PAPERWORK REDUCTION ACT OF 1980

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November 19, 1980
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pproved or Release 2007/05/17: CIA-RDP85-00003R000300050005-1 S1470,2 the left hand to know what the right hand is doing. It should not be forgotten that one that one important goal of this. legislation is to reduce the cost of Fed- eral paperwork that is borne by the Fed- eral Government itself-a cost estimated by the Federal Paperwork Commission at $43 billion. The Federal information lo- cator system should enable Federal agen- cies to determine if the information they want is already available elsewhere in the Federal Government, thereby elimi- nating duplicative information requests. These three provisions, in my view, are the core of this legislation. However, for purposes of legislative history, I want to speak to a few additional questions which, in my view, merit discussion. There has been some question raised whether this bill is intended to reach information requests put out by the Federal Government which impose no duty on the recipient to respond. It Is. Although we are chiefly concerned about the burden imposed on the American people by paperwork they have no choice about answering, we are also concerned about paperwork that can freely wind up in the wastebasket-and often does. Whether responses to a request for information are voluntary, required to obtain a benefit, or mandatory, no in- formation request should ever go out unless and until there has been a deter- mination that it is necessary. If It is not, necessary it is a waste of the taxpayer's money and, as often as not, an insult to the recipient. A case in point was re- cently called to my attention by the edi- tor of the Dunklin (Mo.) Daily Demo- crat, in a recent editorial entitled "What Paperwork Victory?" I recommend it to the attention of my colleagues, the Secretary of the Department of Health and Human Services, and the Director of the office of Management and Budg- et. And I ask unanimous consent that it be printed at this point in the RECORD. There being no objection, the editorial was ordered to be printed in the RECORD, as follows: WHAT PAPERWORK VICTORY? CONGRESSIONAL RECORD -SENATE November 19, 1980 This particular mailing had four separate parts: a cover letter, a, questionnaire, an 8- page bulletin and. an enclosed return enve- lope. The purpose of this particular mailing was to determine whether this newspaper wanted to continue to receive the agency' Information and Feature Service. To 4ualify for receipt, the newspaper was being asked to complete a page-long questionnaire, ask- ing for a variety of information ranging from occupation to "organization setting" to major areas of interest. We refer Sen. Danforth to this particular agency, whose title is too long to be repeated in this brief space, as one segment of the federal government which has yet to learn of the corrective forces of the Chiles-Dan- forth bill. P.S.: We decided the agency's mailings weren't worth the trouble of the question- naire. Mr. DANFORTH. Such stories are common. Let me make it clear, therefore, that by this legislation we intend that Federal agencies and OMB intensely scrutinize all paperwork requests of the public. The fact that responses to a re- quest for information are voluntary is no excuse for agency heads or OMB to let down their guard. Indeed it is such requests, as often as not, that fuel public suspicion-and rightfully so-about the waste of tax dollars. This brings me, then, to another aspect of this legislation that, in my view, merits special notice. Section 3504(c) (3) (C) of the bill states that one of the Director's duties in reviewing paperwork requests will be to insure that they "con- tain a statement to inform the person receiving the request why the informa- tion is being collected (and) how it is to be used." This provision was added to the bill at my request. It seems to me that if the Federal Government is going to ask the American people to fill out a lot of forms, it ought tout least have the com- mon decency to tell them why they are doing it. This does not have to be an ex- haustive statement-but it should be of sufficient length to be informative. And- this should go without saying-it should be in plain English. I expect that the Director of the OMB will be diligent in policing this requirement. In my opinion, nary circumstances, subject to the paper- work controls of this act. As the commit- tee made clear in its report, the only cir- cumstances under which collections of information are considered to be con- ducted or "sponsored" by a Federal agency are where: First, the agency itself conducts the collection; Second, the agency uses a procurement contract to obtain information by way .y of a contractor; or Third, the terms and conditions of a - grant or cooperative agreement specif- ically require that collections of infor- mation be subject to the clearance re- quirements of the act. The Federal grant system is already a maze of redtape and regulations for the hapless recipient of Federal grants. Al- though we are concerned that recipients of Federal grants use public resources wisely and be sensitive to the burden which their requests for information may impose, we do not believe it advisable to subject grant recipients to paperwork re- views by OMB. I might add that, to my knowledge, this decision by the commit- tee affirms current practice. Other reservations in the bill derive from the committee's concern that, in our zeal to control paperwork, we not subvert other important governmental purposes. This bill is a paperwork bill-and its primary purpose is to minimize the burden of Federal pa- perwork on the American people. Where, for example, concerns were., voiced that the bill might adversely' affect Federal law enforcement, Intel-, ligence, or counterintelligence efforts, or national security or defense, the committee acted to limit paperwork reviews. Further, with respect to policy: questions affecting the acquisition of telecomunications equipment, when con- cern was expressed that passage of this legislation would increase the pow- ers of the Administrator of the Gen- eral Services Administration to review agency acquisition policies under Public Law 89-306 (the Brooks Act) the corn- up in wastebaskets irony, at a statement released this week by U.S. Sen. John Danforth declaring, j'Con- gress is one step closer to victory in the war against federal paperwork." The Missouri lawmaker was announcing the fact that the Senate Committee on Governmental Affairs is soon expected to report out the Chiles- Danforth bill to set controls on the "phenom- enal number of federal ' forms that flood out of Washington," to use Danforth's own words. Almost in the same mail, we received an example of one of those "phenomenal num- ber of federal forms" the Senator is refer- ring to. This particular one came from the National Institute on Alcohol Abuse and Alcoholism in the Alcohol, Drug Abuse and Mental Health Administration within the Public Health Service which is a part of the U.S. Department of Health and Human Serv- ices. -Readers who may think we're joking about this particular federal agency should know that it is not only real but sending out information right and left, page after page of it, and that there really is such a title for an agency. By the time an employee of the agency identifies where and for whom he works, he must be exhausted. if somebody takes the time to explain to the people getting them why they are needed. In addition, in the process of figuring out how to explain why a form should be answered, more than one Fed- eral bureaucrat may discover that there really are not very good reasons-and abandon the effort. It is important to recognize, however, that despite our intention that all Gov- ernment paperwork be subject to review, the committee placed important limita- tions on that review. In certain areas, our concern with controlling the burden of Government paperwork was over- shadowed by greater concerns. For example, it should be clearly un- derstood by everyone interested in this legislation that the authority of the Di- rector of OMB to review proposed infor- mation collection requests applies only to collections of information conducted or sponsored by a Federal agency. Thus, re- search projects funded by a grant or co- operative agreement are not, under ordi- such interpretation of this legislation. Call it what you want, this bill is a paper- work bill. It is concerned with informa- tion management. Period. Amendments accepted by the Senate today further clarify this issue. - If.this legislation is to achieve its goal of reducing government paperwork, how- ever, it is important to have the coopera- tion of the independent agencies. I use the term "cooperation" advisedly, for- despite the fact that we have brought the independent agencies back into the fold, subjecting them, once again to OMB re- view-we have given the independent agencies the very important power to void OMB directives. Several members of the committee, myself among them, did not readily em- brace the notion of giving independent agencies the power to override OMB de- cisions. Those of us who are troubled by the unaccountability of- the regulatory bureaucracy were unhappy with the prospect of the override authority being Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 pproved or Release 2007/05/17: CIA-RDP85-00003R000300050005-1 S 14704 The committee amendment, as amended, was agreed to. The bill was ordered to be engrossed for a third reading and was read the third time. The PRESIDING OFFICER. The bill, having been read the third time, the question is, Shall it pass? So the bill (S. 1411) was passed. Mr. CHILES. Mr. President, I move to reconsider the vote by which the bill was passed. . Mr. DANFORTH. Mr. President, I move to lay that motion on the table. The motion to lay on the table was agreed to. (Later the following occurred:) Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that the Com- mittee on Governmental Affairs be dis- charged from further consideration of H.R. 6410, which is the companion paper- work reduction bill; that the Senate pro- ceed to its immediate consideration; that all after the enacting clause be stricken, and that in lieu thereof the Senate bill, S. 1411, which had passed the Senate to- day, be inserted; that the bill H.R. 6410 be advanced to third reading, passed, and the motion to reconsider laid on the table, and the bill S. 1411 be indefinitely postponed. Mr. STEVENS. It is my understanding that what this does is to substitute the House bill for the bill already passed, and we will send the Senate version of that bill to conference. I think the action is warranted. The PRESIDING OFFICER. Is there objection? The Chair hears none, and L it Ls so ordered. SAFETY AND HEALTH IN SKIING Mr. ROBERT C. BYRD. Mr. President, I ask that the Chair lay before the Sen- ate a message from the House of Repre- sentatives on S. 43. The PRESIDING OFFICER laid be- fore the Senate the following message from the House of Representatives: Resolved, That the bill from the Senate (S. 43) entitled "An Act to promote safety and health in skiing and other outdoor win- ter recreational activities", do pass with the following amendment: Strike out all after the enacting clause, and insert: CHARTER SECTION 1. National Ski Patrol System, In- corporated, a corporation organized under the laws of the States of New York and Colo- rado * is hereby recognized as such and granted a Federal charter. POWERS SEC. 2. National Ski Patrol System, Incor- porated (hereinafter referred to as the "corporation") shall have only those powers granted to it through its bylaws and articles of incorporation filed in the States where it is incorporated. - OBJECTS AND PURPOSES OF CORPORATION SEC. 3. The purposes of the corporation shall be to promote, in any and all ways, patriotic, scientific, educational and civic improvement activities, public safety in skiing, including, without limiting the gen- erality of the foregoing, the dissemination of information with respect thereto and the formation of volunteer local patrols, con- sisting of competent skiers trained in the administration of first aid, for the purpose CONGRESSIONAL RECORD-SENATE November 19, 1980 of preventing accidents and rendering -speedy assistance to persons sustaining accidents; to solicit contributions of money, services, and other property for, and generally to en- courage and, assist in carrying out, the fore- going purposes ? in every way. SERVICE OF PROCESS SEC. 4. -With respect to _service of process, the corporation shall comply with the laws of the States in which it is incorporated and those States in which it carries on its activi- ties in furtherance of its corporate purposes. MEMBERSHIP SEC. 5. Eligibility for membership in the corporation and the rights and privileges of members shall, except as provided in this Act, be as provided in the bylaws of the corporation. .RESPONSIBILITIES SEC. 6. The board of directors of the cor- poration and the responsibilities thereof shall be as provided in the articles of incor- poration of the corporation and in conform- ity with the laws of the State or States where incorporated. OFFICERS OF CORPORATION SEC. 7. The officers of the corporation and the election of such officers shall be the same as is provided for in the articles of incor- poration of the corporation and in conform- ity with the laws of the State or States where incorporated. RESTRICTIONS SEC. 8. (a) No part of the income or assets of the corporation shall insure to any mem- ber, officer, or director of the corporation or be distributed to any such person during the life of this charter. Nothing in this subsec- tion shall be construed to prevent the pay- ment of reasonable compensation to officers of the corporation or reimbursement for actual necessary expenses in amounts ap- proved by the board of directors. (b) The corporation shall not make -any loan to any officer, director, or employee of the corporation. (c) The corporation and any officer and director of the corporation, acting as such officer or director, shall not contribute to, support or otherwise participate in any po- litical activity or in any manner attempt to influence legislation. (d) The corporation shall have no power to issue any shares of stock nor to declare or pay any dividends. LIABILITY SEC. 9. The corporation shall be liable for the acts of its officers and agents when act- ing within the scope of their authority. BOOKS AND RECORDS: INSPECTION SEC. 10. The corporation shall keep correct and complete books and records of account and shall keep minutes of any proceeding of the corporation involving any of its mem- bers, the board of directors, or any commit- tee having authority under the board of directors. The corporation shall. keep at its principal office a record of the names and addresses of all members having the right to vote. All books and records of such corpo- ration may be inspected by any member having the right to vote, or by any agent or attorney of such member, for any proper purpose, at any reasonable time. However, nothing in this section shall be construed to contravene any applicable State law. AUDIT OF FINANCIAL TRANSACTIONS SEC. 11. The first section of the Act entitled "An Act to provide for audit of accounts of private corporations established under Fed- eral law", approved August 30, 1964 (36 U.S.C. 1101), is amended by adding at the end thereof the following: "(51) National Ski Patrol System, Incor- porated". ANNUAL REPORT SEC. 12. The corporation shall report an- nually to the Congress concerning the activi- ties of the corporation during the preceding calendar year. The report shall not be printed as a public document. RESERVATION OF RIGHT TO AMEND OR REPEAL CHARTER SEC. 13. The right to alter, amend, or re- peal this Act is expressly reserved to the Congress. DEFINITION OF "STATE" 4 SEC. 14. For purposes of this Act, the term "State" Includes the District of Columbia, the Commonwealth of Puerto Rico, and the territories and possessions of the United States. TAX EXEMPT STATUS SEC. 15. The corporation shall retain its status as an organization exempt from taxa- tion as provided in the Internal Revenue Code. If the corporation fails to retain such status, the charter granted hereby shall expire. ? Mr. HATCH. Mr. President, I am grati- fied that the National Ski Patrol System Recognition Act is about to become pub- lic law, having been fully considered and approved by both Houses of Congress. The road to reach this point has been long, primarily because of the special na- ture of Federal charters. Congress has rightly guarded these privileges so that they and the organizations which have earned the honor of holding one are not devalued. I share the view that charters should not be issued indiscriminately. While there are thousands of worthy organiza- tions which may benefit from the pres- tige of holding a congressional charter, not all of these can meet the standards" established by the Judiciary Committees of the House and Senate and the intent of Congress implied by these guidelines., I do not begrudge my colleagues the time they have spent examining the Na- tional Ski Patrol System, its purposes, achievements, and cooperative relation- ships with other public service organiza- tions, including the U.S. Government. This is a ' necessary part of evaluation and I encourage similar scrutiny of sub- sequent petitions to Congress from oth- er organizations. I also encourage organizations seeking a charter to be fully prepared to show specifically how they meet the standards for Federal charters and how they plan to assist the public. I am delighted, however, that the Na- tional Ski Patrol System and its 23,000 members nationwide will be so honored by the 96th Congress. These men and women have been unselfish in their devo- tion to public safety both on and off the ski slopes. Their effectiveness in render- ing emergency first aid and search and rescue services has been well documented by physicians, nurses, and hospitals in cases of automobile accidents, drown- ings, heart attacks, and choking as well as In skiing and winter sports accidents. f In view of this service, a charter is an appropriate form of congressional recog- nition. Mr. President, there have been many ,+O people who have tirelessly helped in get- ting this measure through bothHouses of Congress and I would like to express my public appreciation to them. In the Sen- . Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 Approved For Release. 20 HOLLINGS) and his predecessor at that The legislative clerk proceeded to call committee, our former colleague and the roll, our current distinguished Secretary of. Mr.- BAKER. Mr. President, I ask State, Ed Muskie. unanimous consent-that the order for the Their stewardship of this critical corn- quorum call be rescinded. mittee, through a difficult and often The PRESIDING OFFICER. Without tempestuous time, has been . nothing objection, it is so ordered. less than exemplary. They are to be, November 19, -1980 CONGRESSIONAL RECORD --SENATE LINGS, Mr. CHILES, Mr. BIDEN, Mr. MoYNI- NAN, Mr. METZENBAUM, Mr. ExoN, Mr. BELLMON, Mr. DOMENICI, Mr. ARMSTRONG, and Mr. PACKWOOD conferees on the part of the Senate. Mr. HOLLINGS. Mr. President, I ask unanimous consent that Senate Concur- rent Resolution 119 be indefinitely post- poned. The PRESIDING OFFICER. Without abjection, it is so ordered. Mr. BAKER. Mr. President, when the Senate convened for this lameduck ses- sion a few days ago, I indicated I would prefer not to consider a budget resolu- tion in this session. It was equally clear that notwithstanding that, we will not be able to conclude this appropriations process in the few days remaining to us in this session. A continuing resolution will be necessary to tide us over until the bills can be considered by the new Congress in January. The necessity to pass a budget resolution appears to be compelling. In view of this, it originally seemed preferable to me to hold the budget resolution over until next year. But, I have been persuaded by the distinguished Senator from New Mexico (Mr. DOME- NICI), who will assume the chairman- ship of the Budget Committee in Jan- uary, by the distinguished Senator from Oklahoma (Mr. BELLMON), the outgoing ranking member of the committee, and by others that we would be better served by preserving the integrity of the budget li~rocess through the passage of the reso- thtion before we adjourn sine die.. -,It is for this reason that I voted for al passage of this budget resolution, and encouraged others to do so, as well. But this is certainly not a final budget in any sense of the word. At best, it is but an interim resolution which will in- evitably be amended or alternatively, superceded by a third concurrent resolution. And such revision is undoubtedly necessary. We must bring swollen spend- ing levels back in line with the numbers assumed by the second concurrent reso- lution. The need to control Federal expenditures and the rate of that Fed- eral spending, as well as to enforce the requirements of reconciliation, is un- deniable. I would like to commend the outgoing ranking member of the Budget Commit- tee, my good friend, Senator HENRY BELLMON. I know that all of us in this Chamber are saddened by his pending departure from our ranks. HENRY BELL- MoN has served his State, his Senate, and his Nation with excellence and great honor for the past 12 years. He will be sorely missed in these Halls. I would also like to congratulate the incoming chairman of the committee, also a good friend Senator PETE commended. ORDER FOR RECESS UNTIL 10 A.M. NOVEMBER 20, 10 A.M. NOVEMBER 21, AND 12 NOON NOVEMBER 24 Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that when the Senate completes its business today it stand in recess until 10 o'clock tomorrow morning. The PRESIDING OFFICER. Without objection, it is so ordered. Mr. ROBERT C. BYRD. Mr. President; I ask unanimous consent that when the Senate completes its business tomorrow it stand in recess until the hour of 10 o'clock Friday morning. The PRESIDING OFFICER. Without objection, it is so ordered. Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that when the Senate convenes on Monday it convene at 12 noon following the recess. The PRESIDING OFFICER. Without objection, it is so ordered. Mr. ROBERT C. BYRD. Mr. President, I will not ask consent until Mr. BAKER or someone representing him is here, but I would like to go to the paperwork bill. I suggest the absence of a quorum with the understanding that I retain my right to the floor. The PRESIDING OFFICER. Without objection, it is so ordered. The clerk will call the roll. The legislative clerk proceeded to call the roll. Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that the order for the quorum call be rescinded. The PRESIDING OFFICER. Without objection, it is so ordered. Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that the Senate proceed to . the consideration of the paperwork reduction bill, S. 1411, Calen- dar Order No. 1015, with the understand- ing that no nongermane amendments be in order. The PRESIDING OFFICER. Without objection, it is so ordered. Mr. BAKER. Mr. President, would the majority leader be willing to vacate that for one brief moment? Mr. ROBERT C. BYRD. Yes. Mr. BAKER. Mr. President, I previ- ously advised the majority leader that I DOMENICI. I am certain he will become was agreeable to that and am now told an extraordinary and splendid chairman, that we have one more notation on our I pledge him my complete cooperation. calendar that may take just a few mo- Finallyf Mr. President, I would be re- ments to clear. ..miss if I failed to make mention of the Mr. ROBERT C. BYRD. All right. outstanding contributions to both our Mr. President, I temporarily withhold %udget process and the Senate as a my request and I suggest the absence "of whole of the current chairman of the a quorum. Budget Committee, the distinguished The PRESIDING OFFICER. The clerk Senator from South Carolina" (Mr. will call the roll. Approve PAPERWORK REDUCTION ACT OF 1980 Mr. GOLDWATER. Mr. President, sometime ago, when S. 1411, a bill to improve the economy and efficiency of the Government and the private sector by improving Federal information man- agement and for other purposes, came on the calendar; I raised an objection. My objection pertained only to intelligence. The Senator . from Florida has in- formed me that, since that time, he has worked this out with intelligence; and because I was in the hospital at the time, I was not told of it, and I apologize for not having been aware of it. My staff tells me that, so far as Intelligence is concerned, it is now all right. However, and this does not come un- der my purview, because I am not chair- man of the Armed Services Committee- the Secretary of Air has complained about some aspects of the bill only in the last few days. I will withdraw my objection, and I do not believe Senator TOWER or Sena- tor SrENNIs have entered an objection, so I imagine that it is all right to go ahead with the matter, unless the Armed Services Committee might hold an objection about which I do not know. Mr. CHILES. I thank the distinguished Senator from Arizona. I had tried to work it out, and I am sorry if I was excited when I talked with the Senator. I thought we had worked out those areas. Senator JACKSON iS coming to the Chamber with some amendments con- cerning the armed services aspects of the act in addition to intelligence, and we are going to take those amendments. Mr. GOLDWATER. There is no objec- tion of which I know. Mr. CHILES. I thank the Senator. Mr. ROBERT C. BYRD. Mr. President, I thank the distinguished Senator from Arizona (Mr. GOLDWATER). I suggest the absence of a quorum. The PRESIDING. OFFICER. The clerk will call. the roll. The assistant legislative clerk proceed- ed to call the roll. Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that the order for the quorum call be rescinded. The PRESIDING OFFICER (Mr. BOREN).. Without objection, it is so ordered. Mr. ROBERT C. BYRD. Mr. President, I ask unanimous consent that the Senate proceed to the consideration Calendar Order No. 1074, Senate Resolution 516, the budget waiver with respect to the paperwork reduction bill. Mr. BAKER. Mr. President, reserving the right to object, and I shall not ob- ject, it is my privilege now to advise the Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 - a S14682 distinguished majority leader and the majority manager of this bill, the Sena- tor from Florida, that all the objections on this side to the paperwork bill have been cleared and we will have no objec- tion to the request and, of course, that extends necessarily to the consideration of the budget waiver just identified by the majority leader. The PRESIDING OFFICER. The res- olution will be stated. The assistant legislative clerk read as follows: A resolution (S. Res. 516) waiving section 402(a) of the Congressional Budget Act with respect to the consideration of S. 1411. The PRESIDING OFFICER. Is there objection to the request of the Senator from West Virginia? There being no objection, the Senate proceeded to the consideration of the resolution. The PRESIDING OFFICER. The question is on agreeing to the resolution. The resolution (S. Res. 516) was agreed to, as follows: S. Ras. 516 Resolved, That pursuant to section 402(c) of the Congressional Budget Act of 1974, the provisions of section 402(a) of such Act are waived with respect to the consideration of S. 1411. Such waiver is necessary because provisions of S. 1411 establish a goal to re- duce the burden of Federal paperwork re- quirements on the public by 25 per centum in three years, which would be difficult to accomplish if the small amount of resources required in fiscal 1981 were not available to the Office of Information-. and Regulatory Affairs. Reductions in paperwork for all sec- tors of the economy are expected to reduce inflationary pressures. The committee re- grets it was unable, due to the lengthy con- sideration of regulatory reform and lobbying reform to meet the May 15 date for the Pa- perwork Reduction Act. The committee be- lieves the potential savings and reduced in- flation due to reduced paperwork burden should not be foreclosed. The Committee's letter to the Budget Committee pursuant to the requirements of section 301(c) of the Congressional Budget Act of 1974 did discuss S. 1411, the Paperwork Reduction Act. Mr. ROBERT C. BYRD. Mr. President, I move to reconsider the vote by which the resolution was agreed to. Mr. BAKER. Mr. President, I move to lay that motion on the table. The motion to lay on the table was agreed to. PAPERWORK REDUCTION ACT OF 1980 Mr. ROBERT C. BYRD. Mr. President, I renew my previous request that the Senate proceed to the consideration of Calendar Order No. 1015, S. 1411, with the proviso that no nongermane amend- ments be in order. The PRESIDING OFFICER. The bill will be stated. The assistant legislative clerk read as follows: A bill (S. 1411) to improve the economy and efficiency of the Government and the private sector by improving Federal Informa- tion management, and for other purposes. The PRESIDING OFFICER. Is there objection to the present consideration of the bill? CONGRESSIONAL RECORD-SENATE November 19, 1980 There being no objection, the Senate proceeded to consider the bill which had been reported from the Committee on Governmental Affairs with an amend- ment to strike out all after the enacting clause, and insert in lieu thereof the fol- lowing: That this Act may be cited as the "Paper- work Reduction Act of 1980". SEC. 2. (a) Chapter 35 of title 44, United States Code, is amended to read as follows: "CHAPTER 35-COORDINATION OF FED- ERAL INFORMATION POLICY "Sec. "3501. Purpose. "3502. Definitions. "3503. Office of Information and Regulatory Affairs. "3504. Authority and functions of Director. 3505. Assignment of tasks and deadlines. 3506. Federal agency responsibilities. "3507. Public information collection activ- ities-submission to Director; ap- proval and delegation. "3508. Determination of necessity for infor- mation; hearing. "3509. Designation of central collection agency. "3510. Cooperation of agencies in making in- formation available. "3511. Establishment and operation of Fed- eral Information Locator System. "3512. Public protection. "3513. Director review of agency activities; reporting; agency response. "3514. Responsiveness to Congress. "3515. Administrative powers. "3516. Rules and regulations. "3517., Consultation with other agencies and the public. '3518. Effect on existing laws and regulations. "3519. Access to information. "3520. Authorizatiop of appropriations. "$ 3501. Purpose "The purpose of this chapter is- "(1) to minimize the Federal paperwork r burden for individuals, small businesses, State and local governments, and other per- sons; "(2) to minimize the cost to the Federal Government of collecting, maintaining, using, and disseminating information; "(3) to maximize the usefulness of in- formation collected by the Federal Govern- ment; "(4) to coordinate, integrate and, to the extent practicable and appropriate, make uniform Federal information policies and practices; "(5) to ensure that automatic data pro- cessing and telecommunications.technologiea are acquired and used by the Federal Gov- ernment in a manner which improves serv- ice delivery and program management, increases productivity, reduces waste and fraud, and., wherever practicable and appro- priate, reduces the information processing burden for the Federal Government and for persons who provide information to the Federal Government; and "(6) to ensure that the collection, main- tenance, use and dissemination of informa- tion by the Federal Government is consistent with applicable laws relating to confi- dentiality, including section 552a of title 5, United States Code, known as the Privacy Act. 3502. Definitions "As used in this chapter- "(1) the term 'agency' means any execu- tive department, military department, Gov- ernment corporation, Government controlled corporation, or other establishment in the executive branch of the Government (in- cluding the Executive Office of the Presi- dent), or any independent regulatory agency, but does not include the General Account- ing Office, Federal Election Commission, the governments of the District of Columbia and of the territories and possessions of the United States, and their various subdivisions, or Government-owned contractor-operated facilities including laboratories engaged in national defense research and production activities; "(2) the term 'burden' means the time, effort, or financial resources expended by persons to provide information to a Federal agency; "(3) the term 'collection of information' means the obtaining or soliciting of facts or opinions by an, agency through the use of written report forms, application forms, schedules, questionnaires, reporting or rec- ordkeeping requirements, or other similar methods calling for either- "(A) answers to identical questions posed to, or identical reporting or recordkeeping re- quirements imposed on, ten or more persons, other than agencies, instrumentalities, or employees of the United States; or "(B) answers to questions posed to agen- cies, instrumentalities, or employees of the United States which are to be used for gen- eral statistical purposes. "(4) the term 'data element' means a dis- tinct piece of information such as a name, term, number, abbreviation, or symbol; "(5) the term 'data element dictionary' means a system containing common defini- tions and cross references for commonly used data elements; "(6) the term 'data profile' means a sy- nopsis of the questions contained in an in- formation collection request and the official name of the request, the location of informa- tion obtained or to be obtained through the request, a list of any compilations, analyses, or reports derived or to be derived from sufr~hh information, any record retention require- ments associated with the request, the agen- cy responsible for the request, the statute a'.~ thorizing the request, and any other infor- mation necessary to identify, obtain, or use the data contained in such information; "(7) the term 'Director' means the Direc- tor of the Office of Management and Budget; "(8) the term 'directory of information re- sources' means a catalog of information col- lection requests, containing a data profile for each request; "(9) the term 'independent regulatory agency' means the Board of Governors of the Federal Reserve System, the Civil Aeronau- tics Board, the Commodity Futures Trading Commission, the Consumer Product Safety Commission, the Federal Communications Commission, the Federal Deposit Insurance Corporation, the Fedex l Energy Regulatory Commission, the Federal Home Loan Bank Board, the Federal Maritime Commission, the Federal Trade Commission, the Interstate Commerce Commission, the Mine Enforce- ment Safety and Health Review Commission, the National Labor Relations Board, the Nu- clear Regulatory Commission, the Occupa- tional Safety and Health Review Commission, the Postal Rate Commission, the Securities and Exchange Commission, and any other similar agency designated by statute as a Federal independent regulatory agency or commission; "(10) the term 'information collection request' means a written report form, appli- cation form, schedule, questionnaire, report- ing or recordkeeping requirement, or other similar method calling for the collection of information; "(11) the term 'information referral serv-R ice' means the function that assists officials and persons in obtaining access to the Fed- eral Information Locator System; It "(12) the term 'information systems' meads management information systems; "(13) the term 'person' means an individ- Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 November 19, 1980 ual, partnership, association, corporation, business trust, or legal representative, an organized group of individuals, a State, ter- ritorial, or local government or branch there- of, or a political subdivision of a State, territory, or local government or a branch of a political subdivision; ? "(14) the term 'practical utility' means the ability of an agency to use information it collects, particularly the capability to process such information in a timely and useful fashion; 1 " (15) the term 'recordkeeping requirement' means a requirement imposed by an agency on persons to maintain specified records; and "(16) the term 'telecommunications' equip- ment, technology, functions, activities, or needs means the equipment, technology, functions, activities, or needs used solely for (A) the 'collection of information' as defined in subsection (3) of this section, or (B) the processing, storage, and transmission of such collected information. "1 3503. Office of Information and Regulatory Affairs "(a) There is established in the Office of Management and Budget an office to be known as the Office of Information and Regulatory Affairs. "(b) There shall be at the head of the Office an Associate Director, who shall be appointed by and shall report directly to the Director. The Associate Director shall serve as principal adviser to the Director on Federal information policy. The Director may dele- gate to the Associate Director functions under this chapter, except that any such delegation shall not relieve the Director of responsibility for the administration of such functions. ,The Director may not delegate any function under this chapter to any other officer or t mployee of the Office of Management and udget except the. Associate Director. 3504. Authority and functions of Director "(a) The Director shall provide overall di- rection in the development and implementa- tion of Federal information policies, prin- ciples, standards, and guidelines, including direction over the review and approval of in- formation- collection requests, the reduction of the paperwork burden, Federal statistical activities, records management activities, privacy of records, interagency sharing of in. formation, and acquisition and use of auto. matic data processing and other technology for managing information resources. The au- thority under this section shall be exercised consistent with applicable law. "(b) The general information policy func- tions of the Director shall include- "(1) establishing uniform information re- sources management policies and overseeing the development of information management principles, standards, and guidelines and pro- moting their use; "(2) initiating and receiving proposals for changes in legislation, regulations, and agen- cy procedures to improve information prac- tices, and informing the President and the Congress on the progress made therein; "(3) coordinating, through the review of budget proposals and as otherwise provided in this section, agency information prac- tices; "(4) promoting, through the use of the Federal Information Locator System, the re- view of budget proposals and other methods, greater sharing of information by agencies; "(5) evaluating agency information man- agement practices to determine their ads- quacy and efficiency, and to determine corn- pliance of such practices with the policies, principles, standards, and guidelines promul- gated by the Director: and "(6) overseeing planning for, and conduct of research with respect to, Federal collec- tion, processing, storage, transmission, and use of information. "(c) The information collection request 552a of title 5, United States Code, and re- clearance and other paperwork control func- lated information management laws. tions of the Director shall include- "(g) The Federal automatic data process- "(1) reviewing and approving information ing and telecommunications functions of the collection requests proposed by agencies; Director shall include- "(2) determining whether the collection of "(1) establishing policies, - principles, information by an agency is necessary for the standards, and guidelines for automatic data proper performance of the functions of the processing and telecommunications func- agency, including whether the information will have practical utility for the agency;. "(3) ensuring that all information col- lection requests- "(A) are inventoried, display a control number and, when appropriate, an expira- tion date; "(B) indicate the request is in accord- ance with the clearance requirements of sec- tion 3507; and "(C) contain a statement to inform the person receiving the request why the in- formation is being collected, how it is to be used, and whether responses to the request are voluntary, required to obtain a benefit, or mandatory; "(4) designating as appropriate, in ac- cordance with section 3509, a collection agency to obtain information for two or more agencies;, "(5) setting goals for reduction of the burdens of Federal information collection requests; "(6) overseeing action on the recommen- dations of the Commission on Federal Paper- work; and "(7) designating and operating, in ac- cordance with section 3511, the Federal In- formation Locator System. "(d) The statistical policy and coordina- tion functions of the Director shall include- "(1) developing long range plans for the improved performance of Federal statistical activities and programs; "(2) coordinating, through the review of budget proposals and as otherwise provided in this section, the functions of the Federal Government with respect to gathering, in- terpreting, and disseminating statistics and statistical information; "(3) overseeing Government-wide policies, principles, standards, and guidelines con- cerning statistical collection procedures and methods, statistical data classifications, and statistical information presentation and dissemination; and "(4) evaluating statistical program per- formance and agency compliance with Gov- ernment-wide policies, principles, stand- ards, and guidelines. "(e) The records management functions of the Director shall include- "(1) providing advice and assistance to the Administrator of General Services in order to promote 'coordination in the ad- ministration of chapters 29, 31, and 33 of this title with the information policies, prin- ciples, standards, and guidelines established under this chapter; "(2) reviewing compliance by agencies with the requirements of chapters 29, 31, and 33 of this title and with regulations promul- gated by the Administrator of General Serv- ices thereunder; and "(3). coordinating records management policies and programs with related informa- tion programs such as information collec- tion, statistics, automatic data processing and telecommunications, and similar activi- ties. "(f) The privacy functions of the Director shall include- "(1) establishing policies- principles, standards, and guidelines on information discolsure and confidentiality, and on safe- guarding the security of information col- lected or maintained by agencies; "(2) providing agencies with advice and guidance about information security, re- striction, exchange, and disclosure; and "(3) monitoring compliance with section tions and activities of the Federal Govern- ment, and overseeing the establishment of, standards under section 111(f) of the Federal Property and Administrative Services Act of 1949; "(2) monitoring the effectiveness of, and compliance with, directives issued pursuant to sections 110 and 111 of such Act of 1949 and reviewing proposed determinations un- der section 111(g) of such Act; "'(3) providing advice and guidance on the acquisition and use of automatic data proc- essing and telecommunications equipment, and coordinating, through the review of budget proposals and other methods, agency proopsals for acquisition and use of such equipment; "(4) promoting the use of automatic data processing and telecommunications equip- ment by the Federal Government to improve the effectiveness of the use and dissemina- tion of data in the operation of Federal pro- grams; and "(5) initiating and reviewing proposals for changes in legislation, regualtions, and agency procedures to improve automatic data processing and telecommunications, practices, and informing the President and the Congress of the progress made therein. "(h) The Director shall, subject to section 3507(c) of this chapter, ensure that, in de- veloping rules and regulations, agencies- "(1) utilize efficient means in the collec- tion, use, and dissemination of information; "(2) provide an early and meaningful op- portunity for the public to comment on proposed means for collection of information; and "(3) assess the consequences of alternative means for the collection, use, and dissemina- tion of information. "? 3505. Assignment of tasks and deadlines "In carrying out the functions under this chapter, the Director shall- "(1) upon enactment of this Act- "(A) set a goal to reduce the then exist- ing burden of Federal collections of informa- tion by 15 per centum by October 1, 1982; and "(B) for the year following, set a goal to reduce the burden which existed upon enact- ment by an additional 10 per centum; "(2) within one year after the effective date of this Act- "(A) establish standards and requirements for agency audits of all major information systems and assign responsibility for con- ducting Government-wide or multiagency audits, except the Director shall not assign such responsibility for the audit of major information systems used for the conduct of criminal investigations or intelligence activi- ties as defined in section 4-206 of Executive Order 12036, issued January 24, 1978, or suc- cessor orders; - "(B) establish the Federal Information' Locator System; "(C) identify areas of duplication in infor- mation collection requests and develop a schedule and methods for eliminating dupli- cation; "(D) develop a proposal to augment the Federal Information Locator System to in- clude data profiles of major 'Information holdings of agencies (used in the conduct of their operations) which are not otherwise re- quired by this chapter to be included in the System; and "(E) identify initiatives which may achieve a 10 per centum reduction in the burden of Federal collections of information associated Approved For Release-2007/05/17: CIA-RDP85-00003R000300050005-1 S 14684 with the administration rograms? and CONGRESSIONAL RECORD -SENATE V "(3) within two years after the date of this Act- "(A) establish a schedule and & manage, ment control system to ensure that prac- tices and programs of information handling disciplines, including records management, are appropriately integrated with the In- formation policies mandated by this chapter; "(B) identify initiatives to improve pro- ctivity in Federal operations using infor- d u -"(C) develop a program to (1) enforce seek to obtain information available from Federal information processing standards at another source within the Federal Govern- all Federal installations and (ii) revitalize ment; the standards development programestib- "(B) reduce to the extent practicable and lished pursuant to section 759(f) (2) of appropriate the burden on persons who will 40, United States Code, and separate such provide information to the agency; and program from technological advisory "(C) formulate plans for tabulating the services; information in a manner which will enhance "(D) complete action on recommendations its usefulness to other agencies and to the of the commission on Federal Paperwork by public; implementing, implementing with modifi- "(2) the agency (A) has submitted to the cation or rejecting such recommendations Director the proposed information collec- including, where necessary, development of tion request, copies of pertinent regulations legislation to implement such recommenda- and other related materials as the Director tions; may specify, and an explanation of actions "(E) develop, in consultation with the taken to carry out paragraph (1) of this sub- Administrator of General Services, a five- section, and (B) has prepared a notice to be year plan for meeting the automatic data published in the Federal Register stating processing and telecommunications needs of that the agency has made such submission; the Federal Government in accordance with and the requirements of section 111 of the Fed- "(3) the Director has approved the pro- eral Property and Administrative Services posed information collection 'request, or the Act of 1949 (40 U.S.C. 759) and the Purposes period for review of information collection of this chapter; and requests by the Director provided under sub- "(F) submit to the President and the Con- section (b) has elapsed. gress legislative proposals to remove incon- "(b) The Director shall, within sixty days sistencies in laws and practices involving of receipt of a proposed information collec- privacy, confidentiality, and disclosure of tion request, notify the agency involved of information. the decision to approve or disapprove the re- "? 3506. Federal agency responsibilities quest. If the Director determines that a re- "(a) Each agency shall be responsible for quest submitted for review cannot be re- carrying out its information management viewed within sixty days, the Director may. activities in an efficient, effective, and eco- after notice to the agency involved, extend nomical manner, and for complying with the the review period for an additional thirty information policies, principles, standards, days. If the Director does not notify the and guidelines prescribed by the Director. agency of an extension, denial, or approval "(b) The head of each agency shall desig- within sixty days (or, if the Director has ex- nate, within three months after the effective tended the review period for an additional date of this Act, a senior official or officials thirty days and does not notify the agency who report directly to such agency head to of a denial or approval within the time of carry out the responsibilities of the agency the extension), a control number shall be under this chapter. assigned without further delay, the approval "(c) Each agency shall- may be inferred, and the agency may collect "(1) systematically. Inventory its major the information for not more than one year. information systems and periodically review "(c) Any disapproval by the Director, in its information management activities, in- whole or in part, of a proposed information cluding planning, budgeting, organizing, di- colection request of an independent regu- recting, training, promoting, controlling, latory agency, or an exercise of authority and other managerial activities involving under sections 3504(h) or 3509 concerning the collection, use, and dissemination of such an agency, may be voided, if the agency information; by a majority vote of its members overrides "(2) ensure its information systems do not the Director's disapproval or exercise of au- overlap each other or duplicate the systems thority. The agency shall certify each over- of other agencies; ride to the Director, shall explain the rea- "(3) develop procedures for assessing the sons for exercising the overriding authority. paperwork and reporting burden of proposed Where the override concerns an information legislation affecting such agency; collection request, the Director shall without "(4) assign to the official designated un- further delay assign a control number to der subsection (b) the responsibility for the such request, and such override shall be valid conduct of and accountability for any ac- for a period of three years. quisitions made pursuant to a delegation of "(d) The Director may not approve an in- authority under section 111 of the Federal formation collection request for a period in Property and Administrative Services Act of excess of three years. 1949 (40 U.S.C. 759); and "(e) If the Director finds that a senior "(5) ensure that Information collection official of an agency designated pursuant to requests required by law or to obtain a bene- section '35Q6(b) is sufficiently independent fit, and submitted to nine or fewer persons, of program responsibility to evaluate fairly contain a statement to inform the person whether proposed information collection re- receiving the request that the request is not quests should be approved and has sufficient subject to the requirements of section 3507 resources to carry out this responsibility of this chapter, effectively, the Director may, by rule in ac- "(d) The head of each agency shall estab- cordance with the notice and comment pro- lish such procedures as necessary to ensure visions of chapter 5 of title 5, United States the compliance of the agency with the re- Code, delegate to such official the authority quirements of the Federal Information Loca- to approve proposed requests in specific pro- November 19, 1980 tor system, including necessary screening gram the Dr all areas, purposes. for specific delegation section purposes, and compliance activities. foagency r under shall rpo es not preclude 350 F. Public information collection activi- the Director from reviewing individual in- ties-submission to Director; ap- formation collection requests if the Director grovai and delegation determines that circumstances warrant such "(a) An agency shall not conduct or spon- a review. The Director shall retain authority sor the collection of information unless, in to revoke such delegations, both in general advance of the adoption or revision of the and with regard to any specific matter. In; request for collection of such information- acting for the Director, any official to whom "(1) the agency has taken actions, includ- approval authority has been delegated under ing consultation with the Director, to- this section shall comply fully with the rules "(A) eliminate, through the use of the and regulations promulgated by the Director? Federal Information Locator System and ..(f) An agency shall not engage in a col- lection of information without obtaining from the Director a control number to be displayed upon the information collection request. "(g) If an agency head determines a col- lection of information (1) is needed prior to the expiration of the sixty-day period for the review of information collection requests established pursuant to subsection (b), (2) is essential to the mission of the agency, and (3) the agency cannot reasonably com- ply with the provisions of this chapter within such sixty-day period, the agency head may request the Director to au- thorize such collection of information prior to expiration of such sixty-day period. The Director shall approve or disapprove any such authorization request within one working day after its receipt and, if approved, shall assign the In- formation collection request a control number.. Any collection of information con- ducted pursuant to this subsection may be conducted without .compliance with the pro- visions of this chapter for a maximum of 90 days after the date on which the Direc- tor received the request to authorize such collection. 3508. Determination of necessity for 1nt formation; hearing "Before approving a proposed informatidli- collection request, the Director shall de- termine whether the collection of informa- tion by an agency is necessary for the proper performance of the functions of the agency, including whether the information will have. practical utility. Before making a deter- mination the Director may give the agency and other interested persons an opportu- nity to be heard or to submit statements in writing. To the extent, if any, that the Di- rector determines that the collection of in- formation by an agency is unnecessary, for any reason, the agency may not engage in the collection of the information. 3509. Designation of central collection agency "The Director may designate a central col- lection agency to obtain information for two or more agencies if the Director deter- mines that the needs of such agencies for information will be adequately served by a single collection agency, and such sharing of data is not inconsistent with any appli- cable law. In such cases the Director shall prescribe (with reference to the collection of information) the duties and functions of the collection agency so designated and of the agencies for which it is to act as agent (including reimbursement for costs). While the designation is in effect, an agency cov- ered by it may not obtain for itself infor- mation which it is the duty of the collection agency to obtain. The Director may modify the designation from time to time as cir- cumstances require. The authority herein is subject to the provisions of section,` 3507(c) of this chapter. 3510. Cooperation of agencies in making- information available "(a) The Director may direct an agency to make available to another agency, or an agency may make available to another agen- Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 November 19, 1984 CONGRESSIONAL RECORD -SENATE cy, information obtained pursuant-to an in- formation collection request it the -disclosure is not inconsistent with any applicable law or policy. "(b) If information obtained by an agen- cy is released by that agency to another agency, all the provisions of law (including penalties which relate to the unlawful dis- closure of information) apply to the officers and employees of the agency to which infor- mation is released to the same extent and in the same manner as the provisions apply r to the officers and employees of the agency which originally obtained the information. The officers and employees of the agency to which the information is released, in addi- tion, shall be subject to the same provisions of law, including penalties, relating to the unlawful disclosure of information as if the information had been collected directly by that agency. 3511. Establishment and operation of Federal Information Locator Sys- tem "(a) There is established in the Office of Information and Regulatory Affairs a Fed- eral Information Locator System (hereinaf- ter in this section referred to as the 'Sys- tem') which shall be composed of a directory of information resources, a data element dic- tionary, and an Information referral service. The System shall serve as the register of all information collection requests. "(b) In designing and operating the Sys- tem, the Director shall- "(1) design and operate an.indexing sys- tem for the System; "(2) require the head of each agency to prepare in a form specified by the Director, and to submit to the Director for inclusion e in the System, a data profile for each infor- mation collection request of such agency; "(3) compare data profiles for proposed in- formation collection requests against exist- =ing profiles in the System, and make avail- able the results of such comparison to- "(A) agency officials who are planning new information collection activities; and "(B) on request, members of the general public; and "(4) ensure that no actual data, except descriptive data profiles necessary to identify duplicative data or to locate information, are contained within the System. "? 3512. Public protection "Notwithstanding any other provision of law, no person shall be subject to any penal- ty for failing to maintain or provide infor- mation to any agency if the information col- lection request involved was made after De- cember 31, 1981, and does not display a cur- rent control number assigned by the Direc- tor, or fails to state that such request is not subject to this chapter. 3513. Director review of agency activities; reporting; agency response "(a) The Director. shall, with the advice and assistance of the Administrator of Gen- eral Services, selectively review, at least once every three years, the information manage- ment activities of each agency to ascertain their adequacy and efficiency. In evaluating the adequacy and efficiency of such activi- ties, the Director shall pay particular atten- tion to whether the agency has complied with section 3506. "(b) The Director shall report the results of the reviews to the appropriate agency head, the House Committee on Government ?A Operations, the Senate Committee on Gov- ernmental Affairs, the House and Senate Committees on Appropriations, and the com- mittees of the Congress having jurisdiction over legislation relating to the operations of the agency involved. "(c) Each agency which receives a report pursuant to subsection (b) shall, within sixty days after receipt of such report, pre- pare and transmit to the Director, the House Committee on Government Operations, the Senate Committee on Governmental Affairs, the House and Senate Committees on Ap- propriations, and the committees of the Con- gress having jurisdiction over legislation re- lating to the operations of the agency, a written statement responding to the Direc- tor's report, including a description of any measures taken to alleviate or remove any problems or deficiencies identified in such report. 3514. Responsiveness to Congress "(a) The Director shall keep the Congress and its committees fully and currently in- formed of the major activities under this. chapter, and shall submit a report thereon to the President of the Senate and the Speaker of the House of Representatives an- nually and at such other times as the Di- rector determines necessary. The Director shall include in any such report- '*(1) proposals for legislative action needed to improve Federal information man- ageFnent, including, with respect to informa- tion collection, recommendations to reduce the burden on individuals, small businesses, State and local governments, and other per- sons; "(2) a compilation of legislative impedi- ments to the collection of information which the Director concludes that an agency needs but does not have authority to collect; "(3) an analysis by agency, and by cate- gories the Director finds useful and prac- ticable, describing the estimated reporting hours required of persons by information collection requests, including to the extent practicable identification of statutes and regulations which impose the greatest num- ber of reporting hours; "(4) a summary of accomplishments and planned initiatives to reduce burdens of Fed- eral information collection requests; "(5) a tabulation of areas of duplication in agency information collection requests identified during the preceding year and ef- forts made to preclude the collection of duplicate information, including designa- tions of central collection agencies; - "(6) a list of each instance in which an agency engaged in the collection of in- formation under the authority of section 3507(g) and an identification of each agen- cy involved; "(7) a list of all violations of provisions of this chapter and rules, regulations, guide- lines, policies, and procedures issued pursu- ant to this chapter; and "(8) with respect to recommendations of the Commission on Federal Paperwork- "(A) a description of the specific actions taken on or planned for each recommenda- tion; "(B) a target date for implementing each recommendation accepted but not imple- mented; and "(C) an explanation of the reasons for any delay in completing action on such rec- ommendations. "(b) The preparation of any report re- quired by this section shall not increase the collection of information burden on per- sons outside the Federal Government. 3515. Administrative powers "Upon the request of the Director, each agency (other than an independent regula- tory agency) shall make its services, person- nel, and facilities available to the Director for the performance of functions under this chapter. 3516. Rules and regulations "The Director may promulgate rules, reg- ulations, or procedures necessary to exer- cise the authority provided by this chapter. 3517. Consultation with other agencies and the public "In the development of information poli- cies, plans, rules, regulations, and proce- S 14681 lures, and in approving Information collec- tion requests, the Director shall provide af- fected agencies and persons early and mean- ingful opportunity for consultation. "S 3518. Effect on existing laws and regula Was ?'(a) Except as otherwise provided- in: this chapter, the authority of an, agency un- der any other law to prescribe policies, rules, regulations, and procedures for -Federal in- formation activities is subject to the au- thority: conferred on the Director by this chapter. "(b) Nothing in this chapter shall be deemed to affect or reduce the authority of the Secretary of Commerce pursuant to Re- organization Plan No. 1 of 1977 (as amend- ed) and Executive order, relating to tele- communications and information policy, procurement and management of telecom- munications and information systems, spec- trum use, and related matters. "(c) (1) Except as provided in paragraph (2), this chapter does not apply to the col- lection of information- "(A) during the conduct of a Federal crim inal investigation or prosecution, or during the disposition of a particular criminal flat ter: "(B) during the conduct of (I) a civil action to which the United States or any official or agency thereof is a party or (11) an administrative action or investigation in- volving an agency against specific individ- uals or entities; "(C) by compulsory process pursuant to the Antitrust Civil Process Act; or "(D) during the conduct of intelligence activities as defined in section 4-206 of Ex- ecutive Order 12036, issued January 24, 1978, or successor orders. "(2) This chapter applies to the collection of information during the conduct of gen- eral investigations (other than information, collected in an antitrust investigation to the extent provided in subparagraph (C) of paragraph (1)) undertaken with reference to a category of individuals or entities such as a class of licensees or an entire. Industry. "(d) Nothing in this chapter shall be in- terpreted as increasing or decreasing the au- thority conferred by Public Law 89-306 on the Administrator of the General Services Administration, the Secretary of Commerce, or the Director of the Office of Management and Budget. "(e) Nothing in this chapter affects in any way an existing authority of the President, the Office of Management and Budget or the Director thereof, under the laws of the United States, with respect to the substan- tive policies and programs of departments, agencies and offices. ? 3519. Access- to information "Under the conditions and procedures prescribed in section 313 of the Budget and Accounting Act of 1921, as amended, the Di- rector and personnel in the Office of Infor- mation and Regulatory Affairs shall furnish such information as the Comptroller Gen- eral may require for the discharge of his responsibilities. For this purpose, the Comp- troller General or representatives thereof shall have access to all books, documents, papers and records of the Office. "13520. Authorization of appropriations "There are hereby authorized to be appro- priated to carry out the provisions of this chapter, and for no other purpose,. sums ?,t "(1) not to exceed $8,000,000 for the fiscal year ending September 30, 1981; "(2) not to exceed $8,500,000 for the fiscal year ending September 30, 1982; and "(3) not to exceed $9,000,000 for the fiscal year ending September 30, 1983." (b) The item relating to chapter 35 in the table of chapters for such title is amended to read as follows: -proved For Release 2007/05117x;- CIA-.RQP85-0000 Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 S14686 CONGRESSIONAL RECORD -SENATE November 19, 1980 "35. Coordination of Federal Information "Associate Director, Office of Information Policy. and Regulatory Affairs, Office of Manage- (c)(1) Section 2904 (10) of such title is ment and Budget.". amended to read as follows: SEC. 5. This Act shall take effect on Octo- "(10) report to the appropriate oversight ber 1, 1980. and appropriations committees of the Con- gress and to the Director of the Office of Management and Budget annually and at such other times as the Administrator deems desirable (A) on the results of activities con- ducted pursuant to paragraphs (1) through (9) of this section, (B) on evaluations of responses by Federal agencies to any recom- mendations resulting from inspections or studies conducted under paragraphs (8) and (9) of this section, and (C) to the extent practicable, estimates of costs to the Fed- eral Government resulting from the failure of agencies to implement such recommenda- tions." (2) Section 2905 of such title is amended by redesignating the text thereof as sub- section (a) and by adding at the end of such section the following new subsection: "(b) The Administrator of General Serv- ices shall assist the Associate Director for the Office of Information and Regulatory Affairs in conducting studies and develop- ing standards relating to record retention requirements imposed on the public and on State and local governments by Federal agencies." SEc. 3. (a) The President and the Director of the Office of Management and Budget may delegate to the Associate Director for the Office of Information and Regulatory Affairs all functions, authority, and respon- sibility under section 103 of the Budget and Accounting Procedures Act of 1950 (31 U.S.C. 186). The Director may not delegate such functions, authority, and. responsibil- ity to any other officer or employee of the Office of Management and Budget. (b) The Director of the Office of Manage- ment and Budget may -delegate, but only to the Associate Director for the Office of Information and Regulatory Affairs all func- tions, authority, and responsibility of the Director under section 552a of title 5, United States Code, and under sections 110 and 111 of the Federal Property and Administrative Services Act of 1949 (40 U.S.C. 757 and 759). The Director may not delegate such func- tions, authority, and responsibility to any other officer or employee of the Office of Management and Budget. SEc. 4. (a) -Section 400A of the General Education Provisions Act is amended by (1) striking out "and" after "institutions" in subsection (a) (1) (A) and inserting in lieu thereof "or" and (2) by amending sub- section (a) (3) (B) to. read as follows: "(B) No collection of information or data acquisition activity subject to such proce- dures shall be subject to any other review, coordination, or approval procedure outside of the relevant Federal agency, except as required by this subsection and by the Director of the Office of Management and Budget under the rules and regulations established pursuant to chapter 35 of title 44, United States Code. If a requirement for information is submitted pursuant to this Act for review, the timetable for the Director's approval established in section 3507 of the Paperwork Reduction Act of 1980 shall commence on the date the re- quest is submitted, and no independent submission to the Director shall be required under such Act.". (b) Section 201(e) of the Surface Mining Control and Reclamation Act of 1977 (30 U.S.C. 1211) is repealed. (c) Section 708(f) of the Public Health Service Act'(42 U.S.C. 292h(f) is repealed. (d) Section 5315 of title 5, United States Code, is amended by adding at the end thereof the following: The PRESIDING OFFICER. The Sen- ator from Florida is recognized. Mr. CHILES. Mr. President, the pur- pose of S. 1411, which is now before the Senate, is to eliminate unnecessary paperwork burdens imposed by the Fed- eral Government upon the public and minimize the cost of collecting and using information for Government informa- tion. The bill establishes a goal to reduce the paperwork burden by 25 percent and establishes a reasonable set of controls to accomplish this objective and make the shower of paperwork requirements that rain upon the public more manage- able. NEED FOR LEGISLATION The Federal Paperwork Commission estimated 3 years ago that the cost of Federal paperwork requirements amounted to $100 billion a year-some $500 for every man, woman, and child in this country. Much of that cost does not show up as an expenditure in the Federal budget. Instead, the public spends the time, money, and effort in "hidden taxes" at home, in their business, or by way of higher consumer prices. Federal paperwork requirements, whether they are tax forms, medicare forms, financial loans, job applications, or compliance reports, are something each individual touches, feels, and works on. The cumulative impact is excessive, too many paperwork requirements are unnecessary and wasteful. Every 1 per- cent reduction achieved is a billion dol- lars saved. Today many Federal programs at- tempt to serve large numbers of people in a variety of ways, such as protecting civil rights, providing decent housing and insuring safe and healthy working con- ditions. In those and other areas, Congress has made critically important commitments to the people of this Nation. In order to be effective, many of those programs must collect information from the public in order to make intelligent decisions on standards, benefits, and other Govern- ment actions. In other cases, informa- tion must be collected in order to inform the public of various matters of general concern. The Paperwork Reduction Act has a twofold objective. First, it will insure that agencies make only necessary-and I underline that, Mr. President, neces- sary-information requests of the pub- lic. And second, those burdens which are found to be unnecessary and wasteful will be eliminated. During field hearings on Federal pa-_ perwork problems that I and Senator DANFORTH held, we received testimony from people in all walks of life and learned that paperwork costs go beyond financial costs. Several small business counselors tes- tified that many clients refuse to expand their business because of the added pa- perwork they would face. One counselor taped together the forms any potential small business person must know just to think about getting into business. They stretched across an entire room. Small business is being strangled to the point of closing their doors. The burden of filling out forms is causing doctors to discourage medicare business. Processing a medicare claim has become a nightmare for many older Americans. Hospitals have witnessed an explosion in paperwork since the advent of medicare. One hospital president tes- tified his institution's clerical staff in- creased 15 percent in the first year of medicare. A young doctor, just entering prac- tice, estimated that only 15 percent of the doctors in Jacksonville will ever ac- cept medicaid patients in their office be- cause of paperwork requirements. A pharmacist demonstrated how it takes some 7 minutes to fill a prescrip- tion and get paid if someone walks off the street, but as a medicaid provider to nursing homes he is lucky to get paid in 7 months. Classroom teachers reported that at a minimum, it takes 26 extra working days a year to fill out their paperwork. That is ass time taken away from children or time at home without pay. State and local government officials, university presidents, and community leaders repeatedly estimated that 10 to 30 percent of Federal grant funds are wasted in unnecessary paperwork costs. That is money lost, at least $8 billion nationally, that could be going to needed - program services. A CETA administrator from Orlando showed me a single funding application that was 5,814 pages and required 46 original signatures from the mayor and, chairman of the board of county com- missioners. Most frightening was the testimony of several witnesses who said they were "afraid of their Government." They have been bombarded with Government forms, neglected or wrongly answered some par- ticular form, and were afraid that the "Government" was going to "get" them as a result-a nagging feeling of fear. The frustration and fear expressed by witnesses revealed the human dimension of unnecessary Federal paperwork re- quirements. There is a strong feeling among many citizens of this country that Federal paperwork requirements are "out of control." I think every Senator is familiar with the horror stories of Federal paperwork. We hear about them every time we go home, and they are by no means new to the Congress. But thus far we have had a hard time getting a grip on them or starting to do something about it. I want to especially note Senator NEL- sON, the chairman of the Small Business Committee, Senator BAYH, Senator ROTH, and Senator BELLMAN, all of whom have introduced bills to reduce paperwork. S. 1411 is a comprehensive effort which incorporates provisions from all these bills and I want to thank them for their assistance. The Paperwork Reduction Act is a re- sponse to the need to eliminate unneces- Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 November 19, 1980 sary Federal paperwork demands. The committee benefited considerably from its own hearings, and the work and rec- ommendations of the Federal Paperwork Commission, the General Accounting Of- flee, the White House Conference on data processing reorganization project, and other Senate bills. The Government-wide management system created should not only help solve information management probes lems we have today, but for the future as well. Federal paperwork problems. are, often a physical manifestation of a Fed- eral role in society. Citizens should be able to feel confident that the Federal role is necessary and managed compe- tently. andreperts+required by the Federal Gov- ernment are checked to see whether in- formation requested is first, needed; see- able for this checking and will have re- sponsibility for preventing duplicative OMB control number, an expiration date, and a statement on why the information information policy functions in an Office of Information and Regulatory Affairs within OMB: General information, pa- perwork clearance, statistical policy, rec- ords management, privacy, and auto- matic data processing and telecommuni- have the authority to override any dis- approval of an information request of Mr. President, I have found paperwork demands are one thing growing faster than inflation. I believe this legislation establishes meaningful trots : and I encourage the Senate to, take this- oppor-tunity to pass this important legislation. Mr. GOLDWATER, Mr. President, will the Senator yield? W,? CHI14ES. Yes. I yield to the distin- guished-:Senator from Arizona. Mr. GOLDWATER. Mr. President, I, repeat I was not here when this matter had all been worked out. Imight outline why the Intellig'ence Committee and, I think for the same reasons, the Armed Services Committee were opposed to thss. It was wrapped up in the computer. Have you worked that out? Mr. CHILES. Yes, I think we have, and the distinguished Senator from Wash- ington (Mr. JACKSON) is on the floor and will have some amendments. But we have expressly said, among other things, that nothing in this bill shall affect the intelligence-gathering operation ap- paratus of the United States. and we are putting that in by virtue of amendment, and also putting that in report. Uie I think we are about ready now to go to the Senator from Washington 'who has some amendments which, I believe, will clear up any problems in this area. Mr. GOLDWATER. I have just two other short questions. Mr. CHILES. Yes. Mr. GOLDWATER. On page 36 of the ,bill, section 3503, Office of Information and Regulatory Affairs, can the Senator tell me about how large this Office of In- formation and Regulatory Affairs might be? Mr. CHILES. I would say to the dis- tinguished Senator from Arizona that basically what we are doing is aggregat- ing personnel who are already there, and trying to bring them into this office. I do not envision they should need any more than a few additional personnel, if any. But certainly we are not talking about a large office. We are not talking about an- other bureaucracy in itself. We are talk- ing about really combining some people who are already there. I just wanted to say in passing that former Senator MCINTYRE, who happens to be walking on the floor right now, is the one who sort of got me started in paperwork reform. He headed up a com- mission, the commission that we had, that did this 3-year study on paperwork, and found what we were talking about in the waste here. In no way are we trying to start another bureaucracy by that. Senator MCINTYRE and his leadership really started the ball rolling. Mr. GOLDWATER, Mr. President, I thank my friend for yielding. I am very glad he has gotten this thing worked out because I am as much opposed to paper- work as anyone in this Chamber. I serve on three different hospital boards, and I know that possibly the biggest reason why the people of this country are paying more money for hospital rooms today is the fact that paperwork has to be done. I know of one hospital I have worked with which has had to hire 60 extra peo- ple just tc keep up with the paperwork. So I thank the Senator for making the changes. If the Senator would not object, I would like to join him as a cosponsor. Mr. CHILES. I would be delighted to have the Senator from Arizona as a Co- sponsor. Mr. GOLDWATER. Mr. President, I ask unanimous consent that I may be added as a cosponsor. The PL EG O1 NG 'OFFICER. Without objection, it 3s so ordered. Mr. GOLDWATER. I thank my friend. Mr. RANDO'LPIL 'Mr. President, will the Senator from Florida also give me the opportunity to join -the senators from Arizona and from Florida as a cosponsor? The PILll;,,5 71>5 'ICER. Without objection, f uo dered. ' UP AME)ZDMENT NO, 1776 Mr. CHILES. Mr. President, I,send to the desk some amendments on behalf of Senator JACKSON and ask for their im- mediate consideration. - The PRESIDING OFFICER. Is the Senator asking that they be considered follows : The Senator from Florida (Mr. Cxr1,ES), on behalf of Mr. JACxsoN, proposes an unprtnted amendment numbered 1776. lows : one official is appointed for the military de- partments the respective duties of the of Approved For Release 2007/05/17: CIA- RDP85-000038000300050005-I- cryptologic activities that are communica- L tions security activities". On page 60, line (3), insert the following' immediately before the period: ", or during the conduct of cryptologic activities that are communications security activities". On page 59, line 8, after the term "Secre- tary of Commerce", add "or the Director of Mr. JACKSON. Mr. President, an im portant reason for the addition of a definition of ADPE in S. 1411 is to insure that the Department of De- fense and intelligence agencies have the flexibility to proceed with timely procurement of needed systems and that sensitive information concerning such systems be restricted to those who have a need to 'know such in- formation. The detailed budget review process provides more than adequate safeguards without having to add addi- tional review, approval and oversight authorities. Is it the Senator's understanding that Congress originally intended that similar considerations should pertain to the au- thorities of the administrator of GSA under Public Law 89-306 and that the administrator should, in fact, dele- gate general procurement authority to agencies and departments that procure systems for intelligence, cryptologic and direct military purposes? Mr. CHILES. Yes, section 111(b) (2) provides the administrator with the spe- cific authority to make such broad dele- gations and I would. think that the ad- ministrator should make liberal use of that authority for the categories of ADPE described in the definition of ADPE contained in S. 1411. One criterion for a delegation is that it is essential to national defense or national security. The agencies charged with responsibility for defense and security matters are clearly in the best position to determine whether their ADPE needs meet this essentiality standard. Therefore, the GSA administrator should defer to the defense and security agencies on these matters. I also agree that it is particularly im- portant that information concerning the use, type, location and other information pertaining to the application of ADPE to intelligence, cryptologic sensitive mili- tary communications, command and con- trol and weapons systems be protected' and not disseminated throughout the Government. The General Services Administration, the Office of Management and Budget and the General Accounting Office should reexamine their present review and audit procedures to insure that these efforts do not impinge upon these areas, as specified in the definition of ADPE in S. 1411. In addition, the De- partment of Commerce should look at its standard procedures for granting waiv- ers to insure that waivers in this area are not arbitrarily denied, and that such procedures do not involve burdensome paperwork or public disclosure. Such actions would ensure that Public Law 89-306 would be applied as orig- inally intended, and that ADPE could be acquired by intelligence, cryptologic and military agencies and departments with- out unnecessary delays, paperwork, ac- CONGRESSIONAL RECORD - SENATE cess by individuals without a need-to- know, and public disclosures. In summary, it is, our view that Public Law 89-306 should be applied in ways so as to protect national security and intel- ligence activities from undue harass- ment. Further, if there is harassment in the future, then appropriate statutory remedies will be sought. Is it the Senator's understanding that the definition now provided in S. 1411 for ADPE is operative only for this act, and is consistent with the provision of S. 1411 which states that- Nothing in this chapter shall be inter- preted as increasing or decreasing the au- thority conferred by Public Law 89-306 on the Administrator of the General Services Administration, the Secretary of Commerce, or the Director of the Office of Management and Budget? Mr. JACKSON. Yes, that is my un- derstanding. Moreover, the definition will have no effect upon automatic data processing equipment procured and used by the intelligence and military agencies for administrative and business applica- tions such as payroll, finance, logistics and personnel management. In addition, to the maximum degree feasible and con- sistent with U.S. national security inter- ests, publicly advertised, competitively bid procedures would continue to be em- ployed in the acquisition of commercially availble ADP equipment used in support roles for military and intelligence activi- ties. Mr. CHILES. Mr. President, these are the amendments that Senator JACKSON and other Members that were concerned about intelligence activities and the ac- tivities dealing with the Armed Forces were concerned about. These are the amendments that we consented to place in on that basis. Mr. President, I move the amendments be adopted. The PRESIDING -OFFICER. The question is on agreeing to the amend- ments en bloc. The amendment (UP No. 1776) was agreed to, en bloc. VP AMENDMENT NO. 1777 Mr. CHILES. Mr. President, on behalf of the Senator from Massachusetts (Mr. KENNEDY) I send amendments to the desk and ask that they be considered en bloc. The PRESIDING OFFICER. Is there objection? Without objection, the amendments will be considered en bloc. The clerk will report the amendments. The assistant legislative clerk read as follows : The Senator from Florida (Mr. CHILES) on behalf of Mr. KENNEDY proposes an un- printed amendment numbered 1777. Mr. CHILES. Mr. President, I ask unanimous consent that further reading of the amendment be dispensed with. The PRESIDING OFFICER. Without objection, it is so ordered. The amendments en bloc are as fol- lows : On page 60, line (20), after the word "offices", insert ", including the substantive authority of any Federal agency to enforce the civil rights laws". On page 59, line (25), after the word "Act", insert "and section 13 of the Federal Trade 1980". November 19, 1980 On page 58, strike lines (20) through (24) and Insert: "In development of information policies, plans, rules, regulations, procedures, and guidelines and in reviewing information collection requests, the Director shall pro- vide interested agencies and persons early and meaningful opportunity to comment." On page 58, line (12), after the word "shall", Insert ", to the extent practicable,". On page 49, line (7), after the word "request" insert "and shall make such deci- sions publicly available". On page 43, strike lines (1) through (11), and insert: "(h) (1) As soon as practicable, but no later than publication of a notice of pro- posed rulemaking in the Federal Register, copy of any proposed rule which contains a collection of information requirement and upon request, information necessary to make proposed rulemaking is published in the Federal Register, the Director may file pub- "(3) When a final rule is published in the Federal Register, the agency shall explain how any collection of information require- ment contained in the final rule responds to the comments, if any, filed by the Director "(B) from disapproving any collection of information requirement contained in an agency rule, if the agency failed to comply with the requirements of paragraph (1) of days of the publication of the final rule that the agency's response to his comments filed "(D) from disapproving any collection of information requirement where the Director modified in the final rule the collection of information requirement contained in the proposed rule where the agency has not given "(9) There shall be no judicial review of Mr. CHILES. Mr. President, I appreci- ate the concerns raised by the Senator Approved For Release 2007/05/17: CIA-RDP85-00003R000300050005-1 Approved For Release 2007/05/17: CIA November 19, 1980 from Massachusetts and am glad that we are ,able to accommodate those con- that all` agencies can vigorously enforce their substantive mandates from the Congress. Section 3518 specifically states that this bill does not change existing relations of the President and OMB with respect to the substance of agency?Pe grams. Moreover, it is important to ree- ognized.that seetion?3518 of S.44-11 spe cifically recognizes the ,special agency needs attached to the enforcement of the laws by singling out information requests associated with specific enforcement ac- tivities and -exempting them from OMB review. For example, the bill as reported by committee, exempts information col- lections associated with Federal criminal investigations, with compulsory process under the Antitrust Civil Process Act and so forth. The section 3518 exemption does not apply, however, to general agency information requests. In all in- stances except the specific enforcement activities. spelled out in section 3518, the general scheme of the bill, with its OMB review of all agency information collec- tions request, would apply. What we are doing with this amend- ment is providing the same sort of ex- emption for the enforcement of civil rights laws. Senator KENNEDY feels, and I agree with him, that we need to recog- nize the special emphasis our Constitu- tion places upon guaranteeing civil rights for all Americans, and the special role the Federal. Government is asked to exemptions to include civil rights en- forcement actions, it should be under- stood that the scope of the exemption is similar to the scope of the exemptions currently provided in the bill for other enforcement activities. In other words, section 3518, as amended, would make a distinction be- tween specific. information collection re- quests associated with civil rights en- forcement actions which would be exempt from OMB review, and other more general information requests by agencies charged with enforcing the civil rights laws, which would still be subject to OMB review. The mere fact that an information request is being issued by an agency charged with enforcing the civil rights laws does not exempt it from OMB review. The key consideration in terms of the section 3518 exemption is that the request itself be related to a specific enforcement action. This is my understanding of the ef- fects of the amendment and I think it is important to make that understanding clear at this point in the legislative his- tory. ? Mr. KENNEDY. Mr. President, I would like to express my support for the pas- sage of the Paperwork Reduction Act of 1980, S. 1411, which is designed to reduce the amount of unnecessary paperwork and "redtape" imposed on the American public without unduly interfering with the ability of Federal agencies to ac- complish important national goals. As reported oitt of the Goveriniental Approved For Release 2007/05/17, CIA-RDP85-00003R000300050005-1 (OMB) in -Overseeing ten Il`` This andmt< tyculd ,mot -Affect cote Lion activities of federal agencies. OMB's right "to i' v). Wi forms or other tive management of the Federal regi 1a- :iver* rid f"ilsajly- required by an tort' system, this management objective.. agei i