PROCEDURES FOR IDENTIFYING HIGH-POTENTIAL EXECUTIVE AND MANAGEMENT CANDIDATES

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Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP82-00357R000800200020-4
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RIFPUB
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K
Document Page Count: 
77
Document Creation Date: 
November 11, 2016
Document Release Date: 
March 3, 1999
Sequence Number: 
20
Case Number: 
Content Type: 
REGULATION
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PDF icon CIA-RDP82-00357R000800200020-4.pdf2.23 MB
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Approved For Release 1999/09/24: CIA-RDP82-00357R00%9R0?P 2.2 PROCEDURES FOR IDENTIFYING HIGH-POTENTIAL EXECUTIVE AND MANAGEMENT CANDIDATES 1. Identification of Requirements. Activities will inventory their current executive and manager population for turnover and retirement potential every 2 years or more often if they deem necessary. This information is the gross requirement for new executives and managers. Long-range objectives, goals, priorities of higher level command, projected ceiling targets, average grade goals, and organizational realignments will be quantified to obtain any ad- justment factor to the gross requirements for new executives and managers. These projected requirements should cover a period of 5 years. The net requirement should indicate the number, grade, and occupational area. 2. Command and Department-wide Requirements. Activities will inform their major claimant of forecasted executive and manager requirements by 4 August 1975. Forecasts will depict the requirements by number, grade, and occupa- tional area and will show the number of GS-13-15s (or equivalent) currently identified as potential executives or managers within each occupational area. Major claimants will review the activity manpower forecasts every 2 years or more often if they deem necessary and make command projections based on the activity forecasts. Command projections should include long-range objectives, goals, priorities and provide for higher level manpower reviews. Major claimants will inform Department of the Navy Civilian Executive Management Board (CEMB) of their forecasted executive requirements every 2 years. Initial executive forecasts should be forwarded to the CEMB via OCMM Code 232 by 5 September 1975. Forecasted executive requirements to the CEMB should be portrayed according to number, grade, and occupational area and the number of GS-15s (or equivalent) currently identified as potential executives within each occupational area. 3. Announcing Executive and Management Development Opportunities. The CEMB will examine the executive manpower forecasts in light of law limitations, ever-changing operational requirements and priorities, and the number of currently identified high-potential GS-15s. Department-wide executive requirements will be based on these conditions and adjustments, if necessary, will be made to command executive forecasts. The CEMB will inform the command headquarters by 3 October 1975 of projected Department-wide executive manpower requirements that the system can support. The command headquarters will use these adjusted executive manpower requirements as part of their aggregated managerial manpower requirements. Commands will then direct their activities to announce to all GS-13-15s (or equivalent) the projected executive and managerial development opportunities by 31 October 1975. Commands and activi- ties that review their executive and manager manpower requirements at periodic intervals within the 2 year time frame are to announce the executive and management development opportunities as they arise. Announcements should identify the number, grade, and occupational area of their career develop- mental opportunities; specify nomination procedures and criteria for evaluation; and emphasize that selection as a high-potential candidate for Enclosure (1) Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 the program does not represent a guarantee for promotion. Enclosure (2) is an example of such an announcement. 4. Self-Nomination. Employees (GS-13-15 or equivalent) who wish to compete for selection to the Executive and Management Development Program may nominate themselves. Additionally, activity management is charged with encouraging those employees it believes to possess executive or managerial potential to self-nominate. Enclosure (3) is a self-nomination form which employees must complete and submit along with a completed Standard Form 171 directly to the activity civilian personnel office (CPO). 5. Supervisory Appraisal. The CPO will have the first and second level supervisors of the self-nominated candidate complete an Executive and mana- gerial Potential Appraisal Form (Enclosure (4)) on the applicant. Additional appraisals should be obtained from former supervisors if the former supervisor is considered to have been in a position to observe the specific behaviors being evaluated. 6. Panel Interview. It is suggested that the head of each activity establish a panel (or panels) of top management to review the nomination and appraisal forms of all applicants. The panel(s) may review the nominations and appraisals as an initial screening of the applicants, but should conduct personal interviews in making their final selection. The personal interview is an essential ingredient in the selection prs ess and should be used by _- the panel to explore the personal and professional,,.jground of each appli 4j]J;,..Questions should be developed prior to the interview. They should b&phrased in such a manner as to elicit responses displaying possession of essential job characteristics common to executive or manager positions and to indicate the motivation, work standards, initiative, interest in self- development, goal orientation and planning of the applicant. Where top managers are themselves candidates for the program, regional or national panels may be considered. If regional panels are used, consultation with the appropriate regional office of Civilian Manpower Management (ROCMM) should be held for coordination. The panel(s)'should consider all materials and submit their recommendations of high-potential candidates for development to the head of the activity. 7. Activity Selection and Endorsement. The head of the activity, using panel recommendations if made, will select those GS-13 and 14s he considers to possess managerial potential and will endorse to the headquarters command those GS-15s he feels possess executive potential. An endorsement letter should be submitted by 5 December 1975 to the command headquarters along with all supporting material for each GS-15 applicant. Executive inventory records for GS-15s should be included in the supporting material whenever possible. The number of applicants selected or endorsed should be relative to the number of activity, command, and Department-wide executive and managerial developmental opportunities announced. Guidance on the number of applicants selected is provided in reference (b). Enclosure (1) 2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 8. Command Review and Selection. It is suggested that command headquarters establish a panel of high-level personnel to review the GS-15 nominations and make recommendations for selection as a high-potential executive candidate to the commander of the headquarters command. Whenever possible, field activities should be represented on the selection panels. _Panels may conduct personal interviews with prospective candidates. Headu rara ters commanders with ke` he"finaldetermination by 16 January 1976 of high- potential GS-15s. The number of candidates selected for executive development should be relative to the number of command and Department-wide executive development opportunities announced. Reference (b) provides guidance on the number of candidates to be selected. 9. Notification. All applicants to the Executive and Management Development Program are to be notified of their status via their chain of cQz ail for the program does not carry the implication of a lack of high-potential. Most likely, non-selection would occur as a result of a limited number of executive and managerial development opportunities available thereby restricting the number of candidates selected. Activities should make certain that those candidates not selected or those employees who did not apply for the program continue to be developed based not only on activity or command objectives, but on the employees' career objectives as well. 10. Guidance.,and Individual Development Plan (IDP) Control. ]Supervisors of high-potential executive and managerial candidates, wi su or __roni their civilian personnel office are responsible for identifying general and 1ridividual developmental needs, counseling candidates on executive and managerial opportunities and qualifications requirements thereof, and for translating these general-requirements and opportunities into recommended individual developmental plans for successful candidates. By 20 February 1976, or within 30 days of selection as a high-potential executive or manager, successful candidates, in consultation with their supervisors, will have developed an IDP coveriAgi a 74 month period. ~Gu ance in developing 1DPs is provided.in reference (c). By 12 March 1976, a copy of all high- potential executive and manager candidates' IDPs will be forwarded to command headquarters. Command headquarters will review the IDPs of all high- potential candidates. By 26 March 1976, they will forward the IDPs of high-potential GS-15 executive candidates to the CEMB fox review. Command headquarters and the CEMB will review the IDPs to determine that developmental objectives are relevant and that an appropriate level of effort is being expended on executive and management development. 11. Resources and Assignments. Heads of commands and activities are to ensure that the resources necessary to support executive and managerial development effort in the field and headquarters are obtained and to establish plans and procedures deemed necessary to implement and monitor the executive and management development program within their organizations. Developmental assignments between headquarters commands, between field activities, and between headquarters commands and field activities should be supported and facilitated by all organizations. 3 Enclosure (1) Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Organizational Required Action Component Due or Completion Date Inventory current Activity Every 2 years. Make executive and manager projected requirements population for turnover for a 5 year period. and retirement potential Inform major claimant of Activity 4 August: 1975 forecasted executive and manager requirements SUMMARY Review activity manpower Major Claimant Every 2 years or more forecasts often, if necessary Inform Department of the Navy Civilian Executive Management Board (CEMB) via OCNM Code 232 of forecasted executive requirements Major Claimant Every 2 years. Initial executive forecasts due 5 September 1975 Inform command headquarters of projected Department- wide executive manpower requirements which can be supported Announce to all GS-13-15s Activity (or equivalent) projected executive and management development opportunities Announce executive and Activity As they arise within the management development 2-year time frame opportunities Identify and endorse Activity 5 December 1975 to the headquarters command GS-15s possessing executive potential with supporting material for each GS-15 applicant Make final determination of Headquarters 16 January 1976 high-potential GS-15s Command Enclosure (1) Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Required Action Develop an Individual Development Plan (IDP) covering a 24-month period for each high-potential executive and managerial candidate Organizational Component Due or Completion Date Activity 20 February 1976 or within 30 days of selection Forward copy of all high- Activity 12 March 1976 potential executives' and managers' IDPs to command headquarters Forward the IDPs of high- Headquarters potential candidates to Command CEMB for review Enclosure (1) Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 ANNOUNCEMENT OF THE EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM From: Commanding Officer To: All GS-13-15 employees Subj: Executive and Management Development Program Ref: (a) OCMMINST 12412.2 of Encl: (1) NAVSO Form 12412/4(12-74) Self-nomination 1. In accordance with reference (a), is informing all employees, GS-13-15 (or equivalent), of the Department of the Navy Executive and Management Development Program. All employees GS-13-15 who wish to be considered for a 24-month development program toward one of the objectives listed below may nominate themselves by completing enclosure (1) and submitting it along with a completed Standard Form 171, to the civilian personnel office by 2. This information will be used, along with two supervisory appraisals and a panel interview, to assess your executive or managerial potential. The panel will make its recommendations known to the commanding officer. Final determination of high-potential manager candidates (GS-13/14) will be made by the commanding officer, based on the panel's recommendations and his own knowledge of the candidates. High-potential executive candidates (GS-15) will be endorsed to command headquarters, where the headquarters commander will make the final determination. 3. Each candidate's potential will be evaluated on leadership and management abilities as well as special qualifications pertinent to the specific career objective toward which the development will be directed. 4. Selection as a high-potential candidate for one of the career objectives listed does not represent a guarantee of promotion or selection. Non- selection for the program does not carry the implication of a lack of high potential. Most likely, non-selection would occur as a result of a limited number of executive or managerial development opportunities available. DEVELOPMENT OBJECTIVES Activity: 1 GS-14 Personnel Administrator 2 GS-13 Program Management Enclosure (2) Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 1 GS-13 Financial Management Systems Command: 1 GS-15 Program Management 1 GS-15 Financial Management 2 GS-14 Scientific Research 2 GS-14 Engineering 4 GS-13 Labor/Management Relations Enclosure (2) 2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R0008QOTM20L4412.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NA VSO 12412/4 (12-74) 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR PART II THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 2. LEADERSHIP CAPABILITY AND POTENTIAL DESCRIBE THOSE WORK AND NON-WORK ACTIVITIES WHICH YOU FEEL INDICATE THAT YOU HAVE OUTSTANDING LEADERSHIP CAPABILITY OR POTENTIAL: 3. EXPLAIN WHY YOU WANT TO PARTICIPATE IN THIS PROGRAM. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? B. LIST THE KIND OF ASSIGNMENTS AND TRAINING COURSES YOU THINK WOULD BE MOST BENEFICIAL TO YOU. Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357RM0&6f1&42 ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24 :.3CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NA VSO 12412/4 (12-74) 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR - THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Appr mec1E02RL-Iease 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL DESCRIBE THOSE WORK AND NON?WORK ACTIVITIES WHICH YOU FEEL INDICATE THAT YOU HAVE OUTSTANDING LEADERSHIP CAPABILITY OR POTENTIAL: 4. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R 0b6W--i 5. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/243: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000$ j1 O2O42.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12.74) 2. NAME CODE ORGANIZATION 3. NAME OF SUPERVISOR -- PART II THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTSWHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. DETAIL: WILLINGNESS TO ACCEPT A DETAIL OUTSIDE THE COMMUTING AREA. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. COMMENTS ON ABOVE ITEMS: PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 ApproS%d Release 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL DESCRIBE THOSE WORK AND NON-WORK ACTIVITIES WHICH YOU FEEL INDICATE THAT YOU HAVE OUTSTANDING LEADERSHIP CAPABILITY OR POTENTIAL: 4. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357RQ O OQOM42 6. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BETAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12-74) 2. NAME TELEPHONE ORGANIZATION __ CODE 3. NAME OF SUPERVISOR TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 0proveW or ~ elease 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: -2 CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R0008Mb12.2 5. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24 : -CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12.74) 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR PART II THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 ONNINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL 3. EXPLAIN WHY YOU WANT TO PARTICIPATE IN THIS PROGRAM. 4. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: CLA-RDP82-00357R000800200020-4 een~-nymM QQ~~FEI rNRQ91 '9QA?RN3)@RQp P(~l6@ ~Q4 AHICQJW6 wLJL`D p~p~~HE42~ nI~0rt OCMMINST 12412.2 206 6. ARE THERP L..W~G +N ~ YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800OO.412.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4112.74) 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR PART II THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL 4. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R00D&0D2ODa2014. 2 6. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24 :3CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800 OM-42412.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12-74) 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 ?b~cO~hWeb2ft&Aelease 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL DESCRIBE THOSE WORK AND NON-WORK ACTIVITIES WHICH YOU FEEL INDICATE THAT YOU HAVE OUTSTANDING LEADERSHIP CAPABILITY OR POTENTIAL; 3. EXPLAIN WHY YOU WANT TO PARTICIPATE IN THIS PROGRAM. Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R)Q008=000M24 6. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R0008OO2OJD2O442.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12-741 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR PART II THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Apprawd1Fv'4I J ease 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL DESCRIBE THOSE WORK AND NON-WORK ACTIVITIES WHICH YOU FEEL INDICATE THAT YOU HAVE OUTSTANDING LEADERSHIP CAPABILITY OR POTENTIAL: 3. EXPLAIN WHY YOU WANT TO PARTICIPATE IN THIS PROGRAM. 4. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TOE YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 oMpprrooT vea ciiReIease 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A v/ IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY QUITE SOMEWHAT DESCRIPTIVE DESCRIPTIVE DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357RW602dO~6-4 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NA VSO 12412/5 112.74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. F1 FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. 'MASCULINE PRONOUNS ARE USED IN THIS FORM SIMPLY TO A VOID REPETITION OF AWKWARD AND SPACE-CONSUMING LOCUTIONS. THEY IN NO WAY CONNOTE A JUDGEMEA)kpi7p fa.rDR,eleaVe /09/24: CIA-RDP82-00357R000800200020-4 ?A ei20Dr telease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R O8iO' 0Vdta'4 HIGHLY QUITE DESCRIPTIVE DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable--you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 31. Is good in "selling" his ideas and persuading people. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. 39. His writing is clear, correct, and well organized. Approved For Release 1999 2 SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED OCMMINST 12412. Approved For lielease 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A / IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357b01M26-4 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NAVSO 1241215 (12-741 THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. a FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DC) NOT DISCUSS YOUR RATINGS WITH OTHERS. CONNOTEA SIMPLY TO A VOID REPETITION OF AWKWARD AND SPACE-CONSUMING LOCUTIONS. -MASCULINfj PRONOUNS ARE USED IN THIS o sed 1oR~M Di99g/09/24: CIA-RDP82-00357R0008002000204 A 1 d1 kW l elease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE DESCRNOT IPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-003570N260?4 HIGHLY QUITE DESCRIPTIVE DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 31. Is good in "selling" his ideas and persuading people. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED 39. His writing is clear, correct, and well organized. Approved For Release 199"12 4-. -4- Ap?proved~ Oorlliellease 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS -IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A / IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 2 Approved For Release 1999/09/24: CIA-RDP82-003&60 d0i0-4 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NAVSO 12412/5 (12-74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. F FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. JUDGEMENT THHPY606 I &TR L441 A999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357F 6 1dafb0 4 6. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OR6&Jd W8i ReIease 1999/09/24: CIA-RDP82-00357R000800200020-4 2, LEADERSHIP CAPABILITY AND POTENTIAL DESCRIBE THOSE WORK AND NON?WORK ACTIVITIES WHICH YOU FEEL INDICATE THAT YOU HAVE OUTSTANDING LEADERSHIP CAPABILITY OR POTENTIAL: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000808~M6_42412.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12-741 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR PART II THE FOLLOWING CONDITIONS MAY BE NECESSARY TO RECEIVE SERIOUS CONSIDERATION FOR CERTAIN DEVELOPMENT OPPOR- TUNITIES. PLEASE CHECK THOSE COMMITMENTS WHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 6. ARETFfE11~rAlVY ~STH For ReleasCeTS A9D 9 09c FACTORS WHICH 00357oR0009 CONSIDERATION 02 ` ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/24 : iCIA-RDP82-00357R000800200020-4 A~W A kWkcilease 1999/09/24: CIA-RDP82-00357R000800200020-4 2. LEADERSHIP CAPABILITY AND POTENTIAL 4. DEVELOPMENT NEEDED A. WHAT KIND OF POSITION(S) DO YOU ASPIRE TO IN THE NEXT 1 TO 5 YEARS AND 6 TO 10 YEARS? Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000% dbb2V4~2.2 SELF NOMINATION EXECUTIVE AND MANAGEMENT DEVELOPMENT PROGRAM NAVSO 12412/4 (12-74) 2. NAME TELEPHONE ORGANIZATION CODE 3. NAME OF SUPERVISOR TUNITIES. PLEASE CHECK THOSE COMMITMENTSWHICH YOU ARE WILLING TO MAKE AND NOTE ANY MODIFICATION OR CONDITIONS WHICH ARE APPROPRIATE TO YOUR PLANS OR CIRCUMSTANCES. SELF DEVELOPMENT: CONTRIBUTE A PORTION OF YOUR OWN RESOURCES AND TIME FOR STUDY AND PERSONAL IMPROVEMENT. INCREASED WORKLOAD: IN ADDITION TO YOUR PRESENT RESPONSIBILITIES, ACCEPT SPECIAL ASSIGNMENTS WITH TASK FORCE COMMITTEES, DETAILS, OR OTHERS. NO PROMOTION GUARANTEE: UNDERTAKE ALL DEVELOPMENTAL EFFORTS WITHOUT ANY PRIOR COMMITMENT TO REWARD OR PROMOTION. PART III 1.' WORK RECORD: DESCRIBE THOSE ACHIEVEMENTS WHICH YOU THINK ARE SIGNIFICANT EVIDENCE THAT YOU HAVE A HIGHLY SUCCESSFUL RECORD OF WORK ACCOMPLISHMENTS AND ABOUT WHICH THE SELECTING OFFICIAL SHOULD KNOW: Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R8bM10 a-4 5. ARE THERE ANY OTHER PERTINENT FACTS AND/OR FACTORS WHICH SHOULD BE TAKEN INTO CONSIDERATION IN ASSESSING YOUR POTENTIAL AND DEVELOPMENTAL OR CAREER GOALS? Approved For Release 1999/09/243: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A \/ IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. I F YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12, Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-003ffkW6i0 o6O220-4 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NA VSO 12412/5 112.74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. FIRST-LEVEL SUPERVISOR H OF SECOND-LEVEL SUPERVISOR OF APPLICANT u OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. `MASCULINE PRONOUNS ARE USED IN THIS FORM SIMPLY TO A VOID REPETITION OF AWKWARD AND SPA CE-CONSUMING LOCUTIONS. THEY IN NO WAY CONNOTE A JUDGEMENT T tI VCl,I v RdICAbC 1 99/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 HIGHLY QUITE DESCRIPTIVE DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in compettint hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems-- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED 39. His writing is clear, correct, and well organized. I I I I Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 ApprovecrForel'ease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY D ESC RRIPTIVE DESCRNOT IPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357FM2b1024 HIGHLY QUITE DESCRIPTIVE DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is'effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 31. Is good in "selling" his ideas and persuading people. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. is clear, correct, and well organized. Approved For Release 1 ~9 CIA- SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT NOT DESCRIPTIVE OBSERVED J CC $ ReIease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED NIA OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R0000820200Q~?~024 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NAVSO 12412/5 112-74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. YJUOGEMENTIM O P MCI dD I M E IN 24 ?Fet AdRl9f ?W 0 020 Y NNOTE A Aroved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCI. INST 12412.2 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THf-APP'LICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES-HIM AND PLACE A V IN THE APPROPRIATE COLUMN. W YOU HAVE NIOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE NOT OBSERVED" COOLLRON. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. HIGHLY QUITE DESCRIPTIVE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY NOT NOT NIA DESCRIPTIVE DESCRIPTIVE OBSERVED 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-0035aR?pg2QQQO-4 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. ? 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. 39. His writing is clpa0,pat` gr,~d~yre]I- ffbl c}e Iease HIGHLY QUITE SOMEWHAT DESCRIPTIVE DESCRIPTIVE DESCRIPTIVE 1999/09A24 : CIA ?RDPM ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE 00357 RQ008002200020-41 AWjWyAg 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRACE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. (11 APPLICANT'S NAME (LAST, FIRST, MII (2) APPLICANT'S SSN (31 APPLICANT'S POSITION TITLE, SERIES AND GRADE (4) AGENCY-BUREAU-DIVISION (5) RATER'S NAME iLAST, rIRST, MII (8) RATER'S POSITION TITLE (7) NO. MONTHS SUPERVISED APPLICANT (81 DATE OF APPRAISAL FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. "MASCULINE PRONOUNS ARE USED IN THIS FORM SIMPLY TO AVOID REPETITION OF AWKWARD AND SPACE-CONSUMING LOCUTIONS. THEY IN NO WAY CONNOTE A JUDGEMENT THAT PROSPECTIVE CANDIDATES SHOULD BE MALE. PAGE 1 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S B-EHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIES HIM AND PLACE A'I IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. HIGHLY DESCRIPTIVE 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT NOT DESCRIPTIVE OBSERVED N/A Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 2 Approved For Release 1999/09/24: CIA-RDP82-0035b g c 22g442Q-4 HIGHLY DESCRIPTIVE QUITE SOMEWHAT DESCRIPTIVE DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT NOT DESCRIPTIVE OBSERVED 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 31. Is good in "selling" his ideas and persuading people. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker -both in formal addresses and in question-and-answer sessions. 39. His writing is clA veffl c nReIease 1999/09 24:C I -RDP82-00357 000800 00020- Ap w thForiIJease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE./MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800 HIGHLY DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE 200020-4 NOT DESCRIPTIVE MOT IS EAVED Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 3 Approved For Release 19 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. 109124 HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER : CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 4 EXECUTIVE/MANA'6EFilr2%N QrA5pj,g,Lse 1999/09/24: CIA-RDP82-00357R000800200020-4 NAVSO 12412/5 (12.74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. (1) APPLICANT'S NAME (LAST, FIRST, MI) (2) APPLICANT'S SSN (3) APPLICANT'S POSITION TITLE, SERIES AND GRADE (4) AGENCY-BUREAU-DIVISION (5) RATER'S NAME (LAST, FIRST, MI) (6) RATER'S POSITION TITLE (7) NO. MONTHS SUPERVISED APPLICANT (8) DATE OF APPRAISAL FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. `MASCULINE PRONOUNS ARE USED IN THIS FORM SIMPLY TO AVOID REPETITION OF AWKWARD AND SPACE-CONSUMING LOCUTIONS. THEY IN NO WAY CONNOTE A JUDGEMENT THAT PROSPECTIVE CANDIDATES SHOULD BE MALE. PAGE 1 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 OCMMINST 12412.2 Approved For Release 1999/09/24IN CIATRNDP82-00357R000800200020-4 FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. HIGHLY DESCRIPTIVE 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED NIA Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 2 ~gW 1dfi19r2Release 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS POt L69MMNG IS A LIST Of CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VAT1O11?Of TH9 A L#CANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A / IN THE APPROPRIATE COLUMN. I4 YOU HAVE WT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" CO&.U PI. If YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, ***cation, and volunteering for more difficult tasks/ aav *ments, 2. Determines realistic EEO and other social objective needs a*d establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, bra e't, and contract and procurement systems. A Is thoroughly informed about agency goals and operations, seal is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. Is fully aireast of developments in labor management reiations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY DESCRIPTIVE QUITE I SOMEWHAT DESCRIPTIVE DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT NOT DESCRIPTIVE OBSERVED Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R~~ qq12ggq p EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NAVSO 12412/5 (12-74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. 12) APPLICANT'S SSN 14) AGENCY-BUREAU-DIVISION (6) RATER'S POSITION TITLE FIRST-LEVEL SUPERVISOR SECOND-LEVEL SUPERVISOR OF APPLICANT OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. BE N9f E7724rvGtA"R LTr82POOJ RVDwatf2uuLVWAYCONNOTEA *MASCUL/A- RA R7F TiFo R@te DI \7 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 HIGHLY QUITE SOMEWHAT DESCRIPTIVE DESCRIPTIVE DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 31. Is good in "selling" his ideas and persuading people. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. NOT DESCRIPTIVE Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 3 OCMMINST 12412.2 Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY DESCRSLIGHTLY IPTIVE NOT DESCRIPTIVE NOT OBSERVED MIA OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 PAGE 4 pIg1vO4F9r2ReIease 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SUCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A v' IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how th. work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357R WQWQQQ?Q-4 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NAVSO 12412/5 (12.74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. FIRST-LEVEL SUPERVISOR I SECOND-LEVEL SUPERVISOR OF APPLICANT I OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THE LISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. Y CONNOTE *MASC ME,9TYHITPPROOSP EFpT1%%A WLDW 9/L~F/ -'CPAA1'[LJr sMrSVIqObVtVVLV6V20- A App? eldiForiR Jease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER RATER'S SIGNATURE DATE Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-0035a 99 09? pp20-4 HIGHLY QUITE DESCRIPTIVE DESCRIPTIVE 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. 20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along wellwith people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excuses or trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE 39. His writing iAipp gRe4ease 1 ~99/09/24: CIA-~ DP82-00357R0 080020 NOT OBSERVED 0020-4 AgqMo FQfllIqease 1999/09/24: CIA-RDP82-00357R000800200020-4 40. In adversary situations, is able to negotiate effectively to reach an acceptable solution. 41. Has a high level of energy. 42. Has a realistic perception of his own strengths and weaknesses. 43. Self-starting to influence events. 44. Performs well under stress and pressure. 45. Knows when to touch base with his superiors before acting and keeps them informed. 46. Cooperative in situations when a decision has been reached with which he did not agree. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A OVERALL, HOW WOULD YOU EVALUATE THE APPLICANT'S POTENTIAL FOR ASSUMING EXECUTIVE/MANAGERIAL RESPONSIBILITIES IN THE REASONABLY NEAR FUTURE? HAS OUTSTANDING POTENTIAL HAS VERY GOOD POTENTIAL HAS GOOD POTENTIAL POTENTIAL IS MARGINAL NOT A POTENTIAL EXECUTIVE/MANAGER Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-0035T q?.901QQ2p-4 18. Perceives the point of view and sensitivities of others and responds with understanding. 19. Recognizes the importance of staff development and sees that his subordinates have appropriate developmental opportunities. '20. Delegates appropriately-does not try to keep total control over everything himself, but at the same time insures that important matters are in competent hands. 21. Is knowledgeable about modern developments in data processing to the extent of being able to see applications of data processing in his work. 23. Plans effectively for the accomplishment of large-volume work projects. 24. Follows through to make sure that work is on schedule. 25. Sets priorities effectively. 26. Is effective in thinking of new ideas and solutions. 27. Is reliable-you can depend on what he says. 28. Faces up to unpleasant problems and situations. 29. Gets along well with people from a variety of backgrounds. 30. Doesn't let personal antagonisms or "turf" conflicts get in the way of program accomplishment. 32. Is open-minded-listens to the ideas of others and is willing to change his views. 33. Good at recognizing the key parts of complex problems- doesn't get lost on minor points or overlook important considerations. 34. When things go wrong, he works to fix them instead of making excusesor trying to shift the blame. 35. Motivates people who work for him to want to do their best. 36. Has an impressive presence and manner-commands respect as a representative of the agency. 38. Is an effective speaker-both in formal addresses and in question-and-answer sessions. 39. His writing iA roved Fors e4ease 1 SOMEWHAT DESCRIPTIVE ONLY SLIGHTLY DESCRIPTIVE NOT DESCRIPTIVE DP82-00357R000800200020-4 K rgq4F,?r2ReIease 1999/09/24: CIA-RDP82-00357R000800200020-4 INSTRUCTIONS FOLLOWING IS A LIST OF CHARACTERISTICS WHICH ARE RELATED TO SIJCCESS IN SOME OR ALL MANAGERIAL POSITIONS. FROM YOUR OBSER- VATION OF THE APPLICANT'S BEHAVIOR, DECIDE HOW WELL EACH STATEMENT DESCRIBES HIM AND PLACE A / IN THE APPROPRIATE COLUMN. IF YOU HAVE NOT HAD AN OPPORTUNITY TO OBSERVE THE APPLICANT ON A PARTICULAR CHARACTERISTIC, CHECK THE "NOT OBSERVED" COLUMN. IF YOU FEEL THAT THE CHARACTERISTIC DOES NOT APPLY TO THE TARGET POSITION, CHECK THE "N/A" COLUMN. 1. Continuously seeks self-improvement through training, education, and volunteering for more difficult tasks/ assignments. 2. Determines realistic EEO and other social objective needs and establishes affirmative action programs. 3. Has a good understanding of the Federal personnel, budget, and contract and procurement systems. 4. Is thoroughly informed about agency goals and operations, and is knowledgeable about the internal agency organiza- tion. 5. Understands how the work of other parts of the agency impinges on the work of his particular unit and knows when and with whom to coordinate. 6. Is fully abreast of developments in labor management relations, and understands the role of unions and other employee organizations in his agency. 7. Is both realistic and innovative in making long-range program plans. 8. Recognizes when reorganization is desirable and is able to devise organizational structures which meet current needs. 9. Establishes and uses controls to make certain work is proceeding properly. 10. Adjusts readily to changes in mission, policy, organization, and personnel. 11. Works effectively with peers in task forces or in other group settings. 12. Neither too pliant nor too rigid. 13. Makes quality decisions. 14. Makes decisions readily but not without making sure of the facts. 15. Foresees problems and takes necessary action to prevent their becoming critical. HIGHLY DESCRIPTIVE QUITE DESCRIPTIVE SOMEWHAT DESCRIPTIVE ONLY DESCSLIGHTLYRIPTIVE NOT DESCRIPTIVE NOT OBSERVED N/A Approved For Release 1999/09/24: CIA-RDP82-00357R000800200020-4 Approved For Release 1999/09/24: CIA-RDP82-00357E 9 g92pp2024 EXECUTIVE/MANAGERIAL POTENTIAL APPRAISAL NAVSO 12412/5 (12-74) THE OBJECTIVE OF EXECUTIVE AND MANAGEMENT DEVELOPMENT IS TO PROVIDE AN OPPORTUNITY FOR SELECTED EMPLOYEES AT GRADE GS-13/15 OR EQUIVALENT TO PREPARE FOR EXECUTIVE/MANAGERIAL RESPONSIBILITIES WITHIN THE DEPARTMENT OF NAVY. THE PURPOSE OF THIS EVALUATION IS TO ASSESS THE POTENTIAL OF APPLICANTS TO BE EXECUTIVES/MANAGERS. YOUR EVALUATION, AS A FIRST- OR SECOND-LINE SUPERVISOR OF AN APPLICANT, WILL BE USED ALONG WITH OTHER INFORMATION TO SELECT THE FINAL GROUP OF PARTICIPANTS. FIRST-LEVEL SUPERVISOR OF APPLICANT SECOND-LEVEL SUPERVISOR OF APPLICANT EVALUATE THE APPLICANT ON EACH OF THELISTED CHARACTERISTICS AND THEN GIVE YOUR BEST OVERALL ASSESSMENT OF HIS' POTENTIAL FOR EXECUTIVE/ MANAGERIAL RESPONSIBILITIES. YOUR EVALUATIONS SHOULD REFLECT ONLY YOUR PERSONAL JUDGMENT, SO PLEASE DO NOT DISCUSS YOUR RATINGS WITH OTHERS. f1 OSP CAND ~ aLD B E. ?~7 ~~F N ZI I/`1-Rr 2-T V JJ / RV V V o~0 0 VV LV -~F ONNOTE A A PR `~UDGEMEN