PROJECT SAFE
Document Type:
Collection:
Document Number (FOIA) /ESDN (CREST):
CIA-RDP84-00933R000500120011-4
Release Decision:
RIPPUB
Original Classification:
K
Document Page Count:
20
Document Creation Date:
December 9, 2016
Document Release Date:
April 18, 2001
Sequence Number:
11
Case Number:
Publication Date:
April 9, 1980
Content Type:
MF
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MA INTERNAL. USE ONLY
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The Director of Central Irate lit;ence 0DV ~
STATINTL FROM:
Resource Management Staff
DCI/RM 80-2412
9 April 1980
MEMORANDUM FOR: Director of Central Intelligence
Director, Information Resources Office
SUBJECT: Project SAFE
REFERENCES: A. Memo from D/IRO to DCI dtd 26 Mar 80,
same subject (Tab A)
B. Memo from D/ODP to DCI dtd 26 Mar 80
Subject: Concerns Regarding SAFE (Tab B)
C. Your memo of 21 March, Subject: Concerns
Regarding
D. Memo from , Chairman, STAP
to DCI dtd 18 Mar 1980, Subject: Questions
Regarding SAFE
1. Supplementing my memo to you, referenced above, I have
again conferred with the Director, CSPO, and he has furnished me
with copies of Change Order No. 20 which was executed 27 March
1980. This change order appears to me to adequately provide for
the satisfaction of the requirement for the interconnection of the
CIA and DIA SAFE systems for IOC.
2. I have also had an opportunity to review the referenced
memorandum to you from Bruce Johnson, D/ODP, and Clarus Rice,
D/OCR, and I concur in the manner in which they respond to your
concerns.
3. As the project progresses, the IOC characteristics of the
system are becoming defined with greater precision. Good manage-
ment practice dictates that we proceed to IOC implementation
without any substantial changes in the basic design concept.
However, as pointed out in my previous memo to you on this
subject, the design-to cost approach which was adopted has
resulted in the necessity for deferring for later implementation
some of the capabilities of the system embodied in the original
design concept. I believe that the SAFE Project Office will soon
be in a position to define fairly specifically which capabilities
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will be deferred if current funding levels are adhered to. We are
giving strong consideration to including this as an agenda item
for our FY 82-86 Program Review.
Attachment:
Tabs A & B
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SUBJECT: Project SAFE
Distribution: DCI/RM 80-2412
Orig - Adse (w/att)
1 - DDCI (w/att)
1 - DDA (w/att)
1 - D/NFAC (w/att).
1 - D/ODP (w/att)
1 - D/CSPO (w/att)
1 - C/OCR/SAS (w/att)
1 - Executive Registry (w/att)
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W.uhingl i. I) t: 20501
STATINTL
Resource Managenit-rit Staff
MEMORANDUM FOR: Director of Central Intelligence
VIA: Deputy to the DCI for Resource Management
FROM:
IHC/.Mt1 80 -2408
26 MIarch .1980
irector, n orma ion Resources Office
SUBJECT: Project SAFE
REFERENCE: A. Your memo of 21 March, Subject: Concern
Regarding SAFE (Tab A)
gTATINTL B. Memo from , Chairman, STAP
{ to DCI dtd 18 Mar 1980, Subject: Questions
Regarding SAFE (Tab B)
1. I appreciate the opportunity to comment on the issues
raised by the STAP Panel in connection with the SAFE Project. As
background to our comments, I should point out that last year,
after discussions between the D/DCI/RM, the DDCI, and DDA, it was
determined that the focus of our interest in SAFE was to be "the
areas of resource allocation and the relationship of SAFE to other
programs on a Community -wide basis."* Although we have continued
to review the development of Project SAFE, our primary attention
has been in accordance.with the above quoted limitations. Conse-
quently, we are not prepared to comment, except in qeneral terms,
on many of the concerns raised in the referenced.STAP memorandum.
2. Of the four principal concerns listed in your memo of
March 21st, only one falls within the scope of IRO's responsi-
bility as set forth in paragraph 1 above, namely:
"What actions are underway to ensure that the Intel 1i-
gence Community has access to CIA SAFE and that CIA SAFE
has access to DIA SAFE as well as such systems as COINS
and SOLIS?"
Memo from DDCI to D/DCI/RM dated 16 March 1979, Subject: Project
SAFE
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be addressed because:
At the DC I's semiannual review in m ay 1979, it was
stated that a direct physical link between the DIA
and CIA systems would be provided.
o our review of the current version of the System
Requirements Specifications indicates that such a
communications connection between CIA and DIA SAFE
systems is not included in-the specifications.
o I have discussed this deficiency to the attention of
the SAFE Project Manager and he states that such a
requirement will be added by amendment; that,
although this has not yet been accomplished, such an
amendment will be prepared in the near Future.
4. We believe that it is crucial to the ultimate development
of the types of intercommunication which are set out in your
subject memorandum that this requi rement he now formal i zed in the
SAFE documentation since, if properly specified, it will provide
the technical capability to enable:
o CIA analysts to access DIA files,
o CIA analysts to access other Community files
through the DIA SAFE interface with the COINS
network which is included in the current
requirements documents.
DIA analysts to access CIA SAFE files.
o Analyst to analyst communications between DIA
and CIA analysts.
o The capability to permit other Intelligence
Community components to access CIA SAFE facilities
by going through the DIA interfaces with the COINS
or AUTODIN networks.
5. It should be noted that the provision of the physical
links and the technical capabilities to accomplish the above
listed functions will not, in and of itself, result in the
implementation of any of these functions. None of the SAFE
documentation, either emanating from DIA or CIA, calls for these
functions to be provided. Indeed, the original CIA SAFE docu.-
mentation specifically provides that the CIA SAFE system will he a
closed system accessible only by C.IA personnel. The position has
been taken by some that CIA has no validated requirement for
access to any non-CIA system, including DIA SAFE. The results of
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the IHC-sponsored Analyst Support Study indicate that.this is
probably not the case. Nearly half of the CIA analysts.
interviewed said they regularly access outside data bases such as
SOLIS, the COINS files, CIRC II, and the NPIC data system.
Furthermore, analyst-to-analyst communication across agency lines
was ranked the second most important source of information by CIA
analysts and the most important source.by DIA analysts. As
automated systems develop and improve and analysts become
increasingly confident in their use of and reliance upon direct
access to automated systems, requirements for and the value of
access to external systems should increase still further.
6. The management of the Consolidated SAFE Project Office is
working under a handicap in this area. There has been, to our
knowledge, no extensive formal review or update of CIA's
functional requirements on the user side since the decision was
made to combine the two programs. Without any formal statement of
requirements from the CIA analytical community (primarily NFAC)
which the system is designed to support, it is difficult for those
charged with designing and implementing the system to anticipate
what those needs may be. Therefore, we suggest that either you or
some other appropriate authority should give to the SAFE Project
Office some appropriate guidance which addresses these areas of
concern.
7. We would call to your attention the fact that providing
any' access to the CIA system from DIA and more especially from
elements of the Intelligence Community outside of DIA raises
serious security issues. The resolution of these issues will
probably require action on your part to modify the present
interpretation of existing security policies, or in some cases
amendments thereto. If you should decide that the combined SAFE
systems should provide the types of intercommunication and outside
access which are outlined in your areas of concern, then someone
(possibly the Computer Security Subcommittee of the DCI Security
Committee) should probably be tasked with the responsibility of
defining the security issues, suggesting possible solutions, and
performing appropriate risk analyses so that they may he submitted
to you for resolution. If this is undertaken, IRO should probably
be involved in some way since decisions on these issues will'
undoubtedly have major long-term effects on the feasibility of
improving the interagency exchange of information and could also
have a substantial impact on the resources which. will be needed to
satisfy Community ADP requirements.
8. General comments on other concerns expressed by you based
upon our limited perspective are:
3
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o We are informed that of OCR is coordinating
the CIA user interface with the CSPO; that he is
completely aware of the status of the project and
consults regularly with the CSPO.
o In the development of a project such as SAFE, it is
extremely important that a well defined single point
of contact between the users and developers be
established and maintained. Otherwise, the system
developers will be faced with conflicting statements
of requirements.
If, in fact, the established lines of communications
with the users are not adequate, perhaps the reason
is attributable to a lack of an effective framework
within NFAC to provide a continuing review of SAFE
as it develops. If this is the case, we are not aware
of it.
We see no evidence that "major portions of the
proposed operational capabilities are unspecified."
It is, however, probably true that NFAC should direct
more attention to the general issue of what its
requirements for open source material are and how
these should be met, either through SAFE or other
means.
o .The decision to place SAFE ona design -to -cost basis
necessarily implied some scaling down of the original
requirements for the initial version. In consonance
with this, NFAC did review and set priorities on the
original SAFE requirements.
It is our assessment that the CSPO is proceeding with
development so that NFAC's highest priorities will be
met first and the design will accommodate the later
addition of those functions which now enjoy a lesser
priority.
If some of the capabilities which this approach will
require to be deferred are considered to be important
enough to warrant it, NFAC should develop a justifi-
cation for their inclusion in the initial version of
SAFE and the issue should be addressed during program
review.
9. In conclusion, I would take this opportunity to inform
you of two initiatives we are. taking in conjunction with the IHC
which may have an impact on the future development of SAFE.
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o The development of a user language for SAFE will
result in a common user language for DIA & CIA.
We are exploring the possibility that this could
become the initial step for developing user language
standards for use throughout the Community. This will
require the cooperation of the SAFE Project Office
if it is to succeed.
We expect the IHC to recommend the development
of a distributed system of bibliographic informa-
tion storage and retrieval systems. If this is
to be done, the facilities of both the DIA & CIA
SAFE systems in this area will have to function
.as part of an overall Community system. If this
is to be accomplished, the interconnection of
the two systems could taken on added importance.
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ODP 0-369
26 March 1980
MEMORANDUM FOR: Director of Central Intclligcnce
VIA: Deputy Director for Administrr-ttion
Director, National Foreign Aas ssmei t. Center
FROM: Bruce T. Johnson
Director of Data Processing, DDA
Clarus W. Rice
Director of Central Reference, NFAC
S1ATINTL
SUBJECT: Concerns Regarding SAFE
REFERENCE: Your memo dtd 21 March 1980, same subject
(ExReg 80-754/1)
1. This memorandum responds to your query of 21 March
1980, transmitting some questions about SAFE posed by your
Science and Technology Advisory Panel (STAP).
2. Attached are answers to the specific questions
raised by the STAP, presented in a narrative form reflect-
ing the complexity of some of the issues they addressed.
These answers represent the coordinated views of OCR '.1ncl
ODP, reviewed and-endorsed by the DDA and the Director, NFAC.
3. At our mecti.nc with ou now scheduled for 3) 7\,,)ril,
we propose that Mr. Director of the Con--
soli_datod SAFL Project Office (CSPO), present.. a hri,eE
sure ary which addresses the four concerns you l i.st in your
memorandum, after which we will be prepared to elaborate on
any of those or other_ STAY c uestions about SAFE. We will
also have available Mr Chief of OCR's Systems
Analysis Staff, to discuss NFAC's extensive efforts to iden-
tify user requirements.
4. We understand that Messrs.
wall be at the meeting, and welcome the opportunity to
discuss; their questions with them. We would like to suggest,
however, that it may be profitable for us to spend some
additional time with them subsequent to our joint meeting
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SUBJECT: Concerns Regarding SAFE
with you, to supplement the one short briefing previously
provided for them by SAFE's managers.
/S/ Bruce T. Johnson
Bruce T. Johnson
Deputy Director for Administration
2 G MAR 1980
Director, National Foreign Assessment Center Date
Attachmuents: a/s
cc: D/CSPO
Distribution:
Orig - DCI w/att.
1 -- DDCI w/att.
1 - Exec. Reg. w/att.
1 - D/N1'?1C w/att.
1 - DDA w/att.
1. - D/CSI'O w/att.
1 - D/OCR w/at.t.
1 - D/ODP w/att.
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2.0 How is SAFES management ensuring t.lhat: a final a;orl: 1 fly
system has been developed from the contililling evolllt-.ic::i of
an operationally valid pilot system? !!:.w has S.F1 t,. 1ken
advantage of the experience of similar, very lar.(? system
in their:
1) system architecture,
2) communication and control, and
3) changing performance requi.rement-s?
flow is SAAF111 management ensuring that t:he ,ystem 1 1
1) make available data on operation and us
ge of tho
a
pilot system to guide development;
2) be able to modify both system functions and interaction
capabilities so as to meet changing and evolving
requirements; and
3) be able to add new functions and interactions so as
to meet new requirements.
2 . 0 The "operationally valid pilot system" from which
evolution will take place is the system which will he
delivered at IOC in December.1982. Experience with the
"Interim" SAVE system inaugurated in 1973 is being used
in building the operational system. Data and us.irjf, patterns
message and query analyses as well as user reaction!-, are
used in requirements specifications, system sizing, function
allocation and usage scenario development.. In order to
ensure adaptability to changing needs and growth, we have
dictated the maximum use of general-purpose computers and
software.
The system architecture proposed is the result. of an
13 niontll design competition between and is baasecPTATINTL
on = anc.l Government experience with large systems. It
distributes co:nnilnnications anc.l control functions as well
as fllc ptocessi.ng such that boLt.l:cmnecl:s are avoided and
parallel expansion is possible without reciesicin. Ne.w
functions may be added at either the top or mid-level
processors. Functions may be moved between levels to
compensate for loading or usage changes.
We expect the initial system to have shortcomings.
All major systems do. We expect, however, the initial
system to provide significant improvements in service and
value over the current environment.
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Response to Quccst_i nee and Cemii enL f rem Science cIn(1 't'cec;filiol,,cgy
Advisory Panel ?9emo1:r1ndum of 1.8 ittirch 1980.
CONCERN:
1.0 What steps are being taken to ensure that the Agency,
rather than the contractor is in control of the technical
aspects of the design of the system?
1.0 The Agency has in place a strong technical matta(iement:
team. The contract effort is under control and t}.e needs
of two Agencies are being addressed successfully. In
recognition of the problems of technical communication and
management control compounded by geographic separati.on
a number of steps have been taken as follows
a) The Government has contracted for a system (icvelopment
rather than technical effort. The contract::.or is
responsihle for that development with govci-nmen)t
controls . The Government defines the functions
and performance of the system as seen fj:o:n a user's
perspecti.ve. The development is perform( c1 to
(jovernmeirt requirenionLs specif i.cat_ion in accordance
with 111L St:ds. 490 and 1:521.. wiLb (Jov(crnlncent: rtpprota? kTINTL
required of all specifications and de;si(II1 ,. The
Govurnme.nt: approves all solicitation doClihient3
evaluation plans and contract awards by
1)) fonl:}ily formal project reviews are condunL.ed by the
Consolidated SAFE Project Office (CSPO). Technical
staff interaction daily by phone and virtually
continuously through travel maintains communi.cati_on.
The contractor has several permanent representatives
located in Rosslyn, headed by a deputy pro ject
manager for. East Coast operations.
c) belays in decision making are not geographical
problems,. They are problems associated with hard
choices, An on-site representative could provide
oversight and sonic. guidance but those problems of
larger scope are not one-man problems. A full. time
government representative is being considered for
transfer to California. Travel will continue to
be heavy in any event.
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2.0 - Continued
The cautionary note in the STAP memorandum is well
founded. We should expect to take up to a year to introduce
the system services after which the system will continue
to evolve. The SAFE budget: for 1982 and beyond recognizes
this process.
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3.0 The SAFE user coirununity consists of Tnt:elliJjeFIc.c,
Community analysts covering the full speect.rum of research
into foreign political, nu.litar.y, economic, scient:i.Li.c,
and technological activity. Their effective use of this
system and, ultimately, the quality of intelligence they
produce rest on whether their real needs can be identified
and satisfied by the system.
3.0 There has been more user involvement in the defiiii.tion
of the SAFE System than in any computer system of which we
are aware. The interaction is continuing to refine and
revalidate the system functions with the user. The CSPO
maintains the balance of interactions with the contractor
and - through OCR's System Analysis Staff and UTA's user
points of contact - the users.
The Consolidated SAFE Requirements Document, which is
the foundation of the technical development, was developed
with and largely by the using NFAC and DIA community.
In the CIA this work began in 1972 and has included:
a Pilot groups of 50 analysts defining useful
functions
Pilot systems development in 1973/4
Pilot branches to date provide usage data
o User workshops in 1975
600 analyst survey in 1976
SAFE Procedures Development Laboratory
o Project Upstairs/Downstairs with analysts
o Newsletters
o Direct interaction with CSPO and contractor of
NFAC user representatives
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3.0 continued
In DIA there are 29 points of contact in user organizations
who provide advice on requirements and are fully informed of
project status. An extended data, collection effort fi-om
1977 to the present has developed user requirements which
have been staffed with top level user m-anagcment.
All data gathered on the inLeri_m: system usal.te 71 lid
voluminous data on DIA's DIAOLS system have been forwar.clcd
to M All prior study material has likewise been f-orwarded.
These data are used to develop system desic7n and flow threads.
Four former analysts are resident in the CSPu to focus
and control the flow of requirements and to ensure: that they
are met. This group coordinates heavily with both Agencies.
.We believe that a "community" system should he developed
after SAFE and that-SAFE would be a prototype for replication
and potentially be a node in a community network.
Training of users, operators and instructors is part of
the system development contract. Both the Office of Training
and NFAC will have instructors trained to support continuing
operations and expansion of the user community. The Office
of Data Processing will have operations personnel trained as
a part of this effort.
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4.0 How can the Agency make a reasonable evaluation of the
current status of SAFE with major portions of the proposed
operational capabilities either unspecified or uncommunicated
to the Agency? For example,
1) the user command language and its parsin(j,
2) the user programming language,
3) the user editing languages, and
4) procedures for backup, including regeneration of
derived files lost in crashes.
4. All operational capabilities required including a er
languages and backup capabilities, are specified in the
Consolidated SAFE Requirements Document written by the
Government. The contractor's translation of those capabilitic:--,
to system design are encompassed in numerous system, su}b-system
and clement specifications. These are. being developed can
schedule with a normal amount of difficulty. Problems are
addressed early in the process and corrccti'-c action is t7i:on.
For example, the plan for l