" (Krupskaya, Memoirs of Lenin. II, 129) Measures taken by functionaries in the carrying out of organiza- tional business were more strict. Piatnitsky (Memoirs of a Bolshevik) describes those adopted in Odessa: r/Ccriirades arriving in the city used"to report to?the secretary of the Odessa Committee, Comrade Gusev. He himself, except on days when the committee itself met, had a different meeting place every day whore we, the members of the committee, could find'him.' These meetings were in cafes, restaurants, private dwellings, etc. Com- mittee meetings were very frequent, at least once a week. They took place at the private houses of sympathizing; intellectuals. At these meetings the instructions of the Central Comrlittee,'the political situation, and the progress of political campaigns, were discussed.... Decisions passed by the committee were communicated to the district mootings by district organizers. The Odessa organ- ization maintained sevoral safe meeting places whore members of the Central Committee, of the central organ of the RSDLF, and of Party organizations in neighboring towns could stay and moot." Police restrictions on travel called for the expenditure of consi- derable energy and ingenuity. Piatnitsky emphasizes the time and effort wasted in changing; lodgings every night to avoid being discov- ered through the regular police inspections of residential registers. Fake and doctored passports were prepared by technical units serving Party organizations in most of the large cities. Communications. Codes and cyphers, some of them quite complicated, were employed for written communications. Piatnitsky recounts a two- day struggle to decypher addresses sent to him in one letter by the Secretary of the Foreign Bureau of the Central Committee. Other tech- hiques included the use of invisible ink (cobalt and sulphuric acid solutions, milk, lemon juice) written in the margins and between t he lines of innocent books., letters, bills, etc.; the marking of words land letters in innocuous literature; hiding; of letters in picture frames, in the spines of books, etc. Written communications were carried safehand by couriers or sent through the posts addressed to reliable sympathizers or to general delivery. More important communications were transmitted orally. Penetration by Police. Extensive penetration of t he Party by police agents did much to destroy the effectiveness of the most Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 42 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 careful observance of security measures: "..., there was not a single local organization into which some provacatear had not crept. Every man regarded his comrade with suspicion, was on his guard against those nearest to hirm, did not trust his neighbor." (Zinoviev, History of the Communist Party of Russia While recognition of the danger of police penetration undoubtedly helped to keep Party members security-conscious, the suspiciousness engendered must certainly have impeded efficient operation. There is little doubt that the Tsarist'police knew practically all important details of Party business, and it was only because of their incident- al belief that the Bolsheviks were not nearly so dangerous as the other revolutionary parties that even more severely repressive meas- ures were not taken. Roman Ma.linovsky, Lenin's trusted intimate, member of t he Con- tral Committee, and Vice-Chairman of the Social-Democratic Duma Fraction, was a police agent for years, and caused the arrest of in numerable Party members. So well did he conceal his purposes that Lenin refused to believe charges levelled against him. Even Burtsev, who had several good police contacts and who acted as a one-man counter- espionage service for the various revolutionary parties, failed to find him out, and a special Party commission created to investigate rumors against Malinovsky could not uncover any real evidence. Ma.linovsky was only the most prominent of many police agents within the Bolshevik Party. b. Technical Services. As noted above, the Moscow City Comittee maintained a Central Technical Organization for the procurement and preparation of false passports, and for the production and distribution of illegal literature, including the regular Party press and occasional pieces.. Similar technical mechanisms were supported by other city com- mittees and by the Foreign and Russian Bureaus of the Central Committee. The Central Committee operated border-crossing, systems as part of their technical services (See Chart, "The Bolshevik Technical Mechanism"). Passports. The procurement of passports was a continuing, pro- blem.. The following were the types of passports used by the Party members with police records: Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6 -43- Sanitized - Approved For R lease : CIA-RDP78-00915R000100250007-6 q R 1) False passports with fc,r`cd seals, in which all details were fictitious; 2) Copies of genuine passports'of persons without police records; 3) Genuine passports belon;inr,, to persons without police records. The third type, called ."Iron," was considered the most reliable, but was the most difficult to obtain with descriptive data appropriate to the illegal bearer. Another important function of the technical organ- ization was to exchange passports and copies with other centers. Product}.on and distribution of Party literature. In 1906 Piatnitsky was put in chard;e of the central technical organization of the Moscow Committee. The printing establishment produced about 40,000 copies each .of various leaflets, broadsides, posters, and, at the time of a Duma election, a list of candidates for t he voters. Located in the basement of "The Caucasian Fruitshop,'" the printing plant was equipped with an American press. A bell was rigged to give warning of the entrance of customers to the fruitshop, which was licensed fictitiously. The operators of the fruitshop were registered under false passports. Procurement of newsprint and distribution of the literature pro- ducod were serious problems. Piatnitsky was given a letter of intro- duction to the manager of a papermill, from which he received credit and large quantities of paper. A recommended book-binder cut the paper, which was stored in an intermediate warehouse, then taken to a second storehouse (a "depository"), from which it was taken as needed to the printing plant. Printed matter was carried from the shop disguised as fruit in wicker baskets, and was taken to a bakery operated by a sympathizer; there it was, called for by a functionary responsible for distribution, who took it to a house where distribution couriers from all the Moscow Districts picked it up. The Moscow Committee, through Party members in various factories, was able to s upply the technical organization with needed production materials. After the Cagcasian Shop had been raided by police, a make- shift establishment was set up with type and other accessories supplied by members working in commercial printshops. Sanitized - Approved For Reuse : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Piatnitsky recounts techniques of distribution of printed matter received by the Moscow organization from St. Petersburg: 'tWNe eked.... the St. Petersburg comrades to pack the litera- ture in boxes and send it as merchandise, and to send us only the receipts. As soon as we received the receipts we picked out two comrades to get the boxes. One of thorn would hire a carter, to whom he gave the receipts for getting, the merchandise out of the station. The carter was given a fictitious address to which he was to deliver the boxes. Another comrade would keep an eye on the driver, following him about wherever he went with the receipts. If everything looked safe, the second comrade would inform the first comrade of this, and then the latter would moot the carter on the road and direct him to the right address. If we suspected that the comrades were being watched, three comrades wore selected: one hired the carter; the second followed him all the way to the station, in the station itself, and on the way back; the third acted as a courier for the second comrade. He informed the first comrade whether it was safe for him to meet the carter. The fol- lowing precautions were also taken: even-if the two comrades dis- covered nothing suspicious at the station, they nevertheless changed the address given at first for another fictitious address." (In such cases we used. to give the address of some acquaintance.... The driver was dismissed, and later, if there was no hitch, the literature was sent to the depository and from there to the various districts.) It sometimes happened that the carter would he called to the gendarme office at the station after he had Produced the luggage receipt. In such cases the comrade who was watching him warned the other comrade not to meet the carter on the road; and he him- self stayed to find out what would happen. Occasionally the gendarmes let the driver pass with the merchandise but-send a de- tachment of spies and gendarmes at his heels. However, in view of the fictitious address given the carter, their labours wore in vain. Several consignments of literature fell into the hands of the authorities, but nobody was every arrostcd./d The printing plant operated by the Tiflis organization was even more elaborate, eventually becoming the largest underground plant in Russia. It served both Menshevik and Bolshevik factions of the RSDLP. It was sot up by Leonid Krassin, manager of the Government power station in Baku, who served as a member of the Central Committee of tho RSDLP ^nd who carried on illegal activities so successfully that for four years neither the management of the power company, nor the police, nor the workers suspected his real role. He arranged for the smuggling of literature, forging of passports, raising, of funds, and the setting up of the clandestine printing,; shop. Krassin was able to find reliable printers who would not only work long hours, but live in the plant as well,dispite its discomforts. Through an arrange- ment with Krupskaya, who was Secretary of the Foreign Bureau, he re- ceived each issue of the RSDLP organ, Iskra, from abroad, and managed to publish 10,000 copies of it in Russia.. The secret plant also Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 45 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 P V. f" 640-likMa produced the Co unist I-anifesto, Kautsky's Erfurt Pro,r,ram, and over a million copies in all of leaflets, pamphlets and periodicals. A deluxe edition of one hundred copies of the Efurt Program was made up for sale to wealthy sympathizers at a high price, Illegal literature was also produced by more primitive means by individuals and small organizations -- handwritten tracts circulated a few copies at a time, and, on a slightly larger scale, those rum off home-made hectographs. After 1912 the Parties were permitted legal organs, subject to a partial censorship. i2ovolutionary literature presontod transportation problems be- cause of its bulk. .]hen the censorship was partially lifted, printed material could sometimes be sent through the mails, disguised as in- nocent material. During most of the pro-revolutionary period, how- ever, it was customary to smuggle literature in falsebottomed suitcases, in "breastplates" (false bosons), or sowed into skirts. All travelling members and sympathizers were pressed into the service of this "express transport." The problem of bulk was later resolved by printing on onion skin paper with narrow margins. As the underground organization developed, Russian editions of papers printed abroad were run off from imported copies or matrices. Border-Crossing. Communications with foreign centers necessitated elaborate border-crossing establishments. In preparation for the establishment of a transport service operating out of Berlin,, Piatnitsky made arran,oments for the lodging of visiting Russian functionaries with German Social-Democratic elements, for the storing and processing of smuggled literature, and for the creation of border- crossing stations. The transport service in Germany had its counter- part on the Russian side of the frontier. A second such system, operating out of Leipzig in 1910 and also set up by Piatnitsky, illus- trates the methods employed. The Leipzig Social-Democratic organization supplied him with several. addresses to which communications could be safely sent and where visit- Russians could meet and find lodging. He was given the use of the attic in the building of the Leipzig Social-Democratic newspaper Sanitized - Approved For Rekgase : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 a r n to r. m for storing and packing literature. Two reliable comrades living near the frontier were hired to do the actual smuggling. Both systems worked with a very small staff. This organization, as well as the persons who acted as connecting links, remained unchanged until 1913, although the legal daily, Pravda, was already being published in .ussia., c. Finances. Funds for both legal and illegal Party activities were secured by conventional means: donations by well-to-do Party mem- bers and sympathizers, and contributions by foreign Social-Democratic parties and the' International Socialist Bureau, Support auxiliaries, such as Committees of Aid for Iskra,v ere set up abroad. Lenin's benc- fits from organized banditry (?Toxpro,-)rirtions") and counterfeiting also gave him access to large amounts of money which enabled him to build up and strengthen Party organizations under his own authority. Sanitized -Approved For ReJq sg : CIA-RDP78-00915R000100250007-6 Sanitized - Approved F CIA-RDP78-00915R000100250007-6 ORGANIZATION OF THE PCF CENTRAL COMMITTEE "TRIANGLE DIRECTEUR" (A Triad, possibly consisting of chiefs 'for Political, Organization, Propaganda work.) ADMINISTRATIVE SECTIONS Youth Propaganda Political Cadres Technical CONTROL COMMISSION Soldarite INTER-REGIONAL ORGANIZATIONS r--~ R PR P 6" 6 bis RFrIONAL ORGANIZATIONS F [_ ]H' I SECTORS FIrl FIrl 'SEC F17N Sub-Sections CELLS aoo Sanitized - Approved For R J "'CTA-RDP78-00915R000100250007-6 000 Sanitized - Approved Ford,CIA-RDP78-009158000100250007-6 TECHNICAL SERVICES OF THE PCF PARTY CENTER Political - A pparatus National Responsible for Propaganda Inter-Regional Responsible for Propaganda NATIONAL RESPONSIBLE FOR TECHNICAL SERVICES INTER-REGIONAL RESPONSIBLE FOR TECHNICAL SERVICES TYPOGRAPHICAL MAKE-UP RESPONSIBLE PHOTOENGRAVING SHOP for photo- (plates prepared) engraving a composing RESPONSIBLE for print shops and central depots, Sections a Cells Intermediary (Courier, cut- out, etc.) Technical Apparatus CENTRAL DEPOT DISTRI - ISTRI- ISTRI- BUTION BUTION BUTION DEPOT DEPOT DEPOT - DISSEMINATION MILITANTS in charge of transport & procurement of paper, ink, a other sup- plies. Sanitized - Approved For Re ease IA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 B. CP FRtL.NCF UNDFi1GROUND CP France (PCF), supporting the Soviet-German non-ag;ression pact of 24 August 1939 and pursuing an anti-war policy, was logally dis- solved by decree of the French Government in September 1939. With the Armistice of 22 June 1940, the Party entered a brief period of "semi- legality, It during which it collaborated to some extent with the Gor- mans and was tacitly permitted a limited activity, including the regular publication of Party literature. It was again suppressed when Hitler invaded the USSR in June 1941. The ambiguity in, its policy removed, the Party hastened to take the load in the resistance movement. P,azrxist demands were soft-pedalled in favor of "National Liberation" -- harassing the German occupation forces, discrediting Vichy, and cooperating with the British and the Free French of General Do Gaulle. Large numbers of enthusiastic patriots were drawn into the movement through such auxiliaries as the guerrilla Francs-Tireurs, The Comites Populaires, end the SQcours Populaire, Party Propaganda called for a now National Front anc, for sabotage of the sections of French economy which supported the Germans. During the years of active resistance the Party completely rehabilitated itself, strengthoning its cadres, perfecting its organization and tactics finding wide mass support. It emerged from the period of illegality stronger than over before. 1. Orfnfident that the Nazi power was transitory, the KPD had addressed itself to the pro- blems involved in a possible suppression, however temporary. In response to a report made by Hans Kipponbergor in July 1932, the Central Committee instituted preliminary security measures. A courier system was organized; the mails were Liven up as a communica- tions channel; the Party in Saxony ordered a house search of its mom bers for the removal of all compromising, material. The Berlin or- ganization set up parallel dununy and secret offices in November. Such plans proved quite inadequate. Continuing to make light of Nazis, the KPD was surprised by the violent suppression which .followed the Reichstag fire of 27 February 1933. Indeed, the Central Committee met in Berlin the same night, and retired in ignorance of the disaster. The mass arrests which followed cut deep into Party cadres. Communications were disrupted. Party ranks were driven into confusion by fear and lack of leadership. The Center delayed moving its vital records out of the Karl Liebknecht Haus lon enough for the police to seize them. b. The Failure of Centralized Control, The first reaction to the suppression on the part of the KPD leadership was to attempt to perpetuate the highly centralized control of the past. Two Polish Communists were dispatched on Comintern orders to instruct the Party on underground work. One was an org,'nizer, the other, a specialist Sanitized - Approved For Rele e : CIA-RDP78-00915R000100250007-6 Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6 in underground press work. They accomplished nothing. In may, John Schehr returned to Berlin from 2:Zoscow with Comintern instructions to set up a central directorate (Peichsleitung) in the form of a Triad (Dreierkolpf), consisting of himself as Polleitor, and two others as Orzloitor and A itproploitcr. This system was reproduced at all lover Party levels. (Soo Chart, "Organization of the TD under Centralized Control.") Schehr was arrested in November, and a new Dreiorkopf appointed. Several such triumvirates followed in rapid succession. Finally, with the arrest of the entire d?ichsleitung in March 1935, the idea of a centralized leadership within Germany was given up as impractical. The territorial organization o f the Y:PD was decentralized by.. the intercalation of eight Inter-regional units (Oberbczirke) between Zeichsleitung and Bozirke. The other levels were retained as they had boon, except for reduction in size, In reality, as a result of Nazi suppression, local Party units functioned independently and often in ignorance of each other's existence. Gradually, whatever direction they received came largely from the foreign support centers set up in adjacent countries, Meanwhile, the leading organs of the KPD (Central Committee, Politburo, and Secretariat) had been removed abroad for safety. The Central Committee and Secretariat met in Prague; the Politburo met occasionally in Paris. In 1936, headquarters were established in Paris. In 1937 the Central Committee dissolved the Politburo, concentrating authority in the Secretariat, The latter development represented a shift of emphasis from policy-making; to organizational work, for by this time the foreign-support centers had practically taken over control of KPD affairs within Germany. Liaison between the Party Center at Prague and units within Germany was maintained through two Separate courier systems: the 11oichstechnikum and the Durchgan stelle network. The Rol chstochnikum engaged in typically technical pursuits -- production and distribution of illegal literature -- and in the opera- tion of a chain of couriers. Its deichskuriere carried instructions Sanitized - Approved For ReleaSQ J-CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 back and forth between the Foreign Center and Berlin, as well as literature and copy for local reproduction by the Berlin Technikum. The German security services understood that the Leichskuriore smu glod instructions, materiel, and funds into Germany from noigh? boring Soviet diplomatic estal-,lishmen_ts. The Durchn; stelle (transit stations) offered an alternative courier system. Lilco the eichstochnikum, Durc1gafgstelle headquarters were originally in Saarbrucker..; later they moved' to Holland, The Durchgangstelle operated its own couriers, one for each of the eight; zones of Germany. Each reported weekly to the Oberbezirksloitor to ,whom he was assigned for materials and coranunicaticns. Monthly re- ports wore mace to Durchgangstolle headquarters. Communications abroad were effected largely through the Gorman branch of the International of Seamen and Harbor W or-kers (ISH) under Ernst 1WW1oliwebcr. The degree to which centralized control disintegrated during the early years of illegality is illustrated by the case of Heinrich diatrek. Comm e iatrek, a KPD militant since 1922, trained at the Lenin School in Moscow, was dispatched to Berlin as an organizer by the lleaC''. of the Foreign Directorate (Auslandsloitung) at Prague in 1934. At Berlin he not his contact, a Co. munist from Uupperthal who offered, him the post of Bezirksloitor Niederrhein. "He met the two tadviserst (Oberb#rter) for Western Germany at Dusseldorf: One of these advisors was responsible for Party activities, and the other for trade unions. They came to the con- clusion that Wi?atrek was too inexperienced and placed him in the No. 2 position (Orgleiter)-to a man from Hamburg, known only as ''Fritz'. Gliatrek, however, became Bezirksleitor a month later when "Fritz? was summoned to Prague. According; to 1'Tiatrok, there was no clear-cut delineation of functions within the BezirksleitUflg?. In his position, he was re- sponsible for Dusseldorf and Solingen. His Nos. 2 and 3 were assigned to other areas, and a ,parently acted very much on their' own. Within his own area, "`iatrek took charge of all activities, producing a.papor which he wrote largely himself, and even acting as cashier. A courier from Berlin visited him regularly up to February 1935, a fact which indicates that the RZeichsloitung; man- aged to keep contact with at least one Bozirk until within a few weeks of its extinction. After that, he received his instructions from isterdam, via a woman courier who left them with the Bezirksloiter of Mittelnccin, from whom ,.iatrek picked them up every Monc.ay. He also h^c a weekly meeting with his Instrukteur from the ~Iuslandsleitun. Sanitized - Approved For Releas CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The Irlstrukteur showed him an illegal publication which originated from the region and established the existence of a Communist group) with which Wiatrek should he in touch. When 1-,7iatrek did succeed after some weeks in making; contact with its leader, it proved to be the Leiter of the Ylnterbezirk Dusseldorf- Bilk -- one of his subordinates. This man, however, was extreme- ly suspicious, and Wiatrek had r..reat difficulty in establishing that he and the instrukteur, who was also present, were not Gestapo agents. They succeeded in obtaining his cooperation only after 7iatrok had agreed to ai,nwrber of conditions,, whose substance was that he'viould leave the Dusseldorf-Bilk area completely to its own devices." c. Decentralized Control. The failure to maintain a centralized direction of the KPD in Germany vas recognized at the "Brussels" Con- ference, which was actually hold in Moscow in October 1935. A new and enlarged Central Committee was elected, and it was decided to de- centralize control by means of the i0oreign Directorates, the .!,,Us lands le itunge n. The Auslandsleit~zngen. (See Charts, "The KPD Foreig,n- Directorate Network," and "Operaticns of a KID Foreign Directorate." The AL's, which had been set up in various neighboring countries from the beginning of the illegal to serve as intermediate super- visory-communications centers between the Central Committee and Party .elements in Germany, had assumed increasing importance as the structure in Germany disintergrated. Central Committee supervision over the work of the AL's was assured by ZK-TJertroter (representatives) who sat on them until January 1937, at which time the Triad system was introduced. By 1934, each AL was responsible for a specific area of the 1oich, to which it dispatched Instrukteure, each assigned to a particular district. The following AL's have been (Jescribed: 1) AL-Zentrum, located first at Prague, then in Goteborg, and in Stockholm from 1939. It covered Berlin, Saxony, Hanover, and Brunswick. 2) - AL AL..~.'-'''eSt, Amsterdam. Covered Niederrhein, Aachen, Hagen, Siegen, Ruhrgehiet, and Bielefeld. 3)' AL-Nord, Copenhagen." Covered Hamburg, Schleswig-Holstein, Bremen, and the Baltic coast. has also responsible for Communist refugees in Denmark, Norway, Sweden, and Iceland. 4) AL-Sud. Covered South Germany. 5) AL-Saa gebiot. Covered the Saar. 6) AL-Sud t established at Brussels in 1936. Covered 1:2ittelrhein. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 `-67 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 __n T rti ;'} r m AL composition varied from place to place, but generally in- cluded the following personnel: ZK Representative, acting as chief Chief of the Technical A pparat Chief of the Border Station (Grcnzstelle) Chief of the Emigrant Directorate(Emigrantenloitung) Representative of the German zone `)eing serviced. Representative of the Red :>id (:tote Hilfo) In ALis Holland, Belgium, ^n~ Denmark, the International of Seamen and Harbor Workers (ISFI) was also represented. Although under nominal Central Committee supervision, the AL's necessarily acted with a fair amount of independence. As the ALts gained in importance after 1935, and especially, from 1937, they built up extensive organizations. AL-Nord, headed from 1937 by ;~Tiatrok, consisted of the following functionaries: No, 1 (i olloitor) (''liatrek) No.2 (Orgleitor) No. 3 (i gitpro;lei tor) Transit Agent (Gronzraann), responsible for conducting Instruktcure into the Reich a nd for the dispatching of illegal literature published by the AL. Technical man '(Tochniker), responsible for false papers. Editor, who published the AL's paper, Nord ~eutscher Tribune . Responsible for Youth anc'.Abwohr (the latter, concerned with Party security) Responsible for Trans;.:,ort and Communications. Responsible for Finances, Responsible for trade union work, Three representatives of the Rote Hilfe (a welfare organi- zation commonly used as cover for espionage activities) . Three Responsiblcs (Zirkelleiter), each in charge of one of, the three areas under the AL. Instruktoure for each of the above areas. ? The Instrukteuro ,%cre gi ~ ven their oaTlers by the Zirkelleiter, who told them what places to visit and what instructions to give there. All of these functionaries lived illegally in Copenhagen. The AL was supported partly by local contributions, partly by subsidies from. the Central Committee, partly by the sale of Party literature. The work of the `.L's was divided between organizing KPD and mass organizations among German emigres and supervising the work of KPD elements in the area of the Reich to which each I.L was assigned. The organizing work was accomplished largely under cover of the Emigrant Directorates (Emigrantenleitungen: EL's) which were set ula under AL supervision. For communications, the ALIs operated their own courier system, which was ap aarontly separate from those run by the Party Center. Q T, n Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The Em i rantenleitun en! The ELts rave relief to German emigres and organized them into KPD and mass organizations. They maintained close contact with indigenous Communist elements and served as convenient cover for AL activities, They were fruitful sources of recruits for AL courier and other work. The EL Triad consisted of Polleiter, Orgloitcr, and Agitpropleiter. The EL Pol- loiter sat on the AL, from which he received instructions. The AL Comimunications system. The Border-crossing Stations (Grenzstelle) of the decentralized ,Lls consisted of a loader, a 2K- Vcrtretor, and representatives of the Border Sections (Grenzah- schnitte) under the particular Grenzstelle. The lay-out of the Foreign Directoratos, with their appendage Grenzstcllo and Grenzab- schnitte, as German security services believed them to exist in 1937- 19381 is shown on the accompanying diagram ("The KPD Foreign- Directorate Network"). It will be noted that, while most adjoining countries sup- .ported-only two Border Sections, Czechoslovakia boasted no less than ten (one of those is not shown). The sections in Switzerland were ~asecl on Basel and St. Gallon: the Dutch sections, on Maastricht and Nijmwegen. Locations of sections in B lgium and Denmark are unknown, while Stockholm is thought to have had a border section oporatipg in the direction of Stettin and Konigsberg. The activities of Lothar Hoffmann, a Moscow-trained function- ary of the Copenhagen EL from 1939 to 1941, illustrate the services performed by such foreign support centers: Hoffmann secured the services of a member of CP Denmark, and of two fishermen, one Danish and the other Gorman. The Danish Party member, serving as courier, went to Hamburg, where he established contact with the K?Dezirksleiter. Hoffmann furnished the Dane with literature procured-in Copenhagen. The Dane carried it. to the Danish coast, where he turned it over to the Danish fisherman, who, in turn, de- livered it to his German opposite number outside Danish waters. The Danish courier; going to Germany unencumbered, picked up the material a8ain, this time from the German fisherman, and delivered it to the Bozirksleitung in Hamburg. _ HoffmannIs duties also included work within the EL, instruct- ing German emigrants. From 1940, there remained in Copenhagen besides the .loader, of the EL and AL, only about twelve emigres. These were Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 69 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 organized it four groups; each of which had street contacts and held secret meetings. The EL maintained some contacts with CP Denmark. The work performed by Paul Helms, who was (presumably) Orgleitor of the Copenhagen AL, is also of interest. In the Sumer. of 1937 he began to recruit reliable KPD militants (Vortrauensleute: trusted persons) still in Ger- r.,~any to carry on or,.;anizational and propaganda there in small groups, He maintained contact with these elements through Instrukteure. One such Instrukteur, who had connections in Hamburg, made the trip from Copenhagen some ten times. He met with workers and small business men and received reports on public opinion" and riorale and furnished his contacts with illegal literature. Returning to'Copenhagen, he would report to the AL to got new instructions. Once, he received a false passport. At first, literature was smuggled into Germany by the ALrs "Grenz- a%parat," which employed Dancs `for the purpose. Later, the Instrukteur carried it himself. His rcoorts were written up and evaluated by the AL, then forwarded to the Central Committee. Another Instrukteur had contacts among Hamburg port workers. which he was charged with exploiting. He attempted to organ- ized them and carried into Germany illegal literature hidden in pocket mirrors and nieces of soap.` d. Attempt to Revive Centralized Control. As Goorgi Dimitrov, Secretary General of the Comintern, pointed out to a KPD conference hold at I:Ioscow in January 1910, the Party in Germany had largely dis- integrated. The German-Soviet non-aggression pact, which had been signed the preceding August, however, raised the illusion that the Party might begin to function more or less normally inside Germany. The "January platform," therefore, called for the reestablishment of a Roichsleitung at Berlin. It should consist of a more or less overt dummy Secretariat and a real, secret Secretariat. It was even thought possible that the latter might built.', up and direct an extensive mili- tary organization for espionage and sabotage work. With this project in view, the AL's were officially (is- solved. Actually, they continued to function as before, until forced to close down by Nazi military advances. Knochel, to whom the task of preparing the field for the Berlin center fell, dispatched three Instrukteure into the Reich. Early in 1942 ho wont in himself, setting up shop in a safe-house secured by one of the Instri.ikteure. Here he installed a duplicating machine from which ho ran off a cumber of illegal papers. Liaison with some local Sanitized - Approved For Release: CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 KPD units was established and maintained for a time by the Tnstrukteure, who reported regularly to Kn"chol. Instructions reached him through a post-box address in Dusseldorf, through a number of couriers, and by small boats plying on the Rhine. His own correspondence was received by his fiancee in :;msterda,m, who gave it to a Dutch Communist known as "Der Grosse." The latter radioed these messages abroad. An attempt to sot up a transmitter in Berlin came to nothing, but Knochel was able to receive geno.ral instructions from 1kadio Moscow and from other stations. This meager establishment wns finally broken with Knochelts arrest on 30 January 1943. Thereafter, whatever foreign direction.. was exercised over the sr..all, disconnected KPD groups in the Acich seems to have come from Stockholm, Establishment of the Free German I.1ovement. Three methods of control over units in Germany having failed, KPD emphasis now shifted to the establishment of a mass organization abroad. The "Free German" Movement was begun at Moscow in July, 1943. It was composed of anti- Nazi prisoners of war and KPD emigrants. It published a weekly news- paper, Freies Deutschland, and beamed propaganda broadcasts to Ger- many over "Free German Radio."" On July 1943, a separate organization, the "Union of German Officers" was affiliated with the Movement. Free German Committees "were established on amass basis all over the world. Chief centers were New York, Mexico City, London, and Stockholm. In South America, a "Latin-America Committee of Free Germans" was formed by the amalgamation of various anti-Nazi organi- zations in 1942. The chief value of those mass organizations to the KIT was in converting German prisoners of war to Marxist principles. The inten- sive propaganda carried on in prison camps in the USSR through the ^,ritifa training courses won over recruits for th ost-war Party and Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6' - 71 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 the adrainistr ation in the Soviet Zone. ;s 2. Security. KPD unpreparedness made it vulnerable to police repression from the first. Seizures of complete membership lists and of elaborate central records led to decimation of lower cadres, while agonts-p.rovo- catours invaded Party organizations and even built up numbers of decoy organizations into which many comrades and sympathizers were enticed. When the trap became full, it would :)e sprung, and the gulled comrades thrown into concentration camps. The arrest, in October 1933, of the Agitproploiter of the Bezirk Berlin-Brandenburg, for example, lad to the exposure of the whole Unterbezirk network, and to the arrest of the Bozirksleitung and many members of the Unterbezirke. A courier was arrested and found to be carrying papers conceded beneath a knee- bandage 'and under the ,;rips of the handle-bars of his bicycle. The litter contained roughly oncyphored lists of the r oetinowhich he was to hold during the weak. The persons whom he had arranged to meet were nearly all rounded up while on their way to, or at, the designated meeting places. As a counter-measure, the IK:PD opted elaborate security regulations. "The party organization roust be decentralized," a functionary declared rather belatedly in 1935: "In place of the old centralized system there must Crow up many independent little local organizations which must be capable Recent roor;,anizationl steps taken by the SED (Socialist Unity Party: the amalgamated KPD -- SPD Party in the Soviet Zone) and the KPD may have produced a degree of confusion. They may have loci some to conclude that the KPD is about to go underround and that those steps wore taken in preparation for this. The KPD in the Western Zones has been officially separated from the SED and has set up a "l'Test Zone Directorate" at Frankfurt. The Bczirk has been abolished as an inter- mediate echelon between Land and Kreis. Ten-man Groups have boon pro- scribed as the basic KFD unit. These measures would be perfectly natural ones for the KPD to take in response to the crystallization of the East-':est division within Germany. Streamlining the Party structure, as the KPD has done, should not be taken as prima facie evidence that it intends or expects to go underground. There is no evidence to show that the stops were taken with such a specific expecta- tion in view. Whether or not the KPD intends to go underground is be- side the point. The reorganization probably would have been made in any case. Sanitized -,Approved For Release : CIA-RDP78-00915R000100250007-6 - 72 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 of carrying out the party line on their own and of leading the masses in their respective areas. 'r Bearing cover names and changing; residence frequently, militants maintained very limited party contacts to prevent such lame-scale exposures as had overtaken the Party in 1933. Functionaries were appointed from above, rather than elected, and they habitually worked in areas where they were not previously known. To ensure secrecy of communications, instructions to lower units were relayed through intermediaries. Thus, an Untcrbozirksleitun appointed a committee of three from among the leaders of its several Ortsgruppe. This commit- tee represented the only contact between the Unterbezirksleitung and its subordinate groups. All members known to the police were forbidden to take any part in underground work or to have any contact with functioning militants. TTeeting places were changed often end their locations closely guarded. Signals discernible from a safe distanco wore used to indicate security, such as flower pots in (or missing from) a window, or the position of window shades, etc. It was forbidden to.carry incrir.n.inat- ing documents to meetings or to keep them at mop erst lodgings. Safe houses were established for hiding personnel and materials; letter- drops and cut-outs for communications. Party cards and dues receipts were no longer issued. recruits were carefully screened and their records checked with the Central Committee, which had access to the blacklists of police; agents and traitors compiled by the Party's illegal Apparat. Reniaors who had over given signs of defection, or who had been released too soon by the Gestapo, were treated with sus- picion, and sometimes, vrith beatings or liquidatioh. Those security measures. were all valid in themselves, and if they had been applied at the beginning ,of Nazi suppression might have foiled the Govorrunent t s efforts to wipe out the Party. Coming as late as they did, it is doubtful whether they were effective in helping the Party to pick up many of the pieces. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -73- Sanitized - Approve o 78-00915R000100250007-6 Organi- zation CENTRAL COMMITTEE (includes representatives of major City Committees and Regional or- ganizations, and Responsibles for EAM, ELAS, EPON, EA, AKE, MLA, KOSSA, The KKE Abroad, and intellectuals.) KOA (Athens) 'APPARAT" an advisory council) ORGANIZATION OF THE KKE (/946) FINANCE COMMITTEE CONTROL COMMISSION SECRETARIAT WORK COMMISSIONS Agit- prop Technical Co-opera- Syndical Women tives POLITBURO CITY ORGANIZATIONS KOP (Piraeus) KOTh (Salonika) CITY DISTRICT ORGANIZATIONS (ACHTIDES) F I I Ll n y n CELLS (K0B's) PROVINCIAL ORGANIZATIONS CELLS (KOB's) 6666666 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Government employees 81 KOSSA REGIONAL, ORGANIZATIONS Sanitized - Approved Fo -RDP78-00915R000100250007-6 ORGANIZATION OF EPON Responsible for EPON on the CC/KKE CENTRAL COUNCIL (6 members) EPON PIRAEUS TECHNICAL MECHANISM Athens EPON Secretary, a member of the Central Council. - - Printing- Press Dis- tributors (the Mourikis Brothers) EPON ATHENS Technical Mechanism Finance Committee Local Districts F Labor Local Students' Sections Sections Sectors Z Technical Mechanism Finance Committee Students' EPON Local Athletic Sectors Students Sections Groups Kallithea Heavy Elementary High Schools School machine Poly- shops technical Secondary l h S s c oo Higher Light Commercial machine shops Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved F DP78-00915R000100250007-6 KKE CONTROL OF THE OENO CC/KKE KOP ACHTIDES I I KOB's EA Secretary, OENO OENO Offices EA Brotherhoods Abroad Abroad AAAAOOOOO Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release_IA-RDP78-00915R000100250007-6 THE SALONIKA RECRUIT-FORWARDING SYSTEM H LN ::THE .. GRAMMO! Funds, lnstructio-s, RecretRs GA DART Q, Funds from KKE press and entepr ses in SaloniNa NDART HO Sanitized - Approved For Release : A-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Di 'C GREECE UNDEi GU OUND 1 ith the* formation of the Markos rebel Junta in December 1947, and the resumption of serious guerrilla warfare, CP Greece (KKE) went wholly underground. Illegality was no novelty for the KKE. It had been suppressed during the dictatorships of Parigalos (1925-1926) and T;Metaxas (1936-1941). Many of the Party functionaries arrested then were released when the Germans occupied the country in 1941. A new Central Committee was formed and the Party bent its energies to the creation of a united front resistance movementl the EA1~7. The EAL:'s guerrilla force, ELAS, which was constituted in February 1942, co- operated with other resistance groups and the British to forward the fight for liberation. From the time of liberation, October 1944, until June 1946, when the Government promulgated a Law for Public Safety, -providing for powers of search, abolishing the right to strike, and setting up special police tribunals, the K enjoyed practical freedom of action, During the months from June to December 1946, it prepared itself for illegality by strengthening discipline and re- organizing. So far as its political mechanism is concerned, the KKE effort has met with failure. :'While the rebel forces have had some notable successes, the political structure in all areas but those hold by arms appears to have collapsed. During, 1948, the Greek police uncovered many local Party organizations, and most of the leac'i ng cadres have either been arrested or have fled to the mountains. 1. Organization (Soo Chart, ?'Org^.nization of the KKE, 1944 Except for having established, through its resistance period, a number of political, and clandestine action auxiliaries, the KIM was organized along familiar CP lines prior to its suppression in 1947. Centralized control wqs held by a seven-man Political Bureau, a four- mars Secretariat, a Central Committee, and a Control Commission, extend- ing successively down through Regional and City organizations, Districts, and Cells. Most recently, the Rebel fladic (DABS) announced that as a result of a decision of the Fifth Plenum of the Central Committee, held in the Grammes Mountains on 31 January 1949, l.Markos Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 74 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 had been relieved of political responsibilities and has since been re- placed as military commander by Ionnis Ioannides. A new Politburo, elected at the same time, is composed of five regular members and three alternates, headed by the long-time Secretary General, Zachariades. Chryssa Hadjivassiliou, once head of the KIM, organization for penetra- tion of the Armed Forces and State Security Service (KOSSA), was also relieved of her Politburo post. The KKE organizations for the three major cities -- KOA, Athens; KOP, Piraeus; KOTh, Salonika -- have traditionally stood at the region- al level. As police interference has tightened around Party communica- tion channels, they have come generally to represent whatever organiza- tion coherency is loft to the KKE outside Rebel territory. If the "normal" breakdown of KKE city administration by Districts,, and Cells (KOB's) still obtains, it does so loosely. The average District (Achtis) comprises a small bureau, most of whose members have been co- opted rather than elected. It meets infrequently, and it administers very few KGB's. An attempt was made early in 1948 to sub-divide the KOB's into three-man groups (pyrines), but most recent reports indicate that the KOB's, comprising anywhere from four to twelve members, are themselves too small to admit of further purposeful division. KKE auxiliaries such as the AKE (Agricultural Party), EAU (Nation- al Liberation Front)', EPON (United Youth Organization), and EA (Mutual Aid), are theoretically organized along lines similar to those of the political mechanism, and have also suffered disruption. The underground organization of EPON is shown on tho attached chart. The organization of the military auxiliary, the "Democratic ArmyJ It and the clandestine action apparatus of HOSSA and PHA, will be dis- cussed in Part Tsno of the present study. In October 1948 the Central Committee of the KKE announced the dissolution and replacement of the Athens Committee (KOA) on the grounds that the latter had failed to execute properly the recruitment and sabotage program directed the previous March for support of the military action. The present constitution of the KO'., is not clear. A "Central Committee Delegation" reportedly coordinates and directs KKE Sanitized - Approved For Release CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 affairs in the city. During the summer of 1946, as a counter-measure against the numerous arrests suffered then, the Central Committee of the KOA was enlarged from nine to fifteen members. Power was concen- trated in a new, four-man Secretariat, consisting of the following: First Secretary Second Secretary (Organization) Responsible for Fractions Responsible for Womon's 'York The Central Committee of the KOA in 1946 consisted of the following functionaries: First Secrot ry Second Secretary Responsible Responsible Responsible Responsible Responsible Responsible Responsible Responsible Responsible Treasurer Enlightener " 6. or i' ~.,I:~ for Security for Clandestine Organization for Intellectuals for Tr:, .de Unions for Fractions for IJJA's for EPON for .ICJ The KOA adhninistered several independent KOB's and sixteen Achtides, nine of which ,waoro organized on a neighborhood basis, and the remainder, according to occupation, as follows: Civil Servants Studc;nt s Street Vendors, Bus and Taxi Operators Bank and Clerical :'Yorkers Intellectuals Transport ;Yorkers Hospital and Veterans Organizations Workers Membership of KOB's was also reduced at this time. The KOP of Piraeus and, probably, the KOTh of Salonika, were similar- ly organized, as wore the following Regional organizations: Macedonia and Thrace Epirus and Ionian Islands Thessaly Storea Crete Aegean Islands Dodecanese The Achtis was abolished as an o rganizational unit in the countryside during the 1946 preparation, rural members being absorbed into local AKA organizations. The former Provincial Conunittees of the Regions were transformed into city committees, administering Achtides and KOB's withi towns. Sanitized - Approved For Release : CIA-RDP78-00915R00'0100250007-6 .."76- Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The structural decentralization adopted by the KKE as a standard counter-measure against police action during 1946 proved ineffectual. As a result of many arrests during that year and the next, many local Party units were destroyed. A recent interrogation throws interesting light on the state of disintegration into which the KKE political mechanism had fallen. In July 1947 the KOA sent Maria I .Ianousaki to Chalkis as Responsible for the city organization there. On her arrival, she discovered that it consisted of a four-man bureau, administering three neighborhood KOB's and three factory KOB's, with a total membership of fifty. Each KOB was directed by a Bureau headed by the Responsible, who acted as First Secretary. In some cases, arrests had reduced the Bureau to the Re- sponsible alone. Each KOB comprised from four to twelve members. According to M,,nousaki's statomont, the work of the Chalkis political organization consisted solely of the preparation and dis- tribution of printed material. However, as Responsible, she worked closely with representatives of the KKE auxiliaries, EAT:, EA, and EPON, The EPON had only fifteen members in the entire city. The Responsible for '?vigilance" (epagrypnisis: internal control, including aspects of Party intelligence work) in the Chalkis KKEI or- ganization had not been able to carry this function down to the KOB's, presumably because of a shortage of qualified cedr4. He was also, however, Responsible for the technical mechanism, which consisted of himself, an assistant, one flat mirnaograph machine, and a typewriter. As Responsible for the political organization, Manousaki dictated the policies of the technical mechanism. She also took charge of the cen- tral distribution of the printed matter which it produced. Liaison w?,dth the KOA and with local KCB's was maintained by couriers. Contact with the KOA was interrupted during the winter of 1947, when the Bureau of the Regional Committee of Central Greece, in the competence of which the Chalkis organization technically lay, suc- ceeded in establishing an irregular liaison with J;hhnousaki through Andarte units in Evvia. It is interesting to note that, while recogniz- ing the nominal authority of the Regional Bureau, the guerrilla head- quarters tried to assume some direction over the Chalkis organization. S E C R r m Sanitized - Approved For ReJepsg : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The present composition of the KIE at the national level, and cur- rent territorial organization are not clear. In the face of trying communications difficulties, it seems likely that the rather elaborate picturewhich was drawn in 1946 would be meaningless today. The Politburo and Central Committee are stationed in the mountains. bhile many of the functionaries who in 1946 filled posts for myriad Party affairs may still maintain their positions, it is highly probable that their administrative activity is nominal. 2. 0 erationa roblems. a. Security. The KI'~E and its auxiliaries have adopted familiar security measures for the preservation of their cadres and for what limited action they can achieve against police interference. The actual practise of these measures is best demonstrated in the details given by interrogated KKE members. Meetings.., This is how meetings were arranged for Zoi ?'Ianiati, a fairly low-level courier working for Maria IM,anousaki: In,May 1947 Maniati was sent by the Responsible of the Chalkis organization to Athens to deliver a note. She was instructed as to her Athens contact and the proper password, and given money for expenses. Arriving at the Athens per- fume shop to which she had been directed, she gave the sigh, "Is Mrs. Samits perfume ready?" To this the owner of the shop gave the countersign, It is ready and it costs 15;000." He told the courier Lia_niati to return the following day, ,,~hen she would be given her contact. The next afternoon she return- ed to the shop, where the owner shortly indicated a man pass- ing the shop as the contact. I:?aniati met the man in the street and delivered the rmossage to him. He gave her 500,000 drachmae to take back to the Responsible of the Chalkis organization. Manousaki has described several meetings with other Party functionaries, from which the following characteristics emerge: 1) Meetings were pre-arranged whenever possible. This included the furnishing of addresses where initial contacts could be made, such as the residence or business establishment of a sympathizer or secret KKE member. It also involved the use of such recognition devices as passwords. 2) ?'dhen regular contact places had not been established or wore not known, meetings were necessarily casual. Thus, Manousaki made contact with the KRE organization at Thebes through the mother of an old Party acquaintance. It is interesting to note that the KKE term for safohouse is "yavka," an old Soviet intelligence word for a secure meeting place or reporting center. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -75- Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 C, V n _661 Meeting places wore often fitted out with secret hiding places in case of police raids. One such was behind the false back of a w^rd- robe closet, It was large enough to accommodate four persons, Sympathizers and their families frequently provided 'ryavkarr for visiting ftuzctionaries, who sometimes were forced by police sur- veillance to "hole up'' in those safe:-houses for weeks at a timme. Occasionally, having provided lodgings at the request of a friend or relative, the host might even be kept ignorant of the character of his guest. Personal Conduct Upon Arrest. As a, guide for conduct to be followed when arrested, the Central Committee allegedly issued the following (paraphrased) instructions: 1) Never admit your Party affi li:tion, or reveal any details'of Party work, organization, or personnel, even under torture. Confine yourself to a denial of the charges made against you. Anything further gives the police a good chock on previous information and on the work of their agents within the Party, and enables thom to make further arrests. Do not associate with anyone connected in any way with the police, 2) Fear is your worst enemy, Signs of nervousness or cowardice encourage the police to torture you in the hope of getting detailed confessions. 3) Do net acknowledge even apparently insignificant points, Thus encouraged, the police will resort to torture, so that finally, you may confess tot pings you have never heard about. Do not forgot that this is the first step to- wards treason. From the very moment you have acknowledged something which the Security asked you to acknowledge, how- ever insignificant this information night appear to you, yoti have already confessed to treason, and nothing can save you. 4) Those arrested together mast defend each other. If another comrade is being tortured, make noise and demonstrate so that you will be hoard outside. A passive attitude, while a comrade of yours is being tortured, will not only not help you when your turn corms, but will facilitate the work of the torturers, 5) Do not avail yourself of the opportunity !which the Security may offer you to contact anyone on the outside. You would only give away other comrades. 6) In case Party documents or other incriminating records are in your home, do not reveal your address, so that your family or organization will have time to destroy them. 7) Remember that police agents may be planted in your cell at prison as nconvicts." Never talk to follow prisoners about Party affairs, rSanitized Approved For Release : CIA-RDP78-00915R000100250007-6 -79- Sanitized - Approved Fo.J PAeAegs,~e : CIA-RDP78-00915R000100250007-6 c. Recruitment and Transport. A. network for the channeling of recruits for the Rebel Army has been described by Iianousaki. It was directed by Sawas Argyropoulos, 3ho was, until ?':-7anousaki t s arrival, Responsible for the Chalkis political organization. Argyropoulos cospatched couriers (the same persons employed by llanousoki in her political liaison with the KrOA) to the same perfume shop that was used as a reporting center for Chalkis-KOA liaison. There the courier was put in contact with the prospective recruits and tiould arrange to meet them at the Chalkis railroad station. If a boat was available ".Then the recruit arrived at Chalkis, he would be des- patched immediately, hidden in space constructed within a load of bricks, tiles, or other cargo. Sometimes, recruits had to be lodged in Chalkis for some time, until the next boat left. Prosum::~bly, the, would be landed on the coast at an point from which they could easily join a guerilla unit. During the winter of 1947-1948 , Salonika police uncovered and destroyed a network for the channeling of recruits, refugees, and instructions from the Salonika area to Andarte elements in Pieria and the Chalcidice. One George Kazakis was in charge of the "entire illegal organization" in Salonika. Assisted by his wife, he kept liaison with TIarkos and with local guerilla organizations, and he operated at least two recruit-foiiardin, systems, one working by sea to Pieria and the other, overland to the Chalcidice. The Chart, "The Salenik- Recruit-Forwarding System," shows the major links and direc- tions taken by those systems. The Kazakis organization maintai nod safe-houses in a shoe- repair shop, a provision shop, and in a sympathizer's apartment. Dur- ing the period of its operation, it forwarded about 100 persons to the Audartes, 19 to Pieria and 81 to the Chalcidice. d. Finances. Financial affairs of the KIE in 1946 were directed at the national level by a ten-man Central Finance Committee, which was divided into five functional sections, viz: Income Expenditures Enterprises Underground Mechanism Enlightenment and Propaganda Sanitized - Approved For Rele'as rCIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The Cashier of the Committee was also Secretary of the EA (Mutual Aid) and President of the KO,. Executive Committee. Finance committees also operated on the Regional level. In February 1948, it was reported that the Central Finance Committee would confine itself to the area accessible to KIE officials in Athens (that is, to the KOA, KOP, Aegean Islands, Crete). It wqs to consist of six members, three of whom, headed by Chryssa Hadjivas- siliou, woulc: direct all financial affairs. How finances in other areas would be administered was not covered in the report. Presumably, a finance office operates at Party Headquarters in the mountains under direc't' supervision of the Politburo. 1) Sources of Revenue. In addition to more prosaic sources of incomo, such as dues, membership fees, and the like, the KEE has received large amounts from abroad through the EA and the U32M.O. Between June 1945 and December 1946, the OENO brought in -- 3,671,064 English Pounds 80 Gold Pounds 1,769,012 (Egyptia.n?) Pounds 2,060 American Dollars These sums were transported by OENO agents. One member of the crow of the American SS SOUTH I ;TERN VICTORY, for example, delivered to the OE,NO finance office in Piraeus ?`.;4,200 collected in the United States, A second courier delivered 268 Pounds in British banknotes collected at the OENO lintwerp office. Altogether, the Athens Finance Committee reported the fol- loving contributions from abroad in the period September-October 1948: Drachmae Great Britain 19,200,000 Western Europe 12,500,000 OENO branches United States (sent by the 18,750,000 Editor of the Now York ' G -Lmcrican Tribune 7,500,000 Cyprus (sent by 2d L) 5,000,000 Australia (sent by local EA1I members) 1,800,000 Sanitized - Approved For Relea?~ -.CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 The above items represented about 13% of total revenues for the period. Other revenues included contributions from the central treasury in the mountains, from local donors and organizations, and proceeds from Party subscriptions and due-s and from the .operations of various business enterprises in the Athens, Piraeus, and Attica area. Total receipts for the period were 502,900,000 Drachma?, , The following business enterprises, were ol;erctad by the Kazakis organization in Salonika: Cooperative for the manufacture and sale of shoes, Dairy Products Business, A,utomobilc Cooperative: operated buses and trucks until end of 1947, when sold, proceeds going to Kazakis; Printing shops, Popular Book Store: sold Party literature and stolen stationery till end of 1948, X-ray Laboratory, Nail Factory, I,Iotorboats: two boats, presumably operating on a com- mercial basis; Silk Business: 360 kilos of silk cloth bought in Albania for resale, but impounded by Salonika police; Kotoula I.I.achine shop: allegedly manufactured 11 printing presses which were sent to various KKE organizations; Miscellaneous soles: of the rugs, foodstuffs, etc., appropri.'.ted during TENS regime; proceeds from silo of three KIM and E.111 newspapers after those were outlawed. 2) .FxPcncit ures. A detailed account for the area administer- ed by the Athens Fin-ncc Committee during the period between 1 September and 10 November 1948 shows total expenditures of 1,038,150,000 Drackrao, principal items being the following: Salaries, lodging, travelling expenses ,:f KKE functionar- ies, including couriers; Rents and other housekeeping expenses of KKF political organs; Equipment for technical and military mechanisms; SaLaries, overhead and printing expenses. for publication of Party literature; Sanitized - Approved For Release _ CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Financial support to auxiliary or ,nnizations; F'innncial support to non-KKF, functiori^.rios and families of auxiliaries; Fin .ncial support to K IE or arizations (KOA, KOr tt, and the KKE RcCional Committee of the t ogoan Islands), including KOSSA. Sanitized - Approved For Release: CIA-RDP78-00915R000100250007-6 86 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 E. CP SPAIN UNDERGROUND CP Spain (PCE), along with the autonomous Catalan and Basque CPis, wqs driven deep underground with the victory of General Franco in the Sprint; of 1939. Party cadres scattered, some to Latin America, some to the USSR. Vith the liberation of France, a Center was established at Toulouse,it close to the Spanish border. The official weekly publi cation, Munde Obroro, soon began to appear clandestinely in L;adrid. In Lurch 1947, the third PCE Congress met at Paris. It elected a Con- tr^1 Cornittee, which sot up headquarters in Paris under Dolores Ibarruri as Secretary General. For some time the POE controlled the National Spanish Union (UNE), a resistance coalition v:hich w as dis- solved in 1945. It held posts in the cabinets of Giral and Llopis in the Republican Government in Exile that was established in Mexico City. The Party has always worked closely with CP Franco, and has set up branches all over the world. The PCE center is presently at Paris; latest reports indicate, howr- ever, that sections of it may have been already removed to Prague. A bewildering nambor of fronts, auxiliaries, and penetrated organizations under varying degrees of PCE control operate out of France and other countries, some of them maintaining underground organizations within Spain. The Spanish police have exerted so strong'a pressure on those undergrounds as practically to nullify such small works as they may attempt. Numerous guerilla bands carry on desultory and largely unco- ordinated operations in the mountains. Some of thorn are undoubtedly controlled by t he CP's; many are auxiliaries of other outlawed parties; most arc apparently simple banditti. .y Center :broad. 1. The Part Late in 1945, the Madrid police arrested a number of persons Recent reports alleging existence of a-formal PCE training school at Toulouse seem to be without foundation. It is possible that a ccr- tain?amount of informal cadre training is carried on in the Toulouse area, but present anti-PCE action by French police would scorn to make operation of any sort of a centralized school impossible. Sanitized - Approved For Release $~IA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 alleged to represent a Central Committee at Toulouse, and ocnfiscated a printing press, 5,000 copies of undo Obroro, and two radio trans- mitters, but moans of which contact with the Toulouse Center had boon maintained. The PCF Center established by the 1947 Congress at Paris consists of a Central Committee, Politburo, Control Commission, and Secretariat, supervising the work of several administrative departments. The principle of co-optation has applied throughout the Party since the Civil "Var. tlha Lever political apparatus functions within Spain is quite decentralized, reportedly ranging through the following eight echelons: Legion, Province, Lora], Comarcal, District, Sector, Radio, and Coll, The Basque and Catalan CP's maintained separate Politburos, although both were represented on the Central Committee of the PCE until Decem- ber 1945, when a unified politburo was set up for all three Parties. This now Politburo reportedly consists of tor. members ( as compared to six members previously), headed by Secretary General Dolores Ibarruri ("La Pasionaria') and Political, Secretary Vincente Uribe., It is most recently reported that part of the Politburo is about to remove to Prague, where Ibarruri a nc. Uribc have been for some months. Comorora may stay on in Paris at the head of some sort of organi- zation there. '3hethor this presages, an eventual complete removal to the Czech capital, it is too early t o judge. French police have lately begun to interfere with Spanish Communist activities. Never- theless, it would seem unlikely that a complete transfer of operations will be effected. France is too convenient a base for the manipulation of such wires as the PCF still has into Spain.. In addition to those secretaries name! above, 1;ntonio Lfijo also sits on the Politburo as Organization Sccretary. Both Iijo and Uribe are aided by Politburo Assistant Secretaries. 1Idministration below this top level is something of a mystery. Several reports of dubious merit list such unlikely administrative departments as "Jurisprudence" and ?ICommercial Relations." One enumerates no loss than 26 separate working sections under the Central Committee. I1nothor cites 18 sub- sections functioning under three major departments, viz., "Coordination Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 88 - Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6. r f" 17 r and Information," "Political Affairs," "Ealitary Affairs." From such descriptions, it is possible only to deduce that the PCE maintains a standard administrative set-up, with sections for ~",.gitprop, Oreaniza- tions, Cadres, Youth, l 7omen, Finances, Labor, etc., to which there have possibly boon added such departments as may reasonably be expect- ed tb function in an underground part y --' Liaison, r;Iili.tary, Mutual Aid, Security. Many of the departments allegedly worldng at the Party Center pro- bably exist as paper entities. It is indeed doubtful that such appal- linE buroacracy as has boon set out in these reports would be coun- tenanced by such well-schooled Communists as those who currently lead the PCE. It is significant in this connection that most of t he mem- bers of the now Politburo have spent some time in Moscow and have had extensive training in practical underground work. Ibarruri was a member of t he Ccminternts Executive Committee in 1935. Vbatevor the composition of the central organs; it is unlikely that top cadres expend serious energies in matters of such relative levity as "Economic Studies." 2. Ors anization within Sp din. Information concerning organization within Spain is even more nebulous. There is probably some sort of central headquarters for coordination of affairs in the peninsula. i "Contral Executive Com- mittee,~~ "Executive Politburo,," and a "Central Committee Delegation" have been reported at various timos as fulfilling such a function. A central organ may have worked in or near Madrid in 1947 (see above). Thus, Agustin Zoroa Sanchez, on trial in December 1947, admitted that, as Secretary for the Madrid area of the PCE, he had handled all incom- ing and outgoing communications between peninsular organizations and France; but that he had supervised propaganda work in the Madrid area only. (This latter included the preparation and distribution of rj do OU rero and guerilla leaflets and the operation of a Party radio station). The State prosecutor charged Zoroa with having boon head of a central organization for all of Spain, an accusation which may very well have Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 89 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 been true, but which the defendant persistently denied. In any case, he a mmitted having received several monthly shipments of 60,000 pesetas from France. It is possible that a central organ may still function in Spain. It is also possible that it may operate from some place across the French border, Toulouse being the most likely location. The nearest approach to a genuine territorial organizational breakdown at hand is a report on the Basque CP in the Province of Vizcaya in 1946. Here a Regional Responsible directed the work in throe subordinate Provinces, including Vizcaya, The Provincial Respon- sible ~r.s assisted by Responsibles for :'agitprop, Political Affairs, Organization, Syndical "fork, and Finances. Courierp and cut-outs ef- fected liaison between various Party units. Trials of other Communists have revealed the following details of organization at lower levels: Niceto Carcarmo Gonzales admitted having been Propaganda Secretary for an (unstated) organization. As such, he supervised the work of five "groups." A mimeograph machine was found in his possession at time of arrest. He received a regular salary of 1,900 pesetas per month from the "organization." Francisco Lopez Garcia, as secretary for Propaganda, directed fifteen "Groups." Others directed one or two "groups'1 or acted as liaison agents, The'above were all under the direction of Antonio Villasenor Gallego, who was Secretary General of (apparently) a Radio consist- ing of fourteen coils of five members each. Luis Forranes ( or Fernandez) Carrera was "Number Three" (i.e., Responsible for Propaganda) fat either a Radio or a Sector. He was in contact with various Radios. Antonio Ivias Poredas was "Number Two" (Organization? Political Affairs?) of "Sector II." Eusebio Cabanillas Alfaro (?) was sent to Spain from France on instruction from the "Organization in Madrid." Jesus'Llonzon Neparas, Governor of Alicante and Murcia during the Civil ':ar, fled to France via Oran (the route taken by many of those tried). Was made a member of the CC/PCE. Charged with having pro- ceeded Zoroa as head of the apparatus in Spain and with having sent the latter to take over in Madrid. Denied that the central organiza- tion at Paris directed work within: Spain, claiming that it was responsible for affairs in France only. 'Claimed that an "entirely separate commission" functioned in Spain. Others wore charged with having transported arms from across the French frontier. Raquel Pelayo, for example, entered Spain clandesz. tinely in 1944 and was sheltered by a certain Conchita in Barcelona. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Conchita-led her and three (?) other women to a place in t he Pyrenees, where they picked up arms, which they carried to Conchitats house for safekeeping, 3. Other Party Organizations Abroad, In addition to the Paris center rind the local organizations in Spain, Communist exiles set up their own organizations in many other countries, chief centers being the USSR, Mexico, Uru,_uay and Argentina. Some Spanish Communist refugees stayed on in the USSR. "Free Spain" radio broadcasts on a variable frequency around 11,620 kilo- cycles from some place near Moscow. Yost of the leading Party cadres, however, have left the USSR for France. In M Texico members of the Basque CP and of the FCE set up local branches. These work closely with CP 11exico, but receive direction from Paris, with which they are in regular comunication.* Principal front for Spanish Communists in Mexico is the CP Mexico-sponsored FOARE (Federation of Organizations for Aid to the Spanish Republic). Loaders -of the Basque CP and the PCE serve in executive capacities in the FOB-RE . Manuel,Delicac',o reportedly supervises the work of Spanish Com- munists in Uruguay, Argentina, and Chile, making frequent trips around this circuit as newspaper correspondent for Cc Soir and Huma nite. He receives regular contributions from CP Argentina for the financial support of the groups in the three countries. Spanish Communists in Uruguay work chiefly within such fronts as the Casa r 'o Espana and the JHUPRE (Spanish Junta of Uruguay for Republican Spain) . %c=- The Argen- tine branch of the PCr which has only about 100 members publishes a newspaper which has a ro orted circulation of about 1,500. Spanish Communists in Argentina utilize a number of fronts for their activities. Intercepted letters have been addressed to-the Politburo of the PC,E at Paris by the "Information Bureau of the PCE," Mexico City. iH; Until this year, Spanish Communists in Uruguay could belong to CP Uruguay. In February the CPU decided to cease issuing membership cards to the Spaniards because the latter had occupied themselves solely with collecting money for their own groups. They may continue to attend CPU meetings, however. Sanitized - Approved For Releaw41C1A-RDP78-00915R000100250007-6 Sanitized - Approved For R RDP78-00915R000100250007-6 GENERAL ORGANIZATION OF THE PCP CENTRAL COMMITTEE POLITBURO SECRETARIAT (a Triad) p Treasury BEIRAS ?R? (Coimbra a Beira Litoral) Radio ADMINISTRATIVE SECTIONS Library Technical , PROVINCIAL ORGANIZATIONS MILITARY COMMITTEE Maritime UPPER RIBATEJO 1. ,It (Upper at Lower Beira) ALENTEJO Agit-prop REGIONAL ORGANIZATIONS 11 BA, (Lower Alentejo) 'PTO" (Upper Alentejo) "BAL? (Alentejo East) SECTOR ORGANIZATIONS "TO-C? (Upper Alentejo, Central) "To-d' (Upper Alentejo, West) "TO-L? (Upper Alentejo, East) SUB-REGIONAL ORGANIZATIONS 11LH1 4 LOCAL ORGANIZATIONS KYl? CELLS Sanitized - Approved Fo A-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 b. Communications. Liaison among KIG elements and between t he KKE and foreign Communist centers his boon maintained through couriers, Party press, and radio. 1) Couriors, The use of couriers has already boon touched upon in the section on security. No material is available at this writing describing any systematic KILL; courier network, except for that which operated out of Salonika. If a network covering the Whole of Greece has over existed (^nd the fact that Chryssa Hacljivassiliou was reported in 1946 to be responsible, for the - tranamitsion of Central Committoe directives to all provincial organizations may indicate that it did), it has most probably dis- integrated. Those courier operations outside of guerilla-hold territory which have been described have all been informal affairs, with agents recruited and commissioned as the need arose. It is otherwise with the courier system operating between Greece and foreign countries. This service was performed by KKE members of the Party-controlled Federation of Greek Maritime Unions, the OENO. (Soo Chart, III-M, Control of the OEM")., It was partially destroyed by police in September 1948.. In addition to its courier services, the O,NO performed the following functions: a) Infiltration of Greek Maritime services, including the Navy, for intelligence-gathering, sabotage, and sub- version purposes; b) Raisin- and transporting of funds from abroad; c) Recruitment for the Rebel Army; d) Supply of equipment for the Rebel Army; e) Publication and distribution of Communist literature. The OENO operated out of Piraeus. It had offices or agents in Marseille, Genoa, Cardiff, Sydney, Antworp, Now York, and in Durban and Johannesburg, South Africa, In New York, the President of the Brotherhood of the EA of Seamen worked with the CPUSA- sponsored Committee of Aid for Democratic Greece for the collection and forwarding of funds and equipment to Piraeus and to Markos by way of Genoa. Sanitized - Approved For ReTefie : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 n r. n n An examination of OENO records seized by Greek police reveals that, of the approximately u,800 seamen members of the OENO (i.e., about one-third of the total Greek Merchant 12I,arine ranks), 315 actively served KISS interests. These agents worked aboard ship as firemen, sailors, stewards. They ore members of the following KISS cells under the Piraeus City Committee (KOP) : KOB of tubercular seamen KOB of coastwise lines crows and lower crows of the Merchant I:Iariro KOB of sailing vessels KOB of local lines KOB of lines abroad These KOB's constituted the "5th Seamen's Sector" of the KOP. The KOB members were later incorporated into the "Seamen's Partisan Cor=ittee" (KEN) . The YEN controlled the O ENO through the latter's secretary. In March 1948, the KENL, a short-lived successor to the KEN, was in turn superseded by the "4th Sector for Transport and Communications" (AE 4: i.e., the 4ti-i Achtis) of the KOP. 2) Press and Radio. Preparation and distribution of printed KKC material is the function of the Technical Mechanism which operates at all levels down to the Achtis. Party publications serve communications, as much as agitation purposes, With the breakdown of liaison channels, Party units have apparently come to rely upon instructions, relayed orally or through print, broad- cast by the Central Committee over the Andarto Radio (DABS), which is now probably located in Bulgaria. The way in which this radio channel has boon used is illustrated in the following extract from an interrogation of an important KIT functionary, a secretary of the "Aftoamyna" (I,TLLA: Mass Popular Sclf_Defense) for Athens: "Early in 1948.... the TTarkos radio station passed in a forceful broadcast the line that the armed movement must be intensified in the cities with sabotage and the execu- tion of political personalities. In one broadcast a Polit- buro letter was read, the contents of which were later dis- seminated in-writing and verbally to all party organizations of the cities. One letter came into my hands.... On the basis of this letter from the Politburo we tried to put into effect the orders but without results because of-the repeat- ed deteriorating blows suffered by the Aftoamyna." Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 81 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Two points are significant in this statement: the extent to which the communications system had broken down, that such im- portant instructions had to pass by so public a channel; and the really great potential use to which radio can be put in Party work under illegality, without endangering the precious lives of militants. No material is at hand to illustrate the workings of a technical mechanism of the KKE at a level higher than the Achtis. Those described by T:%.nousaki are all of this caliber. The Ivlochanism of the r_thens Fifth Achtis consisted in 1944 of a print shop utilizing two cylindrical and ton flat mimeograph machines. That of the,Cho.lkis organization in 1947 consisted only of a flat machine and a typewriter, hidden in an attic over a bakery. A second flat machine, hidden in the base of a wardrobe closot,'was not used because the house in which it was hidden was under police surveillance. A recent-description of the technical racchanism of a KKE auxiliary, EPON, (See Chart, "Organization of EPOIJ11), is more in- teresting. Mochanisrs operated at the national and city level, set up as follows: Aleaandros Thomiades was technical 'responsible' of the Central Council. Pantelis Divans (a member of the EPON Cen- tral Council) had given him 80 gold sovereigns with which he rented a house in Old Faliron (in the outskirts of Athens). With the assistance of T'heofanis Paspaliaris, he had installed in an underground crypt a new mimeograph machine and a large quantity of paper and ink. The crypt also contained the entire enlightermiont archives of EPON and a considerable quan- tity of leftist books. This crypt had been constructed in such a fashion that it was impossible to discover it by a cursory search. Within this crypt were printed the illegal publication of EPON. Neu u^cnia, and proclamations of subver- sive content. The technical mechanism of EPON in Piraeus Was,also housed in an underground crypt. It included a hand press, two cylind- rical mimeograph machines and a considerable quantity of paper and ink. In addition, the Responsible for Labor in Piraeus EPON also operated a flat mimeograph machine in his house. The shop of the Mourikis brothers had undertaken to provide the typographical installations for-the Communist organizations. They not only sold printing presses, but also transported them on the firm's motorcycles. The press installed in the house of Thomiades was brought there by Konstatinos I Rourikis. When the shop was seized by Piraeus police, it contained three presses intended for the KKE.? Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 - 82 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 CP PORTUGAL UNDERGROUND CP Portugal (PC') has been officially illegal since 1935. It has been suppressed since 1926. For all practical purposes destroyed dur- ing the extreme repression practised by the Salazar regime in its first few years, the Party was not able to reorganize until 1941. Two years later, the "First Illegal Congress" elected a Central Committee. In 1943, also, the Nmtional Movement for Anti-Fascist Unity (MUNAF) was ,established under PCP domination, It was soon outlawed. In 1945 the Movement of Democratic Unity a formation of liberal of position, was set up. The PCP soon Gained control over it, The MUD was not denounced by the Government until April 1948, although the police closed its Lisbon headquarters in February 1947. Meanwhile, the PCP underground spread out and strengthened its organization. In 1945 the police again clamped down on the Party, and during the succeeding years destroyed large segments of it, The PCP does not constitute a significant threat to the Salazar Government, and is a relatively insignificant Party. Nevertheless, certain aspecti of underground organization are better illustrated from the activity of the PCP than from any other Party currently underground. 1. Organization. (See Chart, "General organization of the PCP") Little is known about the leading (national) organs of the PCP. So far as they arc known they seem to fit into the standard pattern. Location of Party headquarters is not known; it undoubtedly moves around from, one place to another to escape the police. Loading organs are the following: (1) Secretariat: a Triad consisting; of Alvaro'Barreirinhas Cunhal'(reccntly arrested), Francisco rliguol Duarte, and Manuel Guedes. (2) Politburo: 6 members, elected at the "Second Illegal Congress" September 1946. (3) Central Comrtuttee: 9 members known? In this, each of'the Regional or Provincial Corlmittees is represented by one member, who controls work in his area. Other functional organs which may possibly operate under the Socretariatis supervision are the following: Sanitized - Approved For Rel se : CIA-RDP78-00915R000100250007-6 Sanitized Approved For Release : CIA-RDP78-00915R000100250007-6 ,ni 1'+. r A 1 m Treasurer Radio Library (publications?) Techni.cP1 council (prin_tine; and distribution?) ,An 11citprop section has quite r,_3 sonably and reliably been reported to function on the Re,_icnal level, and it is not unlikely that a corrospondi,r_C, section operates on the National level as well. A separate Military Committee has been describe:; as operatin,; at the top level. It is responsible for the penetration and supervision of Party fractions within the armed services and publishes several mimeodraphod sheets directed at those (A Viz do Soldado, Sar;;ento' Official T.iliciano for the Army; O Lome for the Navy). The followinz, positions have been held in this Committee: (1) Responsible for the Committee to the CC/PCP; also in charge of passwords and identifications. (2) Responsible for fractions in the Navy. (3) Responsible for fractions in military units stationed Vest of Lisbon, (4) Responsible for fractions in military units stationed East of Lisbon. Jose Soares was reportedly made Responsible for Party maritime work in 1946. He set up cells for stevedores, lidhtormen, warehousemen, and unloadors. He directed a "strike commission" and re ularly distributed copies of the PCP orans 1 vante and 0 Militante amon-- his cells. PCP structure throu::h t ho Provinces is decentralized throu;dh the followinC territorial echelons: Province, Region, Sub-rodion, Zone, Local, Cell. In some areas, there is apparently no Provincial ordani- nation, control b ein ; exercised directly by ReGional Rosponsibles sit- tin; on the Central Committee. Likewise, the Zone and Revional Sub- committees do not seem to be constant features in all roCions, Two further subdivisions have been reported:. District Committees between Ref;ional Sub-committees and local committees; and below these, an "Advisory Commission", which seems to be merely an informal, GroupinG of several local committee Responsibles for cooperative action. Party com- mittees at all levels above the cell consist of from 3 to 5 "function- aries" (i.e., pail, functionaries), one of whom is the Responsible, the others controllinG one or more subordinato units. It appears that S Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6. 93 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Responsibles for organizations on each level occupy seats on the next higher committee. An account of organization and activities of units under the Pro- vincial Committee for the Beiras may clarify the picture as shown on the chart. The Provincial Committee was directed by J. P. Jorge (Central Com- mittee and Politburo member). The Provincial Committee administered two Regions, "Y" (Coimbra and the Beira Litoral) and "Ill" (Uppor,Boira and Lower Beira). Region "Y" was directed by Arostinho da Conceicao Saboga. It comprised at least two local committees,"Yl" (Coimbra) and "Y2" (Figueira cda Foz). The local Committee for Coimbra was set up at one time by V. A. do l Andrade, Dr. A. R. do Cunha, and J. R. do Frcitas, working under Sahogats orders. As an initial stop in its organization, Saboga met Andrade secretly in the outskirts of CoLabra, giving the latter the following assignments: (1) To control PCP organization in the offices of Posts and Telegraph, in the shops of auto Industrial Lda, and among chauf- fours. (2) To sot up a cell in the printing, trade. Cunha, who was Responsible for work among intellectuals, put Andrade in touch with several persons who would take over the actual work of organizing the cells and with "Tom", who would carry on the work of distribution of Party publications to those cells. Later, when Andrade, still acting on Sabog,ats orders, savored his Party relations to devote himself to work on the MUD District Committee, he turned his cells over to "Tom". The same Jorge, as Central Committee Responsible for the North, supervised PCP work at Oporto as well ,,.s Coimbra. He was PCP delegate of the Regional Committee of T:TUNI',F at Oporto; later succeeded by F. S. Mirtins, who acted as liaison between Jorge and Dr. J. A. D. do Oliveira, Responsible for Party work among intellectuals in Oporto. A safohouse in which Jorge was living in 1945 was raided, yielding Party records and a few arms. Jorge himself escaped arrest, being in the south at the time, Another safehouse was rented by Oliveira on Jorgets instructions. This house was used by one PCP member after his Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 esc,^po from prison and was later turned over to ' -Local Committee of the PCP for its use. The connections noted above between the PCP and PIUD and T!i(JNAF roctir in many cases. There can be no doubt that these organizations have served as Party auxiliaries. Key posts on all organizational levels are held by individuals who are either admitted Party members or who have technically severed connections with the Party. The usual line of control in cases of record, passed through a "Funcionario" sitting, on both PCP and 1TUD (or TNN..F) committees. Sometimes, a mem- ber or members of local auxiliary committees have been nominated or appointed to these committees by a PCP functionary, who nay thus exer- cise an indirect control over several subordinate auxiliary groups. MUD is organized along lines similar to those of the PC?', is divided between IND Youth and AND ;adult or ganizations. It has had (at least in Oporto) Feminine Committees, whose place in the over-all structure is not quite clear. To all intents, the above organizations operate as branches of the PCP, agitating, recruiting for eventual Party membership, raisin? money, printing and distributing propaganda. Not the least important purpose served by s uch fronts has been their usefulness in shielding Party cadres. In a strike at Barreiro in April 1947 not a ' single member of the PCP factory cell was implicated, although the cell had initiated the strike and had given the orders for its termination. Responsibility could be fixed by the police only on non-Communists. Other fronts and auxiliaries, such as the "Gloria Football Club" of Vila Peal (an organization which reportedly has never held a sporting event of any kind), the "Circulo do Cinema", and various Party and auxiliary "Aid Committees", have served money-raising, recruiting, and propagandizing needs of the Party. 2, Security. In September 1946, the Secretariat complainer' that the Party had suffered heavily from failure of individual members to practise ele- mentary rules of security. The directive circulated recited several WMMRW Sanitized - Approved For Release : CIA-RDP78-00915R000.10,0250007-6 - 95 - Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 cases in which arrested members haA given a7eray organizational details by which the policewere chablod to break up large sections of the Party structure. Tie Secretariat reco;nized its responsibility for having failed to put into effect adequate security measures and criticizes'. many middle and lower cadre-men for corresponding errors. These may be reduced to the following: (1) Permitting unnecessary traffic into safehouses and per= mitting their locations to be too -onerally known among members. (2) Storing documents in residences of members; failing to make provision. for quick destruction of records. (3) Using "a means of transportation the boat between the Praco do Commercio in Lisbon, anca'Barreiro" expressly forbidden and condemned by the Secretariat". (4) Using a "condemned" and too "elementary code describing the site of a meeting". (5) Ignoring a warning; signal that all was not secure in a house entered by a member engaged in illegal work -- such contact itself being especially Prohibited. (6) Failing to take'recommendec precautions in changing from one safohouse to another. (7) Failure on the part of a Responsible to give adequate warning to other members of his :arganization when cane of them had been arrested, '(8) Giving, and inducinL, others to -give, information concern- ing Party work to the police upon arrest. (This criticism was levelled against no loss a person than a Candidate member of the Central Committee). (9) Giving, information to a police agent who had been ;planted in the prisoner's cell. Some additional information is available on safehouses and on techniques employed for meetings. Meetings. The following instructions were given in a PCP document seized in the summer of 1947: (1)' All loaders must he very careful about meetings with other members. (2) For every meeting the place and time must be previously thought out; all who are to'attend should have advance knowledge of it and not make others wait. (3) The places for meetings should be secure, so that mem'oors can discuss all problems pprtainin` to the organization without having to worry about self-protection, (4) The place must be known only to those attending, even after the meeting has taken place, (5) It must never be communicated to anyone, not oven to mem- bers,in whom we have the greatest confidence. Sanitized - Approved For Release : CIA-RDP78-00915R000100250007-6 -96- Sanitized - Approved For Release : CIA-RDP7800915R000100250007-6 Meetings between individuals are prefaced by an exchange of identification tok:ons (most com only, simply a card or piece of paper torn into two ryatchinG pieces, each scrap boinL Given by the supervis- inZ functionary, who is the only one knowing both persons) and letters of introduction certifyint; one to be a "person of co nfidencnriel of the armcc, forces. First issue, August 1948. Alle wi- ly put out by the Military Committee of the PCP. 0 Fax-rosso: Intended for railroad workers. L'l.2ertac