COMPETITIVE PROMOTION

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP80-01341A000100030007-0
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RIPPUB
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K
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18
Document Creation Date: 
December 9, 2016
Document Release Date: 
July 13, 2000
Sequence Number: 
7
Case Number: 
Publication Date: 
November 29, 1958
Content Type: 
REGULATION
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--II 25X1A - Approved For R.~Iease 2001/0kRDP80 843 07-0 25X1A REGULATION PERSONNEL 25X1 A Revised 29 November 1956 COMPETITIVE PROMOTION SYNOPSIS: This regulation establishes a competi- tive promotion program within Career Service areas, characterized by periodic evaluation by panels. 25X1A Rescissions: (1) dated 9 October 1954 (2) dated 30 April 1954 Page GENERAL . . . . . . . . . . . . . . . . . 1 POLICY . . . . . . . . . . . . . . . . . . 1 DEFINITIONS . . . . . . . . . . . . . . . 2 RESPONSIBILITIES . . . . . . . . . . . . . 3 PROMOTION REQUIREMENTS . . . . . . . . . 3 PROCEDURES . . . . . . . . . . . . . . . 4 IMPLEMENTATION OF THE COMPETITIVE PROMOTION PROGRAM . . . . . . . . . . 5 EXCEPTIONS TO AGENCY EXPERIENCE REQUIREMENTS . . . . . . . . . . . . . 5 1. GENERAL This regulation states policy and procedures which apply to the promotion of employees (staff employees and staff agents) to grades GS-15 and below. It does not apply to the promotion of employees to grades GS-16, 17, and 18 (seems nor to the promotion of employees who will occupy positions compensated in accordance with Wage Administration Schedules. 2. POLICY a. The Agency Table of Organization (T/O) will be staffed by the assignment of qualified personnel to the positions in which they are most needed, with due consideration given to preferences of employees. To maintain authorized staffing levels for Agency positions, qualified employees will be advanced on the basis of competitive evaluation of their performance, qualifications, length of service, acceptance of Career Staff obligations, and value to the Agency. Promotions and recruitment will be administered so that the composition of Agency personnel by grade level and occupational fields will not exceed the authorized staffing. b. In general, each Career Service will comprise for promotion for members of that service. Service will establish e arate areas of _comx necessary because of substan a differences of work performed by its personnel. Ser ice~,s of Competitive Evaluation Panels in each Career'Service. Pangl rec- ommenda ions or proiiiobons will be visory o e ead of the Career e Vice, who will maT~e finaT'recommenda ions to ~Te -ccoroPersonnel. Panel consideration will not be required in the adminis ra ion of promo ions- of personnel in grades (aS-6 and below, bue basic principle of competitive promoot o expressed in 2a above will be followed. the competitive promotion area However, the Head of a Career etition within the service when occupational or functional lines c.1 Competitive evaluation of employees in grades GS-7 through GS-14. for promo- cl. Personnel in the zone of consideration will be considered for promotion by the Head of their Career Service at least once ea tic year. 25X1A OQG REV OATi"L" BY OH_5 1 -- - ~ eflir, forme _--~ ON TYPE Approved For Release 2001/04/a~[JUST P8t1 _NEXT !E 001 ,07LGs - 10-2 V AUTO HR Approved For Release 2001 > cre1A?RDP80-01 1A000100030007-0 . 25X1A 25X1A PERSONNEL Revised 29 November 1956 e. Promotions will be of one-grade increments except where double-grade stages have been established for progression within the grade range GS-5 through GS-11. f. Normally, individuals will occupy positions which correspond in grade to their grade after promotion. However, they may occupy positions higher in grade than their grade after promotion, when necessary; or they may be promoted under competitive evaluation procedures and occupy a position lower in grade than their grade after promotion when it is necessary in the best interests of the Agency that they be retained in or assigned to such a position in a personal rank assignment status. A personal rank assignmerlt.,wi11. not be authorized if the action would result in the gra e s ructure of personnel. in the Career Service exceeding the grade structure of positions wilkch the Career Service is respon- sible for staffing (Career Service Staffing Authorization) in the competitive promotion area concerned. 3. DEFINITIONS a. PERSONAL RANK ASSIGNMENT A personal rank assignment is an assignment in which the grade of an employee is authorized to exceed the grade of the position encumbered. Per- sonal rank assignments are approved by the Director of Personnel upon cer- tification by the Head of the employee's Career Service and Operating Official concerned that they are necessary in the best interests of the Agency for one or more of the following reasons: (1) To enable an employee to be competitively promoted and complete a spe- cific tour or assignment in a position of grade lower than his grade after promotion. (2) An employee is the only qualified individual available for assignment to a position which must be filled immediately. (3) The employee possesses such unusual background, contacts, or qualifica- tions for a particular position that his assignment to that position is essen- tial to an Agency program. (4) An employee's service record and qualifications clearly predict satisfactory performance in a position of his grade, and staffing plans provide for the filling of such a position in the near future, but no appropriate assignment of proper grade is currently available. (5) To permit an employee to obtain specific experience essential to the planned future utilization of his services. Under any of these circumstances, personal rank assignments will be for a specified maximum period of time, as agreed to by the Director of Personnel, Head of the Career Service, and Operating Officials concerned. b. CAREER SERVICE STAFFING AUTHORIZATION (CSSA) A Career Service Staffing Authorization is the number of positions by grade levels and occupations which a Career Service is responsible for staffing. In the absence of designation of T/O positions according to Career Service juris- diction, the Career Service Staffing Authorization will be approximated by tabulating the grades of all positions encumbered by members of the Career Service in each competitive promotion area and adjusting to provide for vacant positions to be filled during the period. c. SENIOR SUPERVISORS For purposes of this regulation, the term Senior Supervisors will be used to designate the heads of the operating echelons in which employees under con- sideration for promotion are located. Senior Supervisors generally will be Approved For Release 2001/0-RDP80-01341 A000100030007-0 Approved For Release 2001 IO4W CIA RDP80-X4344000100030007-0 25X1A 25X1A REGULATION PERSONNEL Revised 29 November 1956 Divisions and Senior Staffs in the Office of the DD/P; or comparable officials as agreed to by the Head of the Career Service _and the Deputy Director con- cerned. d. CAREER SERVICES, HEADS OF CAREER SERVICES The Career Services and the Head of each Service are designated in 4. RESPONSIBILITIES a. SUPERVISORS Supervisors at all levels are responsible for evaluating the merit for promotion of employees under their jurisdiction and for making recommendations to the Heads of appropriate Career Services, through command channels, concerning the promotion of such employees according to the provisions of this regulation. Such recommendations also will conform to the provisions of paragraph 5b, (Tentative), Employment Policy and Procedure. b. HEADS OF CAREER SERVICES The Head of each Career Service is responsible for: (1) Recommending promotions to the Director of Personnel based upon com- petitive evaluation of employees' merit for promotion in relation to the staffing requirements for the Career Service and after due consideration of recommendations from Competitive Evaluation Panels, Career Boards, and Senior Supervisors. (2) Determining competitive promotion areas within the Career Service. (3) Establishing the number of Competitive Evaluation Panels considered nec- essary and defining the jurisdiction of each panel as to grade levels and competitive promotion areas of personnel to be evaluated. (4) Appointing the membership of each Competitive Evaluation Panel. (5) Ensuring that the composition of the membership of his Career Service by grade level and occupational fields does not exceed the staffing authoriza- tion of the service (CSSA). c. DIRECTOR OF PERSONNEL The Director of Personnel is responsible for: (1) Ensuring compliance with the regulation by continuous evaluation of the Agency's promotion program. (2) Reviewing all promotion requests and finally approving promotion actions which conform to the provisions of this regulation including the approval of personal rank assignments when required by a promotion request. (3) Recording and disseminating the qualification requirements of all Agency positions to be used as a basis for reviewing promotion requests. (4) Providing periodic listings to Heads of Career Services of personnel in the zone of consideration for promotion and periodic reports on the status of utilization of the Career Service Staffing Authorization (CSSA). 5. PROMOTION REQUIREMENTS a. AGENCY EXPERIENCE REQUIREMENTS An employee will enter the zone of consideration for promotion when he has served in his current grade in the Agency for the period indicated below: GS-1 through GS-6 6 GS-7 through GS-11 12 GS-12 and GS-13 18 GS-14 24 25X1A 25X1A Approved For Release 2001 /04T85 4W-RDP80-01341 A000100030007-0 aw. Approved For ReNesse 20018WtfdAcR9P80-01 1 00100030007-0 25X1A 25X1A AMNOW 25X1A REGULATION PERSONNEL Revised 29 November 1956 b. QUALIFICATION REQUIREMENTS An employee must be qualified to perform the duties of a higher grade position to which his promotion is recommended. If an employee is being promoted and retained in a personal rank assignment in a lower grade position, he must be qualified to perform work in the occupational category and grade level to which he is promoted. When an employee is being considered for promotion to a position for which qualification requirements are prescribed in Handbook No. -these requirements will be used as the basis for evaluating his qualifi- 6. PROCEDURES a. COMPETITIVE EVALUATION PANELS (1) In consideration of the number of personnel to be evaluated for promotion by grade levels and competitive promotion areas, the Head of each Career Service will appoint Competitive Evaluation Panels and define the grade levels of personnel and the competitive promotion areas to be under the jurisdiction of each panel. (2) Each panel will consist of a minimum of three voting members of the Career Service concerned who will accomplish the evaluation of the groups of personnel designated. Panel members must be senior in grade to employees to be evaluated and will serve for the period of time required to complete the evaluation of the groups of designated personnel. Career Boards and their panels may be used as Competitive Evaluation Panels if desired by the Head of a Career Service and providing their membership meets the requirements stated above. (3) Competitive Evaluation Panels will utilize Guide for Com- petitive Evaluation Panels, as an advisory guidebook in order to obtain reasonable uniformity in panel operations within and among Career Services. (4) Upon completion of competitive evaluation of each grade level and com- petitive promotion area, the panel concerned will provide the Head of the Career Service with a listing in order of merit for promotion of the indi- viduals recommended by the panel for promotion. b. SENIOR SUPERVISORS (1) Upon request of the Head of a Career Service, Senior Supervisors will sub- mit to him for each grade level a list of their employees in that Career Service and in the zone of consideration whom they recommend for promo- tion. Whenever practical, Senior Supervisors will list the recommended employees in the order of preference for promotion. This listing will be provided to the appropriate Competitive Evaluation Panel for its use. (2) Whenever a Senior Supervisor considers immediate promotion action is desirable to recognize outstanding ability and performance, he may submit an individual promotion recommendation to the Head of the appropriate Career Service, without waiting for the request from the Head of that Career Service for promotion nominations for panelevaluation of employees in thegrade level. (3) Senior Supervisors will submit promotion recommendations for personnel in grades GS-6 and below when promotion is considered to be merited on the basis of performance, qualifications, and length of service as compared with other personnel under their jurisdiction and in the same competitive promotion area. c. HEADS OF CAREER SERVICES (1) In consideration of rank order listings proposed by the Competitive Evalu- ation Panels, Heads of Career Services will make final determinations as to employees in grades GS-7 through GS-14 to be recommended to the Director of Personnel for promotion. 25XlAaw, 4 Approved For Release 2001/04-RDP80-01341 A000100030007-0 R Approved For R~Ie a 2001/04/ RDP80-(}9-344.A 5X1A 25X1A REGULATION PERSONNEL Revised 29 November 1956 (2) Heads of Career Services will initiate promotions for personnel in grades GS-6 and below in consideration of recommendations from Senior Super- visors and on the basis of performance, qualifications, and length of service of the individuals in comparison to other personnel in the competitive pro- motion area. (3) Heads of Career Services will ensure that employees recommended for pro- motion are to be utilized in a position of proper grade upon their promo- tion or upon completion of a personal rank assignment authorized as speci- fied in paragraph 3a of this regulation. They will also ensure that the grade and occupational structure of personnel in the Career Service will not exceed the Career Staffing Authorization as a result of promotion actions recommended. Prior to releasing promotion requests, they will inform the appropriate Senior Supervisors of the names of employees pro- posed for promotion and give due consideration to a request from a Senior Supervisor as to the timing of the action or that a promotion be withheld. (4) Heads of Career Services will submit promotion recommendations to the Director of Personnel on SF-52 Re uest for Personnel Action, in accord- ance with instructions of Promotion requests requiring per- sonal rank assignments will include a statement from the Operating Offi- cial, with concurrence from the Head of the Career Service concerned, of the reason for the use of this type of assignment and the probable duration. 7. IMPLEMENTATION OF THE COMPETITIVE PROMOTION PROGRAM Heads of Career Services are authorized to implement the program in gradual stages of one grade level of personnel at a time, thereby continuing previous pro- motion procedures for levels of personnel on which Competitive Evaluation Panel action has not been taken. The program, however, should be fully installed by 1 January 1958. 8. EXCEPTIONS TO AGENCY EXPERIENCE REQUIREMENTS Exceptions to the Agency Experience Requirements for promotion to any grade will be approved or disapproved by the Director of Personnel upon submission of justification by the Head of a Career Service. Exceptions will be made only when it is clearly established that: a. An employee was initially employed at a grade below that for which he was qualified; or b. An individual is properly qualified for promotion based partly on his experience prior to his entry on duty; or c. Such exception is necessary to recognize and utilize an employee's outstanding ability. L. K. WHITE Deputy Director (Support) 07-0 25X1 A r 5 Approved For Release 2001/040a RDP80-01341A000100030007-0 6" " A W4 Approved For Release 2001/04/05: CIA-RDP80-041A000100030007-0 zst NV 616 as 131 U3110didW03 Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0 25X1A Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0 Next 3 Page(s) In Document Exempt Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0 Approved Fo please 2001/04/05: CIA-RDP86AWlA000100030007-0 25X1A GUIDE FOR COMPETITIVE EVALUATION PANELS DISTRIBUTION: A plus SPECIAL 29 November 1956 a g~5 Ol,/ M? `i: ~bS~ 1541 Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0 Approved For R rIea, a 2001/04/05 P80-0" ~~~Uo 25X1A 25X1 A 25X1A HANDBOOK PERSONNEL 29 November 1956 GUIDE FOR COMPETITIVE EVALUATION PANELS FOREWORD This handbook is for the guidance of Agency personnel who are appointed by Heads of Career Services to serve on Competitive Evaluation Panels. The information presented, however, should be of equal interest to all super- visors who will participate in the competitive evaluation process and who will, in the final analysis, be largely responsible for its effectiveness. The guidelines and procedures presented are intended to be advisory in nature rather than regulatory. It is realized that variances in the composition of Career Services and the dispersion, geographically and occupationally, of their personnel will require the development by the Career Services of internal operating pro- cedures to fit their needs. However, the use of this handbook to set the frame of reference for the operations of Competitive Evaluation Panels of all Career Services will provide a desirable degree of Agencywide uniformity in promotion administration. P li on the competitive promotion program are set forth in competitive Promotion. L. K. WHITE Deputy Director (Support) i Approved For Release 2001 /04/0531 IP80-01341 A000100030007-0 Approved For'se 2001/04/0 P8013, 25X1A v a wTr,unnu PERSONNEL 25X1A GUIDE FOR COMPETITIVE PROMOTION PANELS Page I. INTRODUCTION TO THE COMPETITIVE PROMOTION PROGRAM . . . . . . . . . 1 II. THE COMPETITIVE PROMOTION PROCESS . . 2 III. SUPPORT PROVIDED TO COMPETITIVE EVALUATION PANELS . . . . . . . . . . 6 1. INTRODUCTION TO THE COMPETITIVE PROMOTION PROGRAM High esprit de corps of Agency Personnel depends to a considerable degree upon the achievement of a fair and effective promotion system which will earn and retain the respect of all members of the Agency. The Agency has adopted the competitive evaluation promotion policy with the aim of ensuring maximum equity, objectivity, and impartiality in promotions. This program is based to some extent upon characteristics of the various promotion systems in the Foreign Service Corps of the Department of State, private business, and the Military Services, but is specifically designed to meet Agency objectives of building and maintaining a Career Staff of high caliber. Its chief characteristics are: A. PERFORMANCE MEASUREMENT: Appraisal of the employee's value to the Agency in terms of the quantity and quality of the work he has performed; his conduct, skills and personality; and his potential for future assignments. A conscientious effort is made to record, by means of the Biographic Profile and Fitness Report, complete, factual, and objective informa ion regar ing eac in v Tua . B. EQUAL OPPORTUNITY FOR ADVANCEMENT WITHIN A CAREER SERVICE: Every employee eligible for promotion is evaluated (1) annually, (2) in com- parison with every other member of his Career Service who is in the same grade and occupational category, and (3) in the case of personnel in grades GS-7 through GS-14, by an impartial Competitive Evaluation Panel. This system differs from'the usual civil service practice where promotion depends rigidly upon the grade of the job to which the individual is assigned. C. GROUP JUDGMENT: The relative standing of the person rated depends on group judgment. The Fitness Report contains the opinions of individual supervisors and reviewing officers; the annual competitive rating represents the consensus of a group of experienced senior members of the employee's Career Service with respect to the employee's merit for promotion in comparison with his contemporaries. The objective is to make the promotion system genuinely free from favoritism and bias. D. SUFFICIENT SERVICE IN GRADE TO PROVIDE A BASIS FOR EVALUATION: The promotion system requires that personnel serve long enough in each grade to provide a basis for a thorough evaluation of their performance at the grade level. This is accomplished by establishing minimum periods of service in each grade during which personnel are not in the zone of consid- eration for promotion. E. RECOGNITION OF MERIT BY ADVANCEMENT: In each grade, the normal practice will be to promote those who are ranked highest by the Competitive Evaluation Panel, provided their qualifications 1 Approved For Release 2001/04/05: 80-01341A000100030007-0 25X1A Approved For Release 2001 /0 ,Ef lA-RDP80- 0007-0 - PERSONNEL 29 November 1956 can be utilized to advantage at the next higher grade level. In other words, the available promotions will go to those found by the panels and Heads of Career Services to be the most competent and valuable to CIA. II. THE COMPETITIVE PROMOTION PROCESS A. FUNCTION AND COMPOSITION OF COMPETITIVE EVALUATION PANELS: Panel Competitive Evaluation of all eligible employees on the basis of their performance, qualifications, acceptance of Career Staff obligations, length of service, and value to the Agency is the most critical element in the selection of personnel for promotion. The product of panel action will consist of a list of employees ranked in order of merit for promotion for the use of the Head of the Career Service in making final promotion recommendations. The list will include the employees the panel con- siders at the time of panel action to merit promotion within the numerical limitation which may be prescribed by the Head of the Career Service. Panels will be comprised of a minimum of three members of the Career Service concerned, senior in grade to employees being evaluated, and appointed by the Head of the Career Service to serve for the period required to evaluate all eligible employees in the grade groups and com- petitive promotion area(s) assigned. B. INFORMATION USED BY PANELS IN EVALUATING EMPLOYEES: 1. Listing of all personnel in the zone of consideration for promotion in the grade level to be evaluated. 2. Listing of personnel recommended for promotion (in order of preference whenever practical) by Senior Supervisors. 3. An indication from the Head of the Career Service, if he desires, of the number of personnel to be on the panel's rank order list. (The Head of the Career Service may predetermine the approximate maximum num- ber of promotions to be made at each grade level on the basis of guide- lines, such as past promotion practice and the status of staffing of the Career Service. Rather than reveal the maximum figures, he may direct the panel to provide a rank order listing for each grade level which will. contain a somewhat larger number of names. This will pro- vide for the likelihood that some individuals on the panel's rank order listing will not be promoted for the reason that their qualifications are not utilizable currently at the higher grade and the use of a personal rank assignment is not considered appropriate.) . 4. Form No. 1080, Biographic Profile (Figure 1), or an equivalent summary of service . pei`f`rmance 6feach employee in the zone of considera- tion. The Official Personnel Folder is also available to the panel if needed. 5. Personal interview, whenever feasible, of employees. their supervisors, or others having knowledge of the employees being evaluated. The importance of interviews of persons in grades GS-i.2 and above par- ticularly is stressed. C. SIGNIFICANT FACTORS FOR PANEL CONSIDERATION IN EVALUATING EMPLOYEES: 1. Performance (Productivity, Quality, and Level of Job Performed) a. One of the chief considerations in competitively evaluating employees is the performance factor, i.e., how well the job has been performed and the quality and quantity of work done. In the interest of rendering maximum equity in judging this factor, panel members should bear in mind the level of the job performed by employees 25X1A 2 Approved For Release 2001 T: CIA-RDP80-01341A000100030007-0 Approved For %~[.eape 2001 /04/05 DP804'1 7-0 25X1 A V A NDBOOK PERSONNEL 25X1A they evaluate. Otherwise, it may happen that an employee perform- ing work of a lower level than his current grade will perform exceptionally well and be rated unduly high, whereas an employee performing work of a higher level than his current grade may be rated too low. Thus, Fitness Reports and comparable ratings be- come more meaningful when considered in relation to the char- acteristics and level of the job performed. b. In addition to past and current performance, the potentiality the individual has demonstrated for the performance of more difficult and responsible duties in the future is very important. Fitness Report ratings on this factor and records of performance of assign- ments of higher grade level should be considered carefully. c. A common criticism of promotion panel systems is that they tend to make employees reluctant to take initiative, but instead individuals may be inclined to conform entirely to prevailing opinion. Since this tendency would jeopardize the merit system and the effective- ness of the Agency staff, every effort must be made to give due credit to employees who have shown themselves capable of sound independent judgment, creative work, self-reliance, and the accept- ance of unusual responsibility. If the initiative of an employee has led to some difficulty, he should not be severely judged because a calculated risk did not work out if the attempted line of action was worthwhile. Similarly, panel members should be wary of employees who restrict their output in order to concentrate on a few work products for the purpose of receiving special commendations. d. Extra care should be taken to determine the merit for promotion of employees whose duties give them opportunity for comparatively little substantive output which can be readily evaluated, or whose duties and performance cannot, for security reasons, be completely documented. Similarly, employees engaged in training assignments must be given full consideration for their efforts in the light of their reported accomplishments during such training. e. In evaluating the performance of employees performing executive or supervisory duties, it is stressed that principal consideration should be given to the demonstration of management skills. Of importance are the demonstrated abilities of an executive or super- visor to plan and organize his unit, establish sound policies, train and supervise employees, achieve efficient operation, and accom- plish the required objectives. 2. Acceptance of Career Staff Obligations A factor which should be given considerable weight is the willingness of the employee to meet his Career Staff obligations. This may be exemplified by acceptance of assignments to isolated or hardship posts, undertaking of specialized training which may lead to protracted periods of service in difficult or unpleasant areas of the world and, in general, by a demonstrated willingness to put the needs of the Agency before personal preference or convenience. 3. Value of Employee to Agency Developing and retaining the required number of qualified personnel in all lines of work are problems which all Career Services must face. The major objectives of the Agency Career Program include providing Career Staff Members with a broader base of training and experience to increase their versatility and assignment potential as well as devel- oping employees in highly specialized fields. In competitively evaluat- ing employees for promotion, consideration should be given to the pres- ent value of the employee to the Agency, as well as his potential use- fulness. Of pertinence to the value of an employee to the Agency is a 3 Approved For Release 2001/04/05 bRSO-01341 A000100030007-0 Approved For Release 2001 RDP80 0007-25X1 A HANDBOOK PERSONNEL 25X1 A 29 November 1956 consideration of possession of scarce occupational skills and experience which are difficult to replace and which may have required arduous training or unpleasant assignments for their acquisition. 4. Length of Service Length of service in a grade level (beyond the minimum time require- ment) shall be a factor in the evaluation of an employee's record in that promotion must be earned by meritorious performance over a period of time sufficient for appraisal. Agency experience at lower grade levels as well as experience gained prior to entry into CIA should be evaluated on the basis of their applicability to an Agency career. Notwithstanding the usual length of service requirements, it is im- portant to keep in mind that no employee should be rated lower than his performance merits simply because of the recency of his last promo- tion. To do so might penalize unusual efforts and talents as well as enhance the chances for promotion of those whose principal claim is that of seniority. 5. Qualifications (Education, Experience, Training, Personal Characteristics) The degree to which an employee exceeds the minimum standards of experience, training, and education is significant to his evaluation, pro- viding the experience, training, and education is of demonstrated use- fulness in connection with the employee's work and probable future utilization. Personal characteristics should similarly be evaluated in terms of their application to current and probable future assignments. 6. Other Considerations a. Panels must ensure that individuals currently on assignments over- seas or otherwise outside headquarters are given equal consideration for promotion and are not penalized by their nonavailability for interview nor by the problems of current documentation of per- formance. b. In evaluating employees whose records reflect adverse reports or criticisms, care should be taken to determine whether the adverse material has been out-dated by more recent favorable performance. Giving undue weight to past reports of defects which an employee has corrected may create an unjust permanent handicap to his career. Thus, panels must be as sensitive to records reflecting improved performance as they are to those which reflect deteriora- tion. c. Panel members' personal knowledge of an individual should not be given undue weight. However, if a panel member, through personal experience or otherwise, is cognizant of pertinent information not in the records, he shall make that information available to the panel for investigation and consideration. A panel member should dis- qualify himself from ranking any candidate whom he may feel he cannot objectively evaluate due to close association or strong per- sonal feelings. d. Whenever competitive evaluation establishes employees' ratings as essentially equal, it is appropriate that panel members give added weight to consideration of age, length of qualifying experience, and general background. D. SUGGESTED STEPS IN COMPETITIVE RANKING BY :PANELS: 1. Names of all eligible employees recommended for promotion by Senior Supervisors will be provided to the panel by the Head of the Career Service. 2. The records (Biographic Profile or equivalent) of the above employees will be preliminarily reviewed by panel members for familiarization. Approved For Release 2001 CIA-RDP80-01341 A000100030007-0 Approved For R 1W a 2001/04/0 0-043 ~~~Wo 25X1A ,%.. 25X1A HANDBOOK PERSONNEL 29 November 1956 3. The records (Biographic Profile or equivalent) of all other eligible employees in the competitive promotion area will be reviewed. From this group, the names of any other employees considered by the panel to warrant final ranking for promotion will be selected. 4. The names of employees recommended for promotion by Senior Super- visors together with the names of other eligibles selected by the panel will be considered for panel ranking. Whenever feasible, interviews will be conducted with these employees, their supervisors, and others having knowledge of their work. This step is particularly desirable in the consideration of employees in grades GS-12 and above. 5. Each panel member will individually rank all employees (selected as above) after completion of the review of Biographic Profiles or equiv- alent summary of service and performance, and the completion of panel discussions or interviews. 6. Upon review of the individual rankings, any wide discrepancies in panel member rankings on any employee will be discussed and more information obtained if necessary. Thereafter, panel members may adjust their individual rankings. 7. The final ranking list will be computed as a composite of individual rankings with equal weight being given to each panel member's judg- ment. The individual rankings for each employee will be totalled, and the final ranking will be determined by listing the employee with the lowest total of ranking points first, the employee with the second lowest total of ranking points, second, etc. If a panel member dis- qualifies himself on ranking an individual, the rankings of the other members will be given proportionately more weight in the mathematical computation. RANKING ORDER COMPUTATION (EMPLOYEES a, b, c, d, e) EMPLOYEE RANKING BY PANEL MEMBERS Rank Panel Member 1 Panel Member 2 Panel Member 3 1 a c a 2 c b b 3 e a c 4 b d e 5 d e d 1 a 5 2 c 6 3 b 8 4 e 12 5 d 14 8. If the final list exceeds the maximum number of candidates for promo- tion requested by the Head of the Career Service, the list will be adjusted accordingly and forwarded to the Head of the Career Service for his use. Approved For Release 2001/04/05-;-~JDP80-01341 A000100030007-0 25X1A Approved For Rya a 20011CIA-RDP8 HANDBOOK PERSONNEL 29 November 1956 III. SUPPORT PROVIDED TO COMPETITIVE EVALUATION PANELS A. BY OFFICE OF PERSONNEL: The Office of Personnel will be responsible for the program of preparing accurate Biographic Profiles of personnel to be evaluated. Due to the volume of work involved, participation by Personnel Officers, Career Management Officers, and employees in this program will be necessary. Additionally, the Office of Personnel will provide clarification on promo- tion procedures, and furnish listings of personnel in the zone of considera- tion, qualification requirements for specific positions or lines of work, and position evaluation information. B. BY CAREER MANAGEMENT OFFICERS OF THE CAREER SERVICE: Important responsibilities of Career Management Officers will be the pro- vision of secretariat support to Competitive Evaluation Panels, the obtain- ing of information concerning employees being evaluated before or during panel considerations, and serving as a point of liaison between the panel and Senior Supervisors. C. BY PERSONNEL OFFICERS AND ADMINISTRATIVE OFFICERS IN OPERATING OFFICES: Personnel Officers and Administrative Officers will be responsible for en- suring that lists of personnel recommended for promotion by Senior Supervisors are provided to the panels and will assist Senior Supervisors in this regard. They will participate with the Office of Personnel in developing Biographic Profiles or the equivalent for panel use. 007-925X1 A Approved For Release 209' 'n CIA-RDP80-01341A000100030007-0 ApprovgJ j0 Iea 2001/04/05: CIA-RDP80-0 = MPERSONNEL 7-0 25X1 A 29 November 1956 25X1A BIOGRAPHIC PROFILE 1. NAME (Last-First-Middle) 2. SEX 3. DATE OF 81RTH 4. LONGEVITY COMP. DATE 5. SD 6. MARITAL STATUS 7. DEPENDENTS (Exclud. employee) NUMBER YEARS(S) OF BIRTH 8. U.S. NATURALIZATION DATE (1 f appropriate) 9. CAREER D STAFF EFFECTIVE DATE INELIGIBLE D ECLINED ID. DATE OF LAST MED. RPT. EVAL. FOR D UAL, FOR STATUS PENDI NG D ENIED 11. CURRENT RESERVE NONAPPLICABLE RANK READY ? CAT I READY CAT 2 STANDBY ? CAT 3 D STATUS RETIRED SERVI CE I2. ASSESSMENT DATE 13. PROF. TEST DATE 14. LANGUAGE APTITUDE TEST DATE 15. I GRADE OF POSITION INCUMBERED 16. NON-CIA EXPERIENCE (Including Military, CI G) COI, OS S, SW 7, NON?CIA EDUCATION (Including Military, all training prior to QJD, and all training since F]7D except that covered in item 19) 18. FOREIGN LANGUAGE ABILITIES LANGUAGE HOW ACQUIRED PROFICIENCY TESTED 19. AGENCY-SPONSORED TRAINING 20. CIA EMPLOYMENT HISTORY SINCE 18 SEPT 1947 PRINCIPAL DETAILS FOR LAST 10 YEARS. (SP-50 & Military Orders) FIRST ASSIGNMENT AND ALL ASSIGNMENTS AND EFFECTIVE DATE POSITION TITLE & OCCUPATIONAL CODE GRADE ORGANIZATION & ORGAN. TITLE (If Any) LOCATION FORM NO . 1080 1 SEP 56 __a7CV1(C I (When Filled In) Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0 Figure 1 (Face) 25X1A 100030007-65X1A ) ( an NAME (Last-First-Middle) DATE OF BIRTH 21 EVALUATIVE DATA A. FITNESS REPORTS FORM NO. 45. 1 NOV 55 EDITION OR LATER RATING LAST RATING . DATES OF PERIOD COVERED RATING LAST RATING - DATE, OF PERIOD COVERED RATING LAST RATING ? DATES OF PERIOD COVERED PERFORMANCE SEC. C SUITABILITY SEC. 0 PO TFRTIAL SEC. G-I B. ARE THERE REMARKS ON THE FITNESS REPORTIS) WHICH INDICATE FACTORS THAT SHOULD RE REVIEWED IN DETAIL? No ["IYEs (Give date and identity of document. Include brief statement i_n item 21c) s C. SUMMARIES OF OTHER EVALUATIVE REPORTS IN PAST TWO YEARS (PER, previous edi tion+ of Fitnes Reports, memoren ums by supervisor, etc.) 27 SUMMARY OF CAREER PREFERENCE OUTLINE AND/OR FIELD REASSIGNMENT QUESTIONNAIRE (Indicate date(s)) t'r 23. ADDITIONAL INFORMATION (Commendations, Honor and Suggestion Awards. Language o iciency war s, warning Letters. Disciplinary Actions, etc.) 24. DATE PREPARED 25? PROFILE PREPARED BY (Typed name and signature) 26 ITEMS 1.20 I VES REVIEWED & VERIFIED DATE BY EMPLOYEE =No Approved For Fuse 2001/04/05: CIA-R~ HAND OOK IYh Filled In Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0 Figure 1 (Back) Approved For R Iea a 2001/ IA-RDP80-( 4 4000100030007-0 ULS6 RV 110 0 Approved For Release 2001/04/05: CIA-RDP80-01341A000100030007-0