FEDERAL REGISTER - PART V - DEPARTMENT OF ENERGY - EMERGENCY BUILDING TEMPERATURE RESTRICTIONS

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CIA-RDP85-00988R000400090005-5
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K
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December 15, 2016
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October 29, 2003
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July 5, 1979
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REGULATION
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Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 low Noir ? Thursday July 5, 1979 Part V Department of Energy Emergency Building Temperature Restrictions Approved or Release 2003/12/03 -.-CIA-KDP85-00988R000400090005-5 3935-1 Federal Register L'ArVem?=14,11?41?02?11111WIRSIN,TM. ^ Vero ? ? Vol. 44, No. 130 / Thursday, July 5, 1979 1 Rules axed Regulations DEPAJTIVEN'T OF ENERGY 10 CM Part 490 (Docket No. CAS-RM-71-109) Emergency Building Temperature FivalictiOnS. AGfaktCy: Department of Energy. ACTVOK Final rule. ' ? autenklASIY: The Department of Energy (DOE) today promulgates final ? regulations to implement "etandy Conservation Plan No. 2. Emergency Building Temperature Restrictions" (the Plan), which place temporary, emergency restrictions on temperature settings for heating, cooling and hot water in commercial, industrial and other non-residential buildings in order to rednce energy consumption. The regulations will become effective on the effective date of the Plan. These regulations prescribe specific heating and cooling restrictions of 65 F and 70. F. respectively, for simple and complex heating, ventilating and air ? conditioning systems, heating set back requirements for periods when buildings are unoccupied, and temperature restrictions of 105* F for hot water used for personal hygiehe and general cleaning. Building owners and operators are required to post a certificate of compliance with the restrictions in a preeminent location within each building. The regulations exempt certain categories of buildings or portions of buildings from the temperature requirements of the Plan. Standards and procedures are established for states - seeking exemptions on grounds thaf a comparable state plan Is in effect The regulations provide procedures for Federal enforcement of the mandatory temperature restrictions and contain penalty provisions for violation of those restrictions. EFFECTWE DAM These regulations will become effective on a date determined by the President and transmitted to Congress as the effective date for "Standby Conservation Plan No.2, Emergency Building Temperature - Restrictions." FOR FURTHER INFORMATION CaeolTACT: Henry G. Bartholomew, Office of Buildings and Community Systems, Office of Conservation and Solar Applications. Department of Energy, 20 Massachusetts Avenue. N.W.. Room 2221C, Washington,' D.0 20505 (202) 376-4478. Peter J. Schautoberg. Office of General Counsel. Department of Energy. 1728 M Street- N.W., Room 510, Washington. D.C. 20401 (2021 B34-5545.. . Mazy D..???.!.e. Office of General Counkl, Deperiment of Enerc, 20 ICIA s e ch uE,Mtit Aven-ra, N.W., Room 22Z1C. WashIns)oc. D.C. 205.8.5 (202) 378-4100. . - Donald Creed. News Media Contact, Ji'reas Services Office, Department of Energy. 1000 Independence Avenue. N.W., Room 8E082, Washington. D.C. 20585 (202) 2.52- . ? - - ? .. ? - SUPPLEMENTARY INFORMA. TIOtt , . . 1. The Propeseil Regulation ' - - On June 1, 1979, DOE issued a notice _ of proposed rulemaking and public es hearing (44 FR 31922, June 1,1970) . intended to provide for implementation - of the President's "Standby . . Conservation Plan No. 2, Emergency ? - Building Temperature Restrictions" (the Plan), Placing temporary, emergency restrictions on temperature settings for heating, coolEn-fand hot water he commercial. industrial and non- ee - residential public buildings. Writted ? comments were invited, and public hearings were held in San Francisco, California; Chir,ago, Illinois; Dallas, Texas:- New York, New York; and . Washington, D.C. between June 14 and 21,1979. Over SZO written comments were received and 110 oral . presentations were made at the five public hearings. Commenters include representatives of a broad range o trade associations, educational and cultural institutions, building owners and operators, business activities, and private citizens from many sections of the country. ? The great majority of the comments opposed some or all of the proposal. Most of the commenters agreed that a comprehensive energy conservation plan is necessary in order to conserve- . our dwinaliag energy reserves. any comments were received which suggested that other conservatienele ?? techniques be Included in the es - regulations as alternatives tb the ' ? specified temperature restrictions-For . example, the National Restaurant Association developed a set of ? ; guidelines for restaurant operation ' which if follewed would appear to yield significant energy savings. Others suggested a F centage reduction alternative which would allow an exemption from temperature restrictions for any person who demonstrated that he saved a specified percentage of energy use when compared to a base '- period. The inclusion of alternative - conservation methods was rejected for several reasons. First, since these - regulations are mandatory in nature with penalties for non-compliance, violations must. be readily detectable. It was determined that there are vignificant problems associated with checking compliance with most alternative conservation techniques. Also, relaxation of the cooling ' restrictions to 78' F, discussed below,. eliminates many of the operational difficulties which may have resulted from the 80' F limit and which prompted these alternative proposals. There also were reasons from a policy standpoint to reject these proposals. Permitting alternative conservation measures as a means of avoiding ? temperature restrictions would tend to favor those persons who have not conserved in the past and conversely would restrict to the 05-7e7 F temperatures those persons who have done the most for conservation. We also were concerned with problems of public perception of the program if certain ? dings were more comfortable than others, and with the possible competitive disadvantages which may ? result if adherence to the temperature restrictions was not generally uniform. 'DOE encourages associations like the National Restaurant Association to continue to develop and implement these conservation technniques, - notwithstanding that they are not included in these regulations. Implementation of such measures, together with thermostat restrictions. will add measurably to this Nation's energy conservation effort. Many commenters recommended that the range of permissible temperatures be narrowed from the 05' F-80' F range contained in the proposed regulations. Representatives of restaurants, health spas and other physical fitness facilities. and retail stores, expressed displeasure with the proposed 80' F minimum for Cooling. They cited expected losses of business from customers unwilling to eiperience significant discomfort, reduced employee productivity, damage to retail items, Including food, from spoilage or mildew, and jeopardy to the . health of persons with alletesies and ? respiratory problems. Health concerns also were raised for persons in certain age groups when exercising in health spas and fitness centers. Museums, art galleries, libraries and archives expressed concern that their collections might incur severe damage. Opposition to the 65' F heating maximum was much more limited and emphasized presumed reductions in employee productivity. Building owners and operators noted that some buildings have thermostats with fixed temperature ranges whie ? would have to be replaced if more extreme temperatures were ixnpe They also pointed out that man; Approved For Release 2003/12/03.: CIA-RIDP85-00988R000400090005-5 Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 Federal Register I Vor1414 No 130 / Thursday, July 5, 1979 es and Regulations 39355 ? buildings have combined heating and eoeling systems which operate at saximum efficiency at temperatures ether ?atm e,;* F and 80' F. A more detailed diseussion of the public comments is included below in the 'Section by Section Analysis of the Emergency Building Temperature Restrictions Regulations?' DOE has carefully considered all of the comments submitted. Many of the suggestions for changes have been - incorporated into the final regulation. A basic change in the overall approach to implementation of the Plan is the adoption in these regulations of a lower minimum temperature of 78? F for cooling and a reduction in the minimum allowable dew-point temperature from 87" F to 65? FeThese modifications are adopted, in response to public comment, aince DOE believes that many of the concerns raised are worthy of being addressed. In addition, building owners and operators will be more willing and able to comply with the reduced minimum cooling and dew-point temperature limitations and fewer exceptions and exemptions will be required. A number of more detailed changes have also been made in response to the public comments received. For example, a general exemption isenade available for doctors' and dentists' offices. Buildings which would require the use of increased amounts of energy to comply with the regulations are permitted to operate in accordance with normal operating practices consistent with maximum energy savings, with some limitations on cooling practices. Other detailed changes were made in the regulations and are discussed below. II.Background and Brief Description of the Final Regulations Pursuant to sections 201(a) and (b) of the Energy Policy and Conservation Act (42 U.S.C. 8201 et seq.) (EPGA), the President developed and transmitted the Plan to Congress on March 1, 1979. DOE published a notice on March 8, 1979 (44 FR 12606) of the President's adoption of the Plan. The Plan was approved by resolutions of the Senate on May 2, 1979 and of the House on May 10, 1979. Section 201(b) of the EPCA provides that to put the Plan into effect, the President . must submii to Congress his finding that the Plea's effectiveness is required by a severe energy supply interruption or in order to fulfill obligations of the United States under the international energy program, together with a statement of the Plan's effective date. Under section DDI(a) of the on the Plan, once Implemented, will remain In effect for a period no longer than nine months, unless earlier terminated or suspended by the President. Section 9(a) of the Plan authorizes DOE to implement, administer, monitor and enforce its terms, to determine exemptions, and to promulgate regulations as necessary and appropriate. The objective of the Plan, and DOE's intent in formulating these regulations, Is the achievement of a significant and immediate reduction in energy demand. In its May 1979 "Report to the President on the Energy Supply Interruption," DOE has concluded that continuing reduced levels of world crude oil production have resulted in a severe national energy supply shortage which is beginning to have a major adverse Impact on the national safety and the national economy. The enforcement of mandatory conservation measures, such as the building temperature restrictions contained in the Plan and these regulations, is required to help meet the shortage. Current petroleum product shortages in the United States are principally with respect to gasoline and distillates, including diesel fuel. Stocks of distillates are significantly below levels for the comparable period of 1978 and DOE is seriously concerned that unless stocks are built up, adequate amounts of heating oil may not be available for the heating season. These regulations directly assist in this regard by reducing electricity demand and demand for heating oil in winter. In the cooling season, for many utilities significant amounts of peak load air conditioning demand is met by distillate. By reducing this demand, the Plan and the regulations will directly address the distillate shortage situation and assist in ensuring that the nation has adequate heating oil in the coming winter. The final regulations prescribe specific heating and cooling restrictions of 65' F and 78' F for both simple and complex beating, ventilating and air conditioning (HVAC) systems, heating set back requirements for periods when buildings are unoccupied, and a temperature restriction of 105' F for hot water used for personal hygiene and general cleaning. As authorized by the Plan, residential buildings, hotels and - other lodging facilities, hospitals and other health care facilities, elementary schoola, nursery schools and day-care centers are excluded from coverage. The regulations make general exemptions available to certain other categories of buildings or uses within buildings. In addition, a procedure is established by which individuals may apply to DOE for specific exceptions based on special hardship or inequity. The regulations require that affected building owners or operators must self-certify their compliance with the restrictions or drit17 eligibility for exemption. The Plan authorizes states to seek exemptions from building temperat, -e requirements on grounds that a "comparable program" is In effect. Tr., regulations establish standards of comparability and a procedure for granting state exemptions. Finally, the regulations set forth Federal enforcement procedures and penalx. provisions for violation of the temperature restrictions. 111. Section by Section Analysis of If- e Emergency Building Temperature litectrictions Regulations Subpart A. Scope and Definitions 4917.1 Scope. Section 490.1 is essentially the same as proposed, wins the addition of a provision that the regulations shall supersede inconsisnegn Federal orders, regulations and directives. The purpose of the addes provision is to make building temperature restrictions uniform am Federal buildings and between government and privately owned buildings. In response to the questioa raised by several cotrunenters, the regulations, once effective, will supersede any lease provisions whin- are inconsistent with the regulations ? 490.2 Effective date. Proposed ? 490.2 provided that the regulatior.a would become effective on July 1. lee - or another date specified by the President. This section now provide', that the regulations will become effective on a date specified by the President as the effective date of the Plan and may be terminated or suspended by the President, or will terminate on the same date as the Pia:. terminates. ? 490.3 Authority to contract or delegate. Section 490.3, which provicsee that DOE may delegate or contract fea the carrying out of its functions uncle: these regulations, ha unchanged. In the preamble to the proposed regulations DOE stated its intention, pursuant ta section P(c) of the Plan, to delegate each state Governor requesting such delegation, a substantial portion of res authority to implement the Plan. Or Jns 18, 1979, DOE issued a notice of hate= (44 FR 34965, June 18, 1979) which se: forth the duties and authorities to be delegated to states requesting deleea-_- en and the amount of Federal funds vie . will be available to states to which delegation Is made to meet the cos Z: their iniplementation activities. Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 39359 Federal Register / Vol. 44, *Z. 130 / Thursday, July 5, 1979 /Rules *EA Regulations ? .1:ztleority .0 issue orders and Section 4.' 'Is unchanged, - ,ed provides that DO. ay issue orders and guidelines as necssezy to implement these regelatione. ? 490.5 Definitions. Most of the definitions which were proposed in the Time 1. notice have been adopted as proposed. Several definitions have been modified after consideration of the public comments. The definition of "ASJ-111.3i.E" has been deleted. Definitions were added, for etarifica ton, for "cooling season" and "healing season". The "cooling season" defined as that season when energy is eonsurned only to lower the temperature of a building. Some systems, eg., reheat systems, may be operated so they never have a cooling season, where, for example. the reheat function is toseratir.g for the entire year. Similarly, "heating season" is defined as that period when energy is-consumed only to raise the temperature of a building. Other periods of the year are neither heating season nor cooling season. For example. heating energy may be c.?oxisumed to warm a building in the morning and cool it in the afternoon. These periods do not necessarily. correspond to the four seasons of the year. The'difinition of "dry-bulb temperature" has been expanded to include alternative definitions which incorporate an adjustment for the effects of thermal rediation. on the building occupant this adjusted dry-bulb temperature can be based on generally accepted industry practices, which Include, for example, the mean radiant temperature. This allows adjustment of the f-IVAC system to account for radiation gain from sunlight through windows, and for radiation loss through windows. Incorporation of the adjustments, however, is a difficult task and may require the assistance of a professional engineer., In response to several public comments, a definition for "elementary school" has been added. The definition of "hotel and other lodging facility" has been modified, in accordance with the suggestion of one commenter, to include buildings where sleeping and lodging accommodations are provided in the ordinary course of business to members of a private membership organization or other private facility. All restrictions and exemptions in these regulations apply equally to public and private facilities. "HVAC systems capable of simultaneously heating and cooling" is defined to mean those systems, primarily in large buildings, which are capable of heating one room or set Of rooms, e.g., perimeter rooms in cqld weather, while at the same time cooling another room or set of rooms, interior rooms which must be air conditioned even during cold weather. "Occupied period" was redefined to include only that period during which the building Is used for its normal functions. Reterenc.e is made to section 490.14{a)(4)(ii), which allows operation of the HVAC system before the occupied period to bring building temperature to the authorized limits. The definition Of "residential building" has been clarified so that residential building lobblea and hallways are included within the defmition, but business or commercial areas on separate HVAC system controls are not. The definition of "room" was modified to refer to areas contained - within floor to ceiling partitions. This modification allows a more meaningful description of the compliance measurement technique. A definition was added for "solar energy" because of the many comments received. This definition refers to direct solar heating and cooling, solar electric power generation, wind enema biomass (such as wood) and small scale water power. It does not Include indirect use of these sources, such as hydro-generated electric power purchased from utilities, since this energy may be used to displace fossil-generated electricity. Subpart a?Heating and Cooling Restrictions Two overall changes have been made with respect to the temperature requirements set forth in this Subpart. First. DOE has decided to lower the minimum permissible cooling temperature from 80' F to 78' F. This change was made for two reasons. Comments from representatives of restaurants, retail stores and other businesses cited expected losses of business from customers unwilling to experience ,significant discomfort, reduced employee productivity, damage to retail items from mildew, and other problems. Also, we believe the energy savings potential of the 78' F restriction on cooling is equal to or greater than the possible savings which would be achieved under the 80' F limitation, due to increased voluntary compliance. ? In our view the revised cooling minimum of 78' F addresses adequately the concerns raised in the comments. A dry-bulb temperature of AV F is within the comfort tone commonly accepted by /1VAC system engineers, and is within the design specifications of most HVAC- systems. Inaddition, at the public hearings on the proposed regulations many speuhers indicated that while the F level was a serious problem, a minimum level of 78' F would be acceptable. Assuming that people adjust their clothing styles, we believe that there should be little difficulty In . adjusting to the 73' F level. One major concern of restaurant owners was that kitchens will be significantly hotter if the dining room temperatures are raised to 80' F in restaurants where kitchens are cooled by the exhaust air from the dining rooms. We anticipate that lowering the allowable temperature to 78' F will keep the kitchens in a tolerable temperature range. However, it should be noted that if the kitchens are on the same 1?IVAC system as the dining rooms, 490.17(a) would allow the kitchen temperature to be used as the criterion for setting the space-conditioning control devices. The regulations do permit operation of the - kitchens at 78? F; in such circumstances, the dining rooms would be cooler. Another important consideration in lowering the minimum allowable cooling temperature relates to the necessity to ensure a high level of compliance with the restrictions. If the public perception- of the building temperature restriction regulations is that such regulations were unfair or excessively burdensome, compliance with the regulations could suffer significantly. Since the cooperation of building owners and operators is critical to achieving meaningful energy savings, the revised minimum level should actually have a positive effect on energy savings. The anticipated savings from Implementation of the 65? F heating and the 78? F coaling restrictions would be approximately the same as, or slightly higher than, the previously estimated oil savings range of 100,000 to 375,000 barrels per day. The economic analysis prepared in conjunction with the Plan assumed average building terrnostat settings at the time the Plan would be Implemented of 83' F in the heating season and 77' F in the cooling season. Based on information generated in the public hearings, we now believe that current temperature levels in buildings covered by the Plan fall within a narrower range, probably 70' F to 71' F in the heating season and 75' F to 78' F in the cooling season. If the other previous assumptions in the economic analysis of the Plan are retained, anticipated oil savings using these temperature levels would rise by between 173,000 and 240,000 barrels of oil per de; over previous estimates. The Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005.5 %me Federal Register / Vol. 44, No. 130 Thursday, july 5, 1979 I Ores and Regulations reduction in oil savings that co e ' be anticipated from lowering the re lag standard from BO F to 78? F is approximately 120,000 barrels of oil per day. Thus the reduced oil savings from utilizing a 78' F cooling restriction would at a minimum be fully offset by the increase in the savings estirnete from our use of more current assessments of building temperature levels. Finally, we note that these savings estimatee relate only to the direct or indirect use of oil; additional savings from other energy sources, such as natural gas and coal, might amount to at least half again the projected oil savings from implementation of the Plan. The heating restriction of 65? F has teen retained as proposed. The major reason for adhering to the 65" F limitation is DOE's serious concern that unless existing stocks are conserved, the supply of home heating oil may not be adequate in the coming heating season. In addition, opposition to the 65? F heating limitation, as expressed in the public comments, was substantially less than that directed to the proposed cooling restriction. The second major change in this Subpart is that we have lowered the dew-point temperature from the proposed 67? F to 65? F. Many commenters expressed concern that the level set forth in the proposed regulation was too high, particularly in humid regions of the country. The humidity level set in the final regulations is still relatively high. However, it should be noted that HVAC systems work in such a way that we expect the high humidity conditions to occur only under rare circumstances. With normal operation of the HVAC system to maintain 78' F, the dew-point will be close to a comfortable level of 61? F. Only under the unusual conditions of high latent heat loads would the 85? F dew-point -humidity limit ever be encountered. Many comments were received from restaurant owners who stated that they need comfort conditions significantly better than available in the home if they are to draw customers. Restaurants do have high latent loads and therefore will operate near the humidity limit of 65? F. However, the additional discomfort in ' raising the dew-point temperature from 61' F to the required 65* F minimum is not considered significant particularly In light of the reduced minimum cooling temperature level-adopted in the final regulations, and the provisiona of 40.16 allowing use of ventilating fans. The use of relative humidity, rather than dew-point, was suggested by many commenters, teecause,relative humidity - Is easier to measure. We recognize the measurement difficulty and have listed several methods by which dew-ecint can be inferred. Dew-point was chosen as the criterion because the upper limit of comfort, according to common industry usage. is based on dew-point, and not on relative humidity. The cooling of the human body, for example, Is known to depend on dew-point rather than relative humidity, for any given dry-bulb temperature. Therefore, although the measurement technique is more complicated, the measurement is more meaningful for defining the limits 's of a comfort region. In those few cases In which relative humidity is controlled, the operator will want to experiment with several relative-humidity set points until the prop& dew-point is attained. I 4.90.11 I1VAC System Without Capability for .Sim ultaneous Heating and Cooling. This section of he regulations is virtually identical to that in the proposed regulations; however, as already noted, permissible dry-bulb / temperature has beenmeduced from DO' F (as proposed) to 70? F, and the permissible dew-point temperature has been decreased from or f as proposed to 65? F. ? 1 490.12 IIVAC Systems With Capability for Simultaneous Heating and Cording. Many Comments were received concerning the apparently simplistic manner in which the complex HVAC systems of large buildings were treated 13 the proposed regulations. Many of the comments arose because the proposed regulations did not clearly Indicate that an operator was expected to shift his compliance technique to suit his situation. For example, if the operator finds that holding the cooling- poll temperatune to 55? F in adequate in the intermediate Seasons but not in the summer, because room temperatures exceeded 78' F. we would expect him to change compliance techniques from ? . control of the cooling-coil temperature to maintaining this hottest ish-om at 78' F. - Other comments concerning complex systems were directed toward the . numerous theineostats which would - require adjustment. When the --temperature sensors are placed in the return ducts, the adjustment could he minutely costly. We wpuld expect. operators facing this problem to elect the compliance technique in which the cooling-coil temperature is maintained. at 55' F, since the cooling coil can be ' controlled at the central plant. As discussed below we have added the provision that if an alternate control strategy can be devised for what the operator defines as the ltatennediate season (when heatingand cooling are .POSIO,4 both being euppli ed to the building) and this alternate strategy results in less enerey consumption by the HVAC system than would be conteeeed if a ay of the other methods of compliance are net, then the operator can use his alternate strategy. Other than the alteration in temperature limits, no changes were marks in the temperature range requirements available to all HVAC system operations as one method of complying with the regulations. Alsc there are no changes to the requirec.ents for operators of fan-coil, induction, or baseboard (or similarly operated) except that emphasis is placed on the opportunity for operators to choose among compliance techniques so that human comfort is maximized. ThemfoTe. the operator might choose to keep the coolant to the cooling coilsat 55* F during the intermediate seasons. However, the 55' F may not be sufflotent to keep the room dry-bulb temperate:re belovi 78? F, in which case the opera- may switch to the temperature ranee alternative, set the cooling level hem?, 55? F, and bring the temperature down to . 78? F. Such switching of compliance techniques may be made as often as the operator desires. ? The regulations imposed on heat- pump operators remain unchanged. except for the new temperature limits Some minor clarifications were introduced into the language concert:meg "all-air" systems. In addition, the ne temperature limits were incorporate:: jr . response to comments received. we have added, first, a section emphasemr_e- that the operator may change his compliance technique as many times as he desires and, second, that alternate temperature set points may be used if these result in more energy savings theen- would be realized if the temperature . settings of 65? E and 70? F were need_ A licensed professional engineer mast certify his analysis that shows thed eye alternate temperature set points 'rid save more energy than if the speon'eed settings were used. This greater aettiere In energy may be realized over any trne period. For example, the intermethArte settings may save more energy only during the intermediate season. in which case the operator may use (and is encouraged to use) these internatetthsee - bet points during the intermediate Season, while reverting to the spersthhtd settings during the heating-only LTA cooling-only seasons. In introducing the change to accommodate intermediate setti. that -save more energy, we have retaalee, the provision that the liquid coolant supplied to the cooling coif be at 55" E. _ Approved For Release 2003/12/03: CIA-RDP85-00988R000400090005-5 ? ? Federal RetistaviellalteifFejeztt02hOlida/(684 ttat-RD188 R0064800?1000525 '..,,,....13,91:CrAMIMUSSISMATIS,11,3120,11MAAVIN614%.3.131, IN.461,44,,AMA ,VP .4-71a eh% ,P211ZPOSP,.......IMFAK .34INKNAI--.467.1?011MISIMINI.1.13EREIVIDINP.01.47 er that the air temperature leavin,g the hit' .natiing oral be at 60? F. to ensure thal Pee ;machete achievable by less , 41",,Iektilicattion are not circumvented -; oy the users of the interniediata set points- the 55* F or 60" F limits do ntit provide enough cooling to keep the room temperatures below 78' F. the operator would probably want to-switch , compliance techniques to the' temperature range alternative, hi which - the compliance is measured by the room temperature being not less than 784 F. rather than the engineer-certified' t ? t. sitternatr're. hi certifying that less enema Will be ? used the engineer need establish only thoree temperature levels "consistent - - with- maximum energy savings; he need not demonstrate that no other settings would achieve greater savings. The- ht ? - evapba_sie and requirement Is that the ? t alternate technique must wider ncyrmalh circumstances and weather and building usage. save more energy than would be ' saved if the 35? Fehr F settings were ? used. Any false certification by an - engineer would subject that engineer to" the penalties provided in ;he regulations. Comments were received expressing the concern of many regarding the cost ? of equipping buildings with new , thermostets which automatically nyairdain temperatures within specified ranges, and the cost of constantly changing thermostats. The regulations do not require equipping' a building with a new theamostat since one of the other compliance strategies may be chosen. The costs of changing the thermostats and rebalancing the HVAC systems may increase the man-hours required; however no feasible alternative could be developed which would not provide a major loophole allowing the spirit of these regulations to be circumvented. In ndditicaa. it Is not expected that the short:, time span. (nine months) in which thih regulations will be effective will regitine unreasonable numbers of adjustments. We have attempted to anticipate the operation of all types of systems, and 1 the addition of new subsection 490.12(e) permits great latitude in compliance. ' However, in case we have not foreseen some circumstances, owners and operators may apply for an exception - under 1490.32. ? Irma Requirement for accuracy of space-conditioning control devices. Several comments were received asking for a specific definition of the allowable range for acramacy requirements for the space-conditioning control devices. However. there is euch a variation ? a among tepee of devices that any specific range, suds ets F suggested be one ch ? commenter. Would nolla preiper for all types of device*. Tim requirement of the ? resellerieesehet spa cea:?Ff.liticr#4f- 71 _ contrial tte Maintained within h 4 reatioratbe tolenancei rif &Can:racy nrnsE '? be interpreted In light of the accuracy or. commercially available devices la the h ? price range that is?actually_used in the et building. ; - ? ? s? ' PIT( Regtdaran of Building l. Temperatat'es fluriAg Unoccupied Periods, Section 490.14 establishes HVAC system operation restrictions for ? buildings during unoccupied periods. The changes made to the restrictions . Include a. recognition that theeoutdoor air temperatures which govern the scope' of the restrictions applicable during the unoccupied period need oply be the ?` anticipated temperatures, not actual ? ? ?-? temperatures. In addition. an option Ens been Included -which allows setting the ? space-conditioning control device at 55" F Or lower, or at Hs lowest set point kg. ttigh-er than .5.6* F. ? Operation of the HVAC system lino ' longer restricted to the two houre before building opening. Several of the ' '- comment', particularly from warmer ? climate-a, pointed out that it was - necessary to begin system operation more than two hotuv before occupancy in order to reach operhting - temperatures. -Also, the load . ? - requirements on utilities if all-units , began operating at tbe same time would not be manegeabin. Theeeferty, the final regulations authorize NvAc system operation during the unoccupied period as far in advance as Is necessary so that the authorized temperature levels are reached simultaneously with the ? beginning of the occupied period. ? Additionally, operation of HVAC , systems during unoccupied periods is . authorized Where a public utility or district heating systent requests such operation for load management- meatt ?:-. ?- peettot.f4thhateraiheletthhh,steentett;sf-pi4!-1,:. fe-cei4reir"- regarding the ability of the operator tot anticipate the minimum- outdoor dry- ? ? bulb temperature during the unoccupied ? period. This should not be iptoblem ? ti during the hot andcold seasons of the year. During the mild seasons, the- operator-Is expected to use hie best ? judgment In any event, the additional energy consumption caused by not using the setback in those periods will be ? ? 423.15 Auxiliary Heaters. This section is identical with the one in the proposed regulations, and prohibits use of auxiliary heaters to raise the room temperature above 65' F. Comments ' were raised about discomfort - particularly for secretariet and other"' " persons with sedentary jobs in areas - _where temperatures cannot be precisely /controlled. The regulations allow for control of the phrtion of the HVAC system'he that the extreme temperature In the area controlled by that portion of the system Is within the authorized limits. In addition, auxiliary heaters can be used where necessary to raise the temperature to 65' F. Changes - ' clothing habits for affected individuals also will reduce the potential ? discomfort ? 490.15 Use of Ventilating - Equipment-This section remains unchanged from the proposed regulations. Energy usage for fans and pumps (except heat pumps, or compressors) is not restricted. Continents were received indicating that In some HVAC systems the fan and pump requirements may consume a signillcant portion of a building's total energy requirements. However, the dominant energy consumption is due to the refrigeration equipment, so a net eneig. y saving 13 to be realized. Any increased air flow in the summer, due to the central or portable fans, will make - the higher temperatures and humidities more tolerable. Therefore, no limitations are placed on fan use, and use of fans to circulate air for Increased comfort is encouraged. . 1490.17 Measurement Techniques. Since a portion of an HVAC system may regulate the temperatures in many rooms elmultaneously, rooms will be difficult to regulate precisely. The ? preamble to the proposed regulations recognized this problem, allowing temperatures to be measured in the room with the extreme temperatures. To clarify this issue, the regulations have been changed to allow that if any room whose temperature is controlled by a portion of an HVAC system is in compliance with temperature reetrietione, all rooms whose ? temperature is controlled by that same portion of the system are deemed to be in compliance. Thus, the room on any one system with the extreme high temperature when cooling, and the extreme low temperature when heating, may be the room measured for determination of compliance. Another rhenge to this section authorizes an option for the calculation of dry-bulb temperature by taking the mean of the temperature at the center of the room, and at the center of and two feet away from each of the exterior walls. If there are no exterior walls, then the temperature only is measured in the center of the room. Also, for HVAC systems in which temperatures cycle. the temperature may be taken as the Approved.For Release 2003/42/03 : CIA-RDP85-00988R000400090005-5 _ - ? ? . .1 Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090.005-5. .e.' Federal Register I Vol. 44,- No. 130 Thursday, July 5, 1979 / Rules and Regulations verge of several equally opened measurements over a period of time. The appropriate time period may be determined by the inspector and the ? operator to account for system cycling - differences among buildings. . 490.18 Exemptions from Heating and Cooling Restrictians. Sections (a)(2), (3), and [4) have been modified to emphasize that HVAC systems using solar, waste, or similar systems which will in fact save no energy if not operated io heat or cool the building are exempt only during those periods they provide the only source of beating or cooling energy. When backup systems are operating, either separately or in , conjunction with the solar or other. system. tee exemption is not available. Thio section requires, for example, solar assisted ?wet-vamp systems to operate .. within the 65' F-78" temper/there .!---r limitations while the heat pinup ? ' ? compressor is operating. Several comments were received - stating that energy derived from the use of coal, natural gas, or other non-on . energy source should not be covered by the regulations. DOE has decided not to alter the proposed regulations in this - respect. The Plan end the implementbig regulations focus an energy -conservation, not only on oil conservation."Moch of the expected savings will be in electricity used for space cooling, 'space heating, and hot water. Such savirigi are meaningful in terms of meeting the gverall goal of reducing oil imports since regional pooling arrangements. seasonal and other factors such as nuclear plant shutdowns affecting the generating Mix, and the potential for "wheeling of - electric power all can result in oil savings. For example, surplues coal- . generated power from one utility may be wheeled to replace normally oil- ,? . ? . generated power in another. A ' ? ? . repletion with building temperatare restrictions focused solely on oil uses* would not only be impossible to develop or enforce within reasonable ? ? ?? - = expenditure levels bet also would be highly inequitable in its impacts. e: - The final regulations 0*o-c3arify the provisions in subsection 0) whidi authorize beiltrings or portions of buildings which Imee MAC systems - thcapnble of handling the peak load_ when occupied, Mt. Theatres or ether '? large places of assembly, to precool. ' Pre000ling only Is authorized to the extent neceasans sie that during Peak occupancy, the tinaperature will reacde the aulleriredcoohnglevela - Subpeet C?Oorne.seic get Watt.r - 490.21 Regulation of tlot Wr ? Controls. No changes were made in the 105' F domestic hot water restriction. e. This was deemed sufficient Id most . cases to provide hot water for personal hygiene or general Cleaning -- requirements. Some systeena will have problems maintaining that temperature for the entire utilization period due to - capacity restriction. Operators of these - systems may wish to develop practices which will conserve their hot water Supply for priority needs, ouch as showers. These can include shutting off the hot water supply to sinks, for . example. In addition, operators can place a mixing valve between the tank and the nearest tap, Which wfil tank operation ate higher temperature... 490.22 Ateasurement of Domestic. Hot WaterTeraperatore.This section e,,,. remains un-cheneed from the ?previous ? - regulations, wit!) the modification that the operator army elect to measure the tank temperature at the tap nearest the . hot water tanks This permits the- installation ala mixing valve between the tank arid the tap which will allow - capacity coestrained system?) to be . operated at a higher tem.peraturethexi - 105'F. lithe temperature is lowered to - 105 F mixing the hot water with cold water in the mixingvalve. ? 49223 Maintenance of Hat Water Control Llevickv.This section remains unchanged from the presto= . regulations. ? 4X.24 ,Exemption Front Hot Water ? Restrictiorn Several of the public . comments noted that the prescription of a maximum hot water temperature of 105? P is inconsiste,nt with the Model e? Retail Food Store Sanitation Ondinanice prepared by the US. Food and Deng Arimintlatration (MAI which provides dish and utensil washing tester ? ", ? e temperaturee of 160' F. Others 'stated - that certain industrial eoceeues cr -? - process clean up procedures Weikel require use of hot water at terop,enstom higher than 105? IF. Sectionle0.24(b) hes been modified, response to daze ? ? comments, to provide exemption from the hot water restrictions far - commercial processes and process amid - other clean up prom ? varying temperabareet es-e reer.tityd.in - addition, whore the FDA model ? ? . ordinance is adepted by states or local Jurisd1ct1esese.4 411(3.24tb) provkles that .. Its prosesioas wresid supersede the requirements of these regadatious. ? An exceptional:0 has beau 'added - for domestic hot water provided by - using wesie bent (such as in iota anagy systems). but eddy wheal theitrases heat 3S3S0 provides the only source of waste , heating Enera. ifs backup &yr tem is operatirma. in conjunction with the waere heat system, the exemption is not available. D. Exemptions ? 490.31 General Exemptions. A large number of the public comments addressed the exemptions provisioxes of the proposed regulations. Some, for - example the restaurant and retail food industries, sought inclusion of additicrael exemptions in the final regulations_ Others, such as museerna also requested clarification of the exemptions provisions as proposed. These comments have been carefully considered, and changes have been made Le response to some of the suggestions received. ? Section 40031(a) has been modified tio provide that exemptions are available from the requirements of subparts It crC of the regulations. The word -or" is used to indicate that persons may claim ' exemption from either the heating and cooling or hot water restrictions as they affect the activities and uses set forth in this section. For example, a person claiming exemption solely on the bane that a manufacturer's warranty requires specific space temperature levels to prevent damage to special equipment would qualify for exemption from the Beating and cooling restrictions in Subpart B of these regulations, but axe from-the hot water temperature restrictions contained in Subpart C. Similarly, when a manufacturer's warranty requites specific water temperatures for the operation of special equipment, an exemption is available ? only from the hot water temperatere restrictions. Section 490.31(aX2) is clarified by providing for exemption only where certain temperature and hem idity leeets are critical to materials and equipment used ba metaufactining, Industrial or ? commercial process-os. Thus, no exemption Is available based on dee personal comfort of persons engaged in such a process. - Comments were received from representatives of the retail food Industry and the restaurant industry ' Inquiring whether proposed 400.31(aX3) was intended to exempt these industries from the regulations. While the comments expressed dissatisfaction with the cooling temperature restriction provided in the proposed regulation, most indicated ? acceptance of the beating reedit-cline- Section 490.81(0() as adopted is changed flees the proposal only in Ike. raw materiels, goods in process and Approved For Release 2003/12/03 : CIA-RDF'85-00988R000400090005-5 Approved For Release 2003/12/03: CIA-RDP85-00988R000400090005-5 39360 Federal Register / VolAti. No. .130 / Thursday, Italy 5, 1979 if Ra!fg& and Regulations sesene..........teenneeseeent etent. enteneen. svelteln VRIVE.4110.M.1.411M finiSherfg6ods specifically have been includ-ed in this section, although they generally were included within the subsection (2) exemption for commercial processes. Section 490.31(a)(3) does not provide a general exemption for the retell food and restaurant industries. However, where it can be demonstrated that the operation of the cooling or heating temperature restrictions would cae dangerously high bacterial counts or other unhealthful conditions in food, an exemption is available under ?X.3.31(a}e3). With respect to restaurants, reference is made to I 490.17(a) of these regulations, which provides that compliance is determined by measuring for each space- conditioning control device the room or portion of a covered building with the extreme temperature. Thus, a restaurant building with the dining room and kitchen on the same HVAC system control device will be considered to be in compliance with the cooling restrictions if the system is operated to maintain the kitchen area at 78 F, even though lower temperatures may result in the dining area. Many retail food stores stated that cceepliance with the proposed cooling reerrection would result in an increase in their current energy consumption because of the additional energy required to operate refrigeration equipment when building temperatures increased. In this connection, ? 490.12(e) of these regulations provides specific exceptions for persons who can demonstrate that compliance with the requirements of the regulations would result in the consumption of more energy than operation at some other terri?erature level. Where higher building temperatures result in severe frost build up in refrigeration equipment so that food cannot be properly stored. ? 490.31(a)(3) makes available an exemption. Section 490.31(0(4) has been restated to provide that an exemption is available when required "to protect plant life essential to the operation of a business within a covered building, materials or animal life." This language is intended to make clear that an exemption to protect plant life is available only when the plant life is essential to the operation of a business, and cannot be claimed, for example, for purposes of protecting decorative plants in a business office. Comments were received from muse urns, libraries, est preservation associations and archival institutions strongly urging exemption from the heating and cooling restrictions where necessary to protect museum collectionsalibrariand archival ' collections and historical collections and structures. An express exemption has not been included, since 490.31(a)(4), which provides for exemptions where special environmental conditions are required to protect "materials", ie intended to make available exemptions when necessary to preserve such collections and structures. In response to public comments from ' physicians, dentists, and othdra, 400.31(a)(5) has been added to provide an additional class of general - exemptions. These exemptions are based solely on a concern for health and are not intended to be available on the basis of personal comfort Under ? 490,31fa)(5)(1), an exemption is provided when necessary to protect the health of persons lathe offices of ? physicians, dentists and other licensed members of health care professions. Section 490.31(a)(5)(ii) makes available an exemption to protect the health of persona engaged in rehabilitative physical therapy. This section does not provide exemption for purely recreational facilities, for example bowling alleys or indoor tennis courts, or for exercise facilities not engaged in rehabilitative therapy. Section 490.31(a)(5)(iii) exempts from the heating restrictions only, buildings or portions of buildings which house awimtning pools. This exemption Is available only as necessary to protect the health of persons using the swimming pools. One comment suggested that a general exemption from the cooling eestrictions be provided where workers are required to wear special or protective clothing on the job. Because of the difficulty of defining necessary special or protective clothing, and determining appropriate temperature or humidity levels where such clothing is required, we have not provided such an exemption. The exemption available under ? 490.31(a)(2) relating to manufacturing, industrial and commercial processes, although it is directed to materials and equipment used in such processes is likely to ? provide exemption for many of the workers referred to in the comment. Where workers suffer special hardship, a specific exception may be sought under f 490.32. In addition, no general exemption has been provided where unusually high exertion levels are required of workers. Again, reference is made to the specific exception ? provision. ? 490.32, for cases where special hardship exists. ? Many comments were received from building owners and operators in the southern regions of the United State concerning-the high outdoor air humidity levels and consequent high latent loads inside the buildings. Section 490_31(a)(6) has been added in response to these comments. This section provides for an exemption where damage to the structure or insulation of a building will result from operation of the HVAC system according to the regulations. In southern regions, this section may allow the HVAC system to be operated with more reheat or at a lower indoor humidity. Condensation occurring on the Inside surface of windows is an indication that condensation damage is occurring in the walls. Section 490.31(b) Is a new section which provides that any exemption authorized by the regulations is deemed effective when claimed. This section refers to exemptions only, and does not apply to specific exceptions provided under 490.32, which under ? 490.32(a) are not effective until granted by DOE. Section 490.31(b) represents a change from the proposed regulation, which provided that general exemptions would not become effective until certification requirements were met. Section 490.31(c) has been renumbered and revised in order to simplify the self-certification and exemption requirements imposed by this regulation. As further described in a later portion of the preamble, ? 490.43 of the regulations provides that a building owner or operator, generally the person ? principally responsible for building operation, must complete and post in a prominent location within a covered building, a single fonn entitled "Certificate of Building Compliance," and submit to DOE a "Building Compliance Information Form." Both forms, which DOE will prepare and distribute, will provide for description of the nature of any exemptions claimed. the portions of the building claimed to be exempt, and temperature levels required in the exempt portions of the building consistent with maximum energy savings. It is planned that only one "Certificate of Building Compliance" will be posted and one "Building Compliance Information Form" will be submitted to DOE for each covered building. To facilitate the completion of these forms, ? 490.31(c) requires persons claiming exemptions to provide the building owner or operator with the information required for preparation of the two forms. ? 490.32 Specific exceptions. Section 490.32 has been amended to include the requirements, set forth in ? 490.32(c). that any person to whom DOE grants a specific exception from the regulations Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 P r ? ??? _ Approved For Release 2003/17/03: CIARDP85-0.098?...,8R0004_ T. Federal Rlte g Vol 44,, No. 150 I Thureday, july 5.? 1079 teRtiles and Regulatione '7"?.; -? 1002111FSEPrOPT?111VP/6021.,,,,a-2.1106,451M16?Or -.?- , must provide the building owner with all unacceptable expenditures of time and , necessary information relating to the resources. Section 4A.42 is based upon exception. Section 490.32(c) parallels Se dim 7 of (liar-line which providas . . ? 490.31(b) relating to genera/ exemption that "any public utility or fuel ? ? claims, and is included for the purpose distri'-utor shall make available to the of facilitating completion by the building Secretary, upon request, information owner or operator of the "Certificate of deemed necessary by the Secretary to Building Compliance" and the "Betiding administer and enforce the Plan." After Compliance Information Form." It consideration of the issues involved. ? ? should be noted that ? 490.32(a), ' -DOE ha e decided to retain 490.42 as referring to "Application for Exception", proposed in the finial reg-ulations. ? . . . incorporates by reference another part - However, we recognize the importance of the DOE initiations and does not of the issues raised by the public refer to Subpart 0 of these regulations. comments and are continuing to analyse 4,90.33 and 4 49034 Limitations of whether the information in question is exceptions or exemptions; scope of - exceptions or exemptions, These ? sections received no public comment - needed to administer and enforce the Plan. Until this decision has been made . . and these issues satisfactorily resolved. ? and are unchanged. ? ? -- ? . - DOE will take no action under I 480.42. 5 490.35 F..5(eznption prl;ce.ciures for -, ?? 4.90.43 Jf-C.rt2fkoticn. 4l elates. Many of the public comments discussed Above, I 4:C11.43 has been ? , recebred from state and local official, to'd revised toprovide that the OWT-ter business groups and 6.thi2.93 addressed operator of a coie4 bititdir?ql this section and focused particulartyon post, within 30 days of the eftentive,aatn the definitions of "comparable program" of the regulation, a "Certificate of and "same subject matter" contained in Building C,oinplian.oe" in a prornixtent proposed 4 490.350)(1) and (2). The location within a covered building. The comments expressed the view that the form has been designated "Certificate of definition of "comparable program" Building Compliarce", rather than the should be expanded to include state proposed t'Building Owneir'a . . _ piano mandating a percentage reduction Certificate", since the certification e In enemy image to be achieved by requirement is imposed won owners or - means other than temperebre - ? ? operators. The Certificate. whieli will he restriction& These suggestion's have developed by DO% will regitire the much to recommend them. However, for building OWD1'..f or en-es:rake to candy reasons discussed elsewhere in the compliance with the regulations and to preamble, the alternative of mandating a provide a statement of exeenntions and e percentage reduction in =era we has exceptions claimed. In order to fulfill its been rejected. 4 490-35 is =changed authorities and obligations under the from the proposal and the terms Plan to monitor im,plementation and to ' "comparable proga.m" and "same ' report to Comeess and the President on subject matter" ere defined in i the operation of flea Plan within 80 dews ? 499.35(41} and (2) to provide that be of its termination. 'DOE haS further - be comparable a state plan mmd contain . provided in 490.43(b) of the regulations mandatory heating. reeling and hot :, , that building owners or es raters meet - Water restrictions. It should be noted e submit to DOE, withirep days a the :e that a state plan which mandates menu - effective drib of the regulation, a r ???_1, ?, conservation measures in addition to "Building Compliance Information . temperature reatrictiorea may qualify as , - Report." This form will be designed by. a "comparable program" under thesis ? DOE to present in an abbreviated regulations. , :?? , fee ;L.. fashion the compliance CeheratpravLs : .7 contained in the "Certifienete of Beildirig ? de .,-7 ? Compliance." Both forme will be . . 490.41 Joint and Several distributed by DOE to building owners Section 490.41 received little comment and operators directly by mail where . and remains unchanged., . .??? ? ? -. _ possible, and through trade associations. 48242 Reporting RoquIrment. DOE state and local government agencies and received comments from public utilities other organitations.The'fierme will also which etronnly oblected to proposed ? c be made avails/in en pent ?Moen 49042 requiring them to make throughout the coentry, and may he -- available to DOR upon request ceistionee- r obtained from DOE as provided in - r " lists or other information deemed eeteeni 1 400.43(d). The kens are corrisnily ? necessary to administer and enforce the being printed art/ distribestion will begin regulations. The notements exponent/ .. alioriiy. SbasSdridays be encoureneed in the utilities' moo= that 540.42 might . the mamma dintrirating the LN2936. the ? require breech of gear ohkeetion -? SO day re4alsetmai1 is 4 401143 (a)(1) and cus'omer confidentiality, &maga (b) will nabs Itoreavaly erafteratierL e ;- customer relations and remelt in . ? . although owners mil eneret.tuess will be ? required to been building temperature control devic -eta Compliance as roan as the regnletie i become effective. F. Administrative Froced' urea - These sections remain unchanged from the proposal. G. Investigations, Violations, Sanctions and Judicial Actons The public comment concerning Subpart G of the proposed regulation addressed exclusively the civil and criminal penalties provided in 4490.53 (b) and (c). Several conunenters expressed the opinion that civil penalties of not more than $5,000 and criminal penalties of not more than $10,000 per violation are unduly harsh. The penalty provisions In ? 490.83(b) and (c) are required under Section 11 of the Plan., which incorporates the penalty provisioni of sections 524 and 525 of the 'EWA (42 U.S.C. 63?34, 6395). It is noted that 4 490.63 (b) and (c) state the -maximum penalties allowable and that lesser penalties are permitted. IV. Additional Matters _Environmental Review After reviewing the proposed regulation; pursuant to DOE's ? responsibilities waxier the National Environmental Policy Act of 1980 (42 U.S.C. 4321 at seq.), DOE has determined that this action does not constitute a taalor Federal action significantly affecting the quality of the human environment. Therefore, no environmental assessment or environmental impact statement was prepared and a negative deternairuttion to that effect is hereby issued. Regulatory Aaalysa In light of the DOE's emergency finding, as set out more fully in sectian IV of the preamble to the proposed regulation (44 FR. 31931, June 1, 1579), this rulemaking is net subfect to the provisions of Executive Oecier No. 12041 on lie proving Government Regaletioms (43 FR 12361, March 24, 1978), under section 0 of that Executive Order wleidli excepts regulations issued in response ,to an emergency. ? -7 . (Federal Energy Administration Act of Lin. 15 U.S.C. ni et seq.; Emmy Peaky and Conservation Act, 42 U.S.C. e201 et tag,: Departrumt of Energy 04zunizeion Act. 42 U.S.C. 7101 et seq.; E.O. 11790, 39 FR 231.2Ec go, 'Mag. 42 FR 46257) Mandl)", Conservation Plan No. 2, ErnergencyTkild414 Temperature Restrictions, 44 FR imxt (bdsra 1979)). - In consideration of the foregoing. Part 490 of Chapter II. _Title 1.0 of the red& sI Federal Revelations is sietteded as set Approved For Release 2003/12/03 : CIA:RDP85-00988R000400090005-5 33362 Federal 04), ertgetqa. FRi 93Whilaill79 WIRFP9549ek....4t,qR??4114(P (RUA:1MS forth below, effective on the effective ke of the "Staridby Concervation Plan No.1..t. Etc er)wncy raixrc., tire lie-strictioua," 44 1-7.11Z900 (March (, . 1979). in accordance with section 201(b) of the Energy Policy and Conservation Act. CZ US.C. ezai(b). .- ? ?-? ? Isswaxl in We shington AC., on July 2, 1970. talmaies &wits, . . . ? Actias Assistant &aviary; Copservation cad Solar Applications. ? 10 Ur7.1Znapter U is amended by ? adding Part 490, to readas follows: PAM" 4ELIERGENCY P.XILDING - Tra4PIERATURE RESTFIICTIONS Subpart A--coca and 1>olintiions 4s0.1 Scc:pe 4112 Eff?e?Jivr... date' . Authority to contact or delegate . 4014 Authority to issue orders and : vg.klelfzes 49115 Definitions setvart 3?Heating and Cooling fieritictiona taus HVAC systems without capability for Si7nultarteous heating and cooling . . 401111 HVAC systems with capability for Ormiltaneous beating and cooling ? 490.13 Requirement for accuracy of space- conditioning control devices 401114 Itkluletion of building temperatures &Aug unoccupied periods 4r:015 Auxiliary heaters -10.0.16 Liro of ventilating equipment . 4t0.17 Measurement techniques 400_111 Exemptions from heating and cooling restrictions Subpart C?Dorn-tati?C blot Water 40021 Regulation of hot water controls 49021 Measurement of domestic hot water t....nperature 490.23 Maintenance of hot water control - devims 400-21 Exemption from hot water restrictions ? ? -; Cukvert ii,?Exeinptions 401131 Ctneral exemptions- " ?4- 7.- t ataan Specific exceptions ' 400M Limitation of exceptions oi ? cosempliona ? - 490.14 Scope of exceptions or exemptions . 490.16 Exemption procedures for states &avert E?Genorre Provisions 420.41 Jo'nt and several liability 400.42 Reporting requirement 400.43 Self-Certification ? -? ? Subsurt F?Adrninistrative Procedures 490.51 Purpose and scope 490.52 Notice of violation. 49033 Violation order 49034 'Violation order for inunediate compliance Ooze Modification or rescission ' ? 490.50 &Jay pending Judicial review ? 49167 Consent carder ? - .. ? ? .:- 490.33 Remedies ? ? -? 7. ? 7 ViOta4f.,?,;a1;" 7 otJJts.."Lec-1 .#4.10416 ? ' InvastlgationS.. ? ? 400.02 Violations ' "7' 490.63 Sanctions ' '? 4E0.64 Injunctions' ". - Authority: (Federal Energy Administration Act of 1074. 15 U. S.C. a'a-i et se Energy Policy and Conservation Act. 42 U.S.C. 6201' et seq.; Department of Energy Organization: Act, 42 U.S.C. 7101 et seq.; ILO. 11790, 30 Fl$ 2010.1; 11.0. 12000, 42 FR 40267; Standby ? Conservation Plan No. 2. Ernerger.cy LiIld1ng. Temperature Ras trictioni, 44 FR teene aMarch . 8,17751)1. ? - " ? ? _ b%lb part A?..lcope and Deffattketne" ? e ? 466.1 Scopoa. - ? ? - ? ? -- ' Except as otherwigte-prolilded in this - -. Part, this Part applies to novered ? - , buildings in each state or political ? eubdivisien thereof, and shall superoede - any law of any :tett or litical ? -en . subdivision thereof or any Federal' - ?-?th ". order, regulation or directive, to the extent such law, order, regulation or ? directive is inconsistent with these regulations or any guidelines or orders Issued pursuant thereto. 400.2 Effective date. e These rest:hallows shall become ? effective on a date epecified by the President as the effective date of Standby Conaervation Plan No. 2 ? (Emergency atildina Temperature Restrictions) (44 FR 12906, March 8, ? 2979). The reeulationa may be ? - terminated or suspended by the - Pre-sident, or will terminate on the same date at Standby Conservation Plan - No. 2.. - ? . ? , ? ? . ? 40.3 Atithertty to contract or deleaata. - DOE miTy delegate or contract for the carrying ottt ef ell or any part of the funetion.itradee this Pare ea-Lte-n- nee, -? - . ? ,v; ?4S0A ittenstettry to Issue orders ind, ? ? ? DOE may issue such orders and t guidelines, and may melte such t ?- '1. ? : adjustments, as are necessary to ." edminisster and Implement the -- .provisions of these regulations. ? 460.5. 'Definitions. (a) "Capability for !simultaneous heating and cooling" means an HVAC system that can supply heating to one part of the spa 'a-conditioning? equipment while supplying cooling to ? - - another, including but not limited to - dual-duct, reheat, recool, multteone fans, fan-coil units in combination with .? ? ' centeal air and induction units in -3 combination w;( central air-- .-??? ? ? (b) "Cooling season" means those periods when the HVAC system in a covered building to operated and' that no s-pene heating is being us-cd r at building. . ? (c) "Covered building" means every building or portion of a building. but excludes residential buildings, hotels or other lodging facilities, hospitals and health care facilities, elementary schools, nursery schools and day-t Ire centers, and such other buildings and facilities as the Secretary may by rule determine: Provided, That to the extent that the non-sleeping facilities of a hotel, motel or other lodgine facility have spec conditioning control devices separate from the sleeping facilities, the non-sleeping facilities are not excluded from the definition. (d) "Dew point temperature" means the temperature at which condensation of water vapor begins as the ? temperature: of the air-vapor mixtur;rhs reduced. When the dry-bulb temperature equels the dew point temperature, the relative humidity is nal percent. (e) "DOE" means the Department of Energy. (f) Domestic hot water means hot water which is intended for use in covered buildings for personal hygiene or general cleaning. (e) "Dry-bulb temperature" means the temperature of nix as measured by a dry-bulb, or ordinary, thermometer which directly measures air temperature. Alternatively, adjustments may be made using generally accepted Industry practices to include the effects of thermal radiation, and this adjusted tempereture may be used in lieu of the ordinary thermometer temperature ? measurement. ? ? (h) "Mementary school" means any school which has any grades Idndergarten through sixth trade: Provided, That if the non-elementary grade portions of a school have space- -conditioning control devices separate from the elementary portions, the non- elementary grade portions are not Included within the definition of elementary ethooL (1) "Fuel distributor" means any person who delivers oil or other fuel for use in a covered building. (j) "Heating season" means those periods when the HVAC system in a covered building is operated such that no space cooling energy is used in that (kJ "Humidity" means a measure of the water-vapor content of air. (I) "HVAC" means Heating, Ventilating and Air Conditioning. (m) "HVAC System" means a system that provides either collectively or Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 ? Approved For Release 2003/12/03 : CIA-RDP85-00988R0004000a0005-5 Federal Register of WI. 44, No. 130 Thursday, July 5, 1979 Rules and Regulations 39363 . ladividually the processes of apace loeating, ventilating and/or air conditioning within or associated with a (n) "Hospital and health care facility" means a building such es a general hospital, tuberculosis hospital or any other type of hospital, clinic, nursing or convalescent home, hospice or other facility duly authorized to provide hospital or health care services under the laws of the jurisdiction in which the institution or facility is located. (o) "Hotel or other lodging facility" means a building where sleeping and lodging accommodations are provided to the public, or to the members of a private membership organization or other private facility, in the ordinary course of business. (p) "Occupied period" means that time of the day or night when the - covered building or portion tiered is used for its ordinary function or functions, but not including such service functions as cleaning and maintenance. (q) "Operator" means any person, whether lessee, sublessee or assignee. agent or other person, whether or not in physical possession of a covered building, who has control, either directly or indirectly through an agent, of heating, cooling or hot water equipment aervicing the covered building. (r) "Owner" means any person, whether or not in physical possession of a covered building, in whom is vested legal title, and who has control, either directly or indirectly through an agent, of heating, cooling or hot water equipment servicing the covered building. (s) "Person" means any individual, corporation, company, association, firm, partnership, society, trust, joint venture, or joint stock company, the United States or any State or political subdivision thereof, the District of Columbia, Puerto Rico, any U.S. territory or possession, or any agency of the United States or any state or political subdivision thereof, or any other organization or institution. (t) "Public utility" means a publicly or privately owned and operated utility which is engaged in the sale of electric power or natural gas to end-users. (u) "Relative humidity" means the ratio of the amount of water vapor in the air at a specific temperature to the maximum water vapor capacity of the ? air at that temperature. ? (v) "Residential building" means any building used for residential purposes but does not include any portion of such building used fpr commercial, Industrial- or other business purpdees and which, with respect to the heating and cooling requirements of these regulatoas, has Separate heating or coolina space- conditioning control devices or, with respect to water temperature restrictions, has separate hot water temperature control devices. (w) "Room" means that portion of the Interior space which is contained within the exterior surfaces of a building. which is contained within floor to ceiling partitions, and which is conditioned directly or indirectly by an energy using system. (x) "Secretary" means the Secretary of the Department of Energy. (y) "Solar energy" means energy derived from the sun directly through the solar heating of air, water or other fluide; indirectly through the use of electricity produced by solar photovoltaic or solar thermal processes: or indirectly through the use of wind, biomass or small scale water power. (z) "Space-conditioning control device" means a device for directly or indirectly controlling the room temperature and/or humidity by means of the HVAC system. (aa) "Special equipment" means equipment for which carefully controlled temperature levels are necessary for proper operation or maintenance. (bb) "State" means any state, the District of Columbia, Puerto Rico, or any territory or possession of the United States. (GC) "Temperature control device" means a thermostat or any other device used to regulate the operation of heating or cooling equipment or a hot water heater. (dd) "Unoccupied" means those periods of the day or night other than the occupied period. (ee) "Wet-bulb temperature" means the temperature of air as measured by a wet-bulb thermometer, which is a thermometer having the bulb covered with a cloth, usually muslin, that is saturated with water. Subpart B?Heating and Cooling Restrictions ?490.11 HVAC systems wrthotrt capability for'elmitiftaneous heating and cooling. In covered buildings with HVAC systems without the capability for simultaneously heating and cooling the building: (a) No operator shall set space- conditioning control devices so that energy is consumed to raise the room dry-bulb temperature above 63* F; (b) No operator shall set space- conditioning control devices so that energy is consumed to lower the room dry-bulb temperature below 78" F: Prof= ided, That energy may be consumed to lower the looin dry-bath temperature below 78 F to the extent necessary Sc lower the room dew-point teiaperatore to OS' F. *490.12 HVAC sysierns with tapety toe stmottaneous heating and cooling. In -covered buildings with HVAC systems capable of simultaneous heating and cooling of the building c - portions thereof, operators shall se: space-conditioning control devices accordance with the following requirements: (a) (1) Except as otherwise provieiea in this section, no operator shall se! apace-conditioning control devices ee that energy is consumed to raise the room dry-bulb temperature above eeen F (2) Except as otherwise provided 17 this section, no operator shall set sac- conditioning control devices so that energy is consumed to lower the roc= dry-bulb temperature below 78' F: Provided, That energy may be con 5 to lower the room dry-bulb tempera-ea.- below 78? F to the extent necessaee lower the room dew-point tempera- to 85' F; (b) (1) Operators of fan-coil, induce-men baseboard or similarly operated ureoe shall set space-conditioning contrah devices in accordance with the requirements of subsection (a), or alternatively in the following mannee (i) No heat is provided to the heaue; coil during the cooling season. (ii) No liquid coolant is providec - the cooling coil at coolant tempera- below 55? F, and (iii) No heat is supplied to a room the room dry-bulb temperature is eeee a-e- than 05' F. (2) Operators of fan-coil, inductee_ baseboard or similarly operated L1n115. may alternate at any time between tee requirements of paragraph (a) and paragraph (b)(1) of this section. (c) Operators of heat-pump systeoee shall set space-conditioning control devices in accordance with the requirements of paragraph (a) of this section. (d)(1) In lieu of complying with the requirements of subsection (a) of diLs section, operators of HVAC systems to which the room temperature is controlled by the supply air tempts-v-1mc' or volume ("all-air" systems, inclto4?e those with reheat) may set space- conditioning control devices so thee (I) The dry-bulb temperature of toe air leaving the cooling coils is 60' F or greater, (it) During the cooling seasen. the heating coil is turned off and the see:, Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 _ 'Approved For Release 2003/12/03: CIA-RD_P85-00988R000400090005:5 -ttti4 Federal Register / Vol. roik. 130 1 Thiry, July 5, 1979-.1 Rule:Tamed Regulations . - . ? . . ? ? ??? 00.14 flatittf1 busl,6iOtg ? 420.17 Rosturee-aortt %di:equate. teatteto .. et e date :tootouotati Phahatie..11- (a) Where a sPeceeetenditionbes (a) Desioe periods any covered co-ntrel devIcet.conte& a the temperature building is unocc-e.pled eight hours or -t . for Inure than ?Lie room the more before the next normal occupied measurement may be taken in the roam period: - I _ containtng the device or any other room (1) The healing system for that controlled by that device. The room with buildingsliall not be operated if the ; thelei,gliest temperature when cooling anticipated In/Altman outdoor air tb117 and the lowest temperature whet " bulb teroperature for the tmocuut led et:, heating may be measured for purposes _ period is greater than 50? F, and the of determining compliance with the cooling system for that building shall not, requirements of this Subpart. be operated. The requirements of this . (b) Except as otherwise provided in subsection may be zetirfied by turning- this section. cot/reliance with the ? off the circulating air or circulating ' requir-emente of this Subpart shell be water system. determined by reading the set-point of (2) If the anticipated minimum outdoor the speete-conclitionine control &wide air dry-bulb temperature for the which controls the temperature for the - unoccupied pet-led is leas than SO F. the room. ? - pace-exmditioning control devices for (c) Any of the following methods for the heating system for that building shall measuring dry-bulb temperature, dew- be set such that one of the following- ? ' point temperature, relative humidity and resettle ? ? ' ? - - wet-bulb temperature may be utilized In . (I) The ioolu dry-bulb temperatarela ? lieu of a reading of the set-point on the less than 55* P; ? ? ' space-conditioning control device. An (ii) The heated supply-1dr dry.bulb ? ? 1- operator shall be deemed to have -temperature is tese than 100" 11 "complied with any temperature or (iii) The headset-water dry-bulb - ? humidity requirement of this Subpart so temperature is lees than lttr F; or long as any one measurement technique (iv) The spaceteonditioning control indicates compliance with the relevant devices are set at less than 55? F, or at- temperature or humidity requirement. their lowest set Point ? eearlitienhee, control device La set to 73* aad . . - ?. ? (iii)Dealog the hesting ettestere if the ;leating coil is turned on, the space- ? conditioni'ag control device is set to &5? F. ? (2) Operators of HVAC 8i/sterna In h ch the room temperature Is ? controlled by the sUpplY 'air teMperature.. or VOIN.iiiSC may alternate at any time , between the requirement's of subsection (a) and paragraph (d)(1) of this section.. (e)(1) Notwithstanding the tequiremente of any other subsection of this eection. vihere a licensed peofessioual engineer certitiee by- neelysis that operation of a covered. a tank-ling in scoot dance with the rape:zeta-mats of paragraph (e)(2) duo:mg peticeds pee-scribed in the analysis will tesult 111 the consumption of tees energy t than compile ace with the nNuireme.nta of persgaplo (a) through (d) of this . '- Imo-tiny. that building may be operated In armordance with the requirements of subsection (e)(2) during those periods. (2) For cowered buildings qualified under the provisions of paragraph (a)(1), spaeveozooditioning control devices shall be set at levels con.sistent with meedoevea energy savings, and the cooling system shall be adjusted such that (i) No 1-41114:1 coolant is provided to the corAitag coa at coolant temperatures below 55' F. or (ii) The dry-bulb temperature of the air 1eavitt-4 the cooling coils is OW F or greater. (3) Operators of covered buildings qualified under the provisions of paragraph (e)(1) may alternate at any - time between the requirements of subsection (n) and subsection (e)(2) of this section, , 7 (4) The =dined anelysti by-a PrOC11044 professional engineer shall be made ' aveilable to DOE or its delegate-upon request. (5) it shall be deemed a violation of the requirements of this Part for a licensed professional engineer to falsely certify the analysis authorized by parata-aph (eX1). ? 690.11 Pecalitment for accuracy of space-conadooing control devices. (a) The operator of a covered building' shall maintehi ;pace-conditioning control devicas within reasonable tolerances of accuracy. ? . (b) No person may alter a niece- conditioning control device with the ? Intent of having that device, function. inaccurately. te - ? ? ? (1) Dry-bulb temperature shall be ? (3) Haraac system oparatian during measured by: tmoccupied periods Is permitted where ' (i) A thermometer placed within 24 requested by the public utility or Cistrict inches of the aPece-cethiitionitat control heating system servicing the building for device; - . purposes of load management (ii) The average of thermometer (4) Netwithsteedtng the requirements readings tale.n two feet away from and of this eectiom . at the center of each external wall In the ' (i) HVAC system operation during room, and at the center of the room; or unoccupied periods is permitted to the' (iii) if there are no external walls, the extent necessary In prevent damage to temperature at the center of the room. the covered buildino or ita contente; . (2) Dew-point temperature shall be Subpart ma be readied at a an - The HVAC eystero may begin Measured by: operating at hell time eo that the (1) Observizeg the temperature of a temperature levels authorized th glass at which condensation first occurs by this 'toe; while wen the 0634n ahnnitaneoas with the 'fee/ming BY a dew-PO-at ipedicallael occupied periods. - ? - _ ? Instrumen or , ULU By inference from the wet-bulb temperature or the relative humidity. (3) The relative humidity shall be measured by: (I) A bumidity-indicating instrument (hygrometer); or (II) By Inference from the dew-point or wet-bulb temperature.. (4) The wet-bulb temperature shall be measured by: . (i) A wet-bulb-temperature-indicating Instrument (psychrometer); or 4Q015 ' (11) By inference from the dew-point Nothing in this Subpart shall be temperature or relative humidity deemed to prohibit the use of ventilating measurement fan or pump power to heat a building to - (5) The dew-point temperature, a dry-bulb temperature above ST For to relative humidity and wet-bulb cool a building to a dry-bulb ? e,?temperature may be measured within-24 tempeaature below 78??. inches of the humidity space- - f *0.15 Auxitiary hostora ? ' No auxiliary heating devices such as portable electric beaters, heat lamps or other devioeswhose principal function at the thus of operation Is to produce space heating may be operated except at such times that use of energy for - heating purposes Is authorized under the other sections of this Subpart or wh.eo the covered building is unacc-apied. Approved tor Release 2003/12/03: CIA-RDP85-00988R000400090005-5 Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 Federal Re.gister Vor, No. 130 Thursday. July 6, 1979 W.S.VIL".11M 'NO. ,tE.P.M.1041.1.10?MIP.M212M,VOIR "4.101.0,16.1....91111E61...11 deonclitiooing control device" if located in the room, or in the same locations as used in the measurement of the dry-bulb temperature. (6) To account for HVAC system cycling, all temperature and humidity readings may be taken as the average of several measurements taken at equal time intervals. 31490.18 Exemptions from hoatino and (xxating reshictions, (a) The requirements of this Subpart shall not apply to: (1) Covered buildings or portions thereof which are neither heated nor cooled or which are equipped with space heating devices and space cooling devices with total rated output less than 3,5 BTU per hour (1 watt) per square foot of oross floor area. PI Buildings containin,g HVAC eysteme capable of using outdoor air or evaporation of water for cooling effect without operation of a vapor compression or absorption-refrigeration system, but this exemption applies only with respect to cooling, and only during those periods when the outdoor air and/ or evaporation effect provides the only amerce for cooling. ? (31 Buildings containing HVAC systems mapable of uSine energy that otherwise would be wasted, but only during those periods when the otherwise wasted energy provides the only source of heating or cooling energy. '(4) Buildings containing HVAC systems capable of using solar energy, but only during those periods when P,olar energy provides the only source of heating or cooling energy. buildings or portions of buildings where the capacity of the HVAC system is insufficient to maintain the'building Cr portion thereof at the minimum temperature levels for cooling authorized by this regulation when the building or portion thereof Is occupied, the operator of said building may cool 'the building or portion of the building to a temperature level below 78' F before the building or portion of the building is occupied: Provided, that said reduced temperature level may only be. nialntained for the period of time nr..ce.s3ary So that the temmature will reach the rnininzum level permitted by ' this regulation during the building's oocupied period . (c) Exemptions under this section may suet be claimed when energy, other than waste, DOI Fir. pump rar fan enemy is used to operate a vapor compressor or ? ? ?? wetter heating/space beating boilers abeorption refrigeraeor. - during the heating season. and Regulations 303365 Subpart C?Com_estie hot Water . ?4M21 Fleguiatio-n of hot Irate( controls. (a) The operator eta covered building shall set hot water temperature control devices so that the temperature of domestic hot water in such covered building does not exceed the greater of: (i) 105* F, or (ii) The lowest setting on the hot water temperature control device. (b) The operator shall, where . practicable, shut off domestic hot water circulating pumps during periods when a covered building is to be unoccupied for more than eight hours when such actions will not cause damage to the building, its systems, or internal processes or articles. 1490.22 MaL.s, moment of domestic hot water temperature. ? (a) The temperature of domestic hot water shall be taken as the domestic hot water storage tank temperature measured in the hot water supply at the tank temperature control point, or at the tap nearest the tank discharge point. ?490.23 Maintenance of hot water temperet Ire (=trot devices. ? (a) The operator of a covered building shall maintain all domestic hot water temperature control devices In that building within reasonable tolerances of accuracy. -(b) No person may alter a hot water temperature control device with the intent of baying that device function Inaccurately. 1490.24 Exemption from hot water restrictions. (a) The provisions of this Subpart shall not apply in a covered building where the domestic hot water heating equipment also provides hot water for manufeeturing, industrial or commercial processes and such processes or process clean-up procedures require hot water temperatures in excess of those ? . prescribed in this Subpart. (b) The provisions of this Subpart shall not apply in a covered building where domestic hot water is the only source available for dishvesshing or Other purposes in such covered building and state or local health regulations prescribe a minimum temperature level above 106* F for dishwashing or such other purposes. Domestic hot water control devices shall be set so as not to exceed the minimum level required by the state or local health regulations. (c) The provisions of tbie Subpart shall not apply to combination domestic (d) The provisions of this Subpart shall-not apply at such times that solar energy provides the only source for domestic hot water heating energy. At such times that a hot wat?er heating system using a nen-solar energy sotece Is being operated in conjunction with solar energy, this exemption shall not apply. (e) The provisions of this Subpart shall not apply to domestic hot water beefing systems capable of using bee: that otherwise would be wasted, but only at such time when the waste heat provides the only source of hot water heating energy. (I) Exemptions under this section matt not be claimed when energy, other than waste, solar, pump or fan energy is used to operate a vapor compressor Or absorption refrigerator. .Subpart 0?Exemptions ? 490.31 cltineral exemptions. (a) In addition to the exemptions provided in other Subparts, and euteeeed to the limitations of this Subpart. nee - following exemptions from the requirements of Subparts Dor C are available to any person for a budded o- portion of a building in accordance with the provisions of this section: (1) Where a "manufacturer's warranty"; service manual or equivalent service contract requires specific temperature levels to prevent damage to special equipment. (2) Where maintenance of certain temperature and /timidity levels is critical to materials and equipmere cee in manufacturing, industrial or commercial processes. (3) Where maintenance of certain temperature and humidity levels is required for the proper storage or handling of food or other agricultural commodities, raw materials, goods process and finished goods. (4) Any other circumetances where special environmental conditions are required to protect plant life essentie to the operation of a business within a covered building, materials or anirand life. (5) Where maintenance of certa temperature levels is required: (i) To protect the health of pereotts in daces of physicians, dentists and other raembera of health care professiona licensed by the state to provide leteadirn- related services; (ii) To protect the health of persons engaged in rehabilitative physical therapy in physical therapy faciiiree,e and ? (Hi) With respect to restrictions oc heating only, to protect the health tI Approved For Release 2003/12/03 : CIA-RDP85-00988R000400090005-5 ? 1.4.13?Vi.}.....se":4011.s.AAS - . Approved For Release 2003/12/03: CIA-RDP85-00988R000400090005-5 Fedeial Reileteer 41?, No. 13,3 ,f Thuredhi, JuFf S, 1979 F Rad arid IP.'eni-tilatione' .11Ideft.t, 1.31,..,410.???? ? VW- - -???-???.,? 7.0?76.9fe ? eecness todizing indoor swimear - ? . posit's. (6) Vslete the structure orinsulation of the building will be damaged. (b) Exemptions claimed under Subparts LI, C and') of this Puri abafl become effective when claimed. lc) Any person cla lining an exemption ender any provision of Subparts 13, C at 1) of this Part shell provide the OWDOC or operater ei the Covered bulliliqg with all necessary Information relating to the , exceeptien including: (II The nature of the exemption and the section of the regulations claimed as the baste for exemption; (if) The portions or the beflffing Tor wh.."-ch the exemption is claimed:, - Rile required temperature levels in - the exempt portions of the bonding , peositterit with maximum energy eavinsp. ? ? - (d) The owner or operator or a covered building shall, upon request of -no-Eor its delegate, make available any information provided to the owner or operator under subsection (c). ? ' - (e) Any person who claims an . exereptioa to which be is not entitled is vabSect tn the penalties provided in Scannell G of this Part. ? {n Where the perecee entitled to an exemption nodes. this Part is not the owner or onere tor of the covered buildindel to which the exemption nppleens tee owner or operator of the - covered building(s) Ia authorized tz. ndjusa xerecien-conditionine control- devices and hot water temperature cootrol devices in accordance with 491134. (St Any operator, other than an opera to who claims on exempUon, shall not be liable for violation of this Part as the result of acting En reliance upon an eximptio. n which baequent}y , e?? determined te be invalid, - .len;;? n: ? ? 4911-22 Specific exceptions. (a] In addition to the general ? . exemptions available under ? 490..31 or under S.:karts B and C, any person who would experience special hardship, Inequity or an unfair clistribUtion of the burden as a result of the requirements of Subparts II and C of this Part may submit an "Application for Exception" in accen'ORTiCe with Subpart 13 of Past 205 of this Chapter. An exception shall not become effective until such time as it is granted by DOE, (b) lithe person submitting the - - "Application for Exception" is not the owner cr operator of the covered - build:reds) to which the requested ? . exception La to apply, and if the , - ?, ? exceptkrn is minted by DOE, then the menet ce opeerator of the cove-red ? buildirtere) Is treVairteed enaceS c& .a1 reoe end lent , wa tar teaveramre cent-of deviees accordance with the tercrvialorri of the'? exception provided by DOE. ? (c)(1) Any person who receivei an approved exception under subsection (8)._ shall pro-Me the owner or operator or ..? the covered building with all nece3sar7 Information relating to the exception iricludins ? ? - ? -' (I) The nature of the exceptiore ' ro The portions of the hiltidttf4 ittt - which the exceptien Is claimed: e ? ? (lit) The authorized temperature letters In the excepted portions of den berlereng as de-ten:acted by the terns of the . exception or consistent with maximum ? enemy saving. (2.) The owner or operates-eta' a 4 COV2red building shall, nem tensest or e; P-02 or its deleeeta. make evellable any Information ewes:idea to the owner operator waalif subsection (2). - ? 490.33 Ltellterpcs of exception or .?:" exemptions. - (a) Where a portion of a covered building qualifies for an exemption under 4a0.31 or arty peovition of Subparts B and C, or for en exceptioa ender. ?,00.21, the operator may set temperature levels other than those . prescribed in &averts B and C only for suchportions of the covered bullinegas necessary to maintain temperatures far the exempted sections. In those covered buildi g% where the sparene.cnditionlag control device or hot water tempenatire control device controls both the exempt and non-exempt portions., of the building, the entire beading or portion of the building may operate as if exempted ' from the tentteerature requirements of Subparts B and C. (b) DOE may limit the exemption or: ?? excenticin vented by this Pilate sit elan portion of e exemzed braid-teen DOE e may specify aeatiTV, cooling or tret water temperature contra% to be --. applicable in the excepted portion of a ? covered bathe?? : ? . : - - ? 490.34 Scene of exceptions or eel:meters. ? ., The Operator ala covered bundin8 subject. to an exemption or exception pursuant to this Part shall, where practicable, maintain the temperature levels prescribed in Subparts B and C, or such other levels consistent with maximum energy savings. ? , ? 430.35 Execmpraan procedpsa for states,. ? ? (a) A state way seek for Itself or a . political subdivislon an exemption from the application of this Part in such state, or political subdivision during a priod for ivistefe the "Prenitleira at theccaaie tireittil State-ate-kin e pili14-ana dl VISCh state at political subdivision Is in effect ? . _ (b) Astato eeekletg an exemption for itseif or a i)oliti cal subdivision on the ground &eat oomparable ptograsa i3* , effect shall ere-bean to the Secretary a - "Request for State Exemption" which shall include the following inforrnatiott (1) A fa deacrlpficre or the -' comparable pro-scam, heetedinetthe authority vad:doh allows for the ? mandatory Imposition of the progrann (2) An estimate of the typez and tenement of eneereg which &mesh program - will coneerree r.. . ? ? - 0.1) The effective dietele of the progtlizar. (41 A &ace:pane of oaergy conseria4ora eueneures implementable at the state or loeal level and their : expected energy saxickg4 . . ? (5j A Comparison of energy saving; estimated to re.seIt In that state from compliance with the:se-regulations and estimated energy savinas wider the - proposed comparable prOgarn which ? demonstrates that the comparable program coniterves at least as much energy In the state or political subdivision as these reenditions. The comparisons shall be performed using a ? consistent Methodology for estimating building energy coneumptit?n. (01 Stich other Inforee-aVon as the Secretary may regains ' (c) A recitn.-et for exemption by a state shall be sent toc Secretary, Department of Energy, Washington, D.C. 2055.3 ? (d) For pm-poses of this sect= (1) "Com eatable program" means a program which dee.13 with the name subject matter as three regulations, which is mandatory, and which - corlserVel st imet as moat gtnergy bias stateter noliteakenht4Ifie.S0i.a. tinCeOf 113 "adherence to the requ4 talents at - .r regulations would be expected to conserve in such state or political subdivision; . . (2) "Same seject matter" le Meal* heating, cooling and hot Water - temperature restrictions in covered buildings. " Subpart E?Senersi Provisions 490A1 ;Met and several ItetAty. The owner and operator shall be jointly and Severally liable for-the execution of operator responsibilities under this Part where an agency . Teiationship exists between the owner and operator. . 420.42 Wept:siting roquireentert Any public Utility or any fuel distributor shall make available to the Approved For-Release 2003/12/03: CIA-RDP85-00988R000400090005-5 INCPAV8KIA=CISK, DOP? upon request, -customer lists rt,e, ? - other information deemed necessary by DOE to administer and enforce /11e.%.2 recguir -Ica& - : ? Seif-Corilficadon and FIrni, at Bulk:Ting omptIance tniation Form. ' (a)(1) The owner or operator of a - coveted building shall, within 30 days Of ? the effective date of this regulation. Complete in accordance with forms and bastructit vs provided by DOE, and pest In a prominent location within the covered building, a "Certificate of Building Compliance" certifying compliance with the requirements of this Part. (2) The "Certificate of Buildic., - Compliance" shall set forth exemptions claimed by any persona within the. covered building, or any authorieed exceptions claimed by persons withhi the building. . (b) In addition to the requirements of - eubsection (a), the owner or eeeer.atoi a covered building ehall? withinail days of the effective date of this regulation, submit to DOE in accordance with forms and instructions to be provided by DOE a "Building Compliance Information Form" describing the building, the . Means adopted-to comply with the regulations and any exemptions or exceptions claimed by ,pereene la that . butichnee (c) It shall be deemed a violation of . this Pert for see owner or operator to ? ? . knowingly provide false, raisleadirke or incomplete information on the "Building Compliance Information Form" or the "Certificate of Building Compliance." (t!) DOE will make "Certificates of Buildine.Compliance" and "-Building Compliance information Forms" and instructions available at eonvenient locations througho-ut the mien-try. In ? . additioe, "Certificates of iluildiree ? s lomplierice and l3ullding Compliance Information Forme" and ins tructiona foe their completion may be obtained from: - Director. Office of Building and Community . Systems, Office of CA'maeri,ation and Solar ' application;, Massachusetts Avenue Some 2221C, Warlticgtcm, D.C. re.: Attention: Fan Building Coreplteens.. ? Subpart F?Adminlistrativo Procedures a 074.51 Purpose and scope. This Subpart establishes the. - procedures for determining the nat'ure- and extent of violations of section 52.4.(c) of the EiCit and the procedures (or . issuance of a Notice of Violation.. Vipla Hon Order. Violation Order 'fer Immediate C.Oinpliance, ModifirA !Ion or. Rescission Decision and Order, and Stay. Decision and Order. Nothing In these eee regulations shell affoet the authority of ?-? DOE enforcement officials In ? ? coordInation wits tlt. Department of . Ju lice to friiliatz apprciprisie civil or .? criminal ten feecoleeet CCtiQflS in court at - :any tiree. eere. ee, ? .00.52 NOtiC9 Cif 14.041.1011. . _ . . ' (a) When any audit or investigation discloses, or the DOE otherwise finds, that any person has engaged, is engaged. or is about to engage in acts or practices :contrary to the provisions of Standby Conservation Plan No. 2 (Emergency Building TeMperature Restrictions) and Implementing reuliu1iona in violation of section eZlic; of the M-4r...A., the DOE 'May Issue a Notice of Violation. Any notice issued under this section shall be In writing and shall set forth the findings of fent end conclusions of LAW npon which it is based. eereene _ ?g,b) Within 10 business; days after the serirce ale Nike:reef Violation the tip= telsam'et Notob fs 'served May file a reply with ese DOE offith that Issued the Notice Of Violation. The DOE ,may extend the 10-day period for good - cause showla (c) The reply shall be In writing and signed by the paireon filingit. The reply shall contatn a statenieet of el! relevant - facts peetatnisra te the acts or prarsticna that are the sable:A of the Notice of ' Violation. The reply shall inchx% a ? ? , Statement of the legal, bustn-ees and other reasons for the actior practices; a description of the acts cm; practices; and a discussion of the pertinent provisions ? and relevant facts reflected in any : document submitted with the reply.. Copies of ell relevant contracts, reports, abstracts, compilatiorus of data and other documents shall be submitted with the reply. The reply chilli include a ? 'discussion of ene eeleva-nt authorities which support the 4stialtion aistrertell including maces, hatereettationa ordere an 4.;kctoix.4. _ - issued ba ???- ?'. ? (d) The reply':eliould Indicate ivliether., the person t age:eels an informal eonference raga-n:1%v Illie'noare. request for a ca.nfsrence meat be in ?. 'writing and Atill be geniertietrby the proVittiensef 10 CZTR 4 rosin, Which ate rated by roierence herein -- and made a part cf this sobesction. -1e) If a persze Lev met flied a reply with the DOE within the 10-day cm Other ? period authorized for reply, the peseta shall be deemed to have admitted the . accuracy of the Sutural aileentiozia and - lesed oenclesices idated in the Rot of ami the DOE Panty proceed to. issue a Violation Casdse-1a acoordseco ' with 4=1 ? ?' I ; (I) if the DOE Rada, daring err after the 10-day or ether period authorized for reply, tbAt no ries a den Iola pee:wet-4 is coutintliuT, or is aboet to fx..1:11r. or teat for any ronaon the better:et" els _ Violation Order would not bo -- appropriate, it shall rescind the Notice of Violation and inform the person to whom the Notice was issued of the rescissioa. f 49053 rotation Order. After considering all information received during the proceeding, the DOE may issue a Violation Order. The Violation Order may adopt the fiarlieees and conclusions contained in the Nctice of Violation or may modify or rescind any such finding or conclusion to conform the Order to the evidence ce on the basis of a determination that the finding or ooachtsion Is erroneous in fret or law or is arbitrary or capricious. reeds- ctrder shall constitute a filial agency ceder Subject to ludkial review.13e1r-ss otheriirlee iipectfi ed. the Vol ation Order shall be effective1-0 business days antes! the date of issuance. In the alternative. The DOE may determine that no Violation Order should be issued or then the Notice of Violation should be 'withdrawn for further consicieralicm re modification- Every determination made pursuant to this section shall state the relevant facts and legal bases supporting the determination. I 440.54 litolattonOrdw for Inenscileto Compliance. (a) Notwithstanding the provisions ce -1490.52 or 5 490.5.3, the DOE may isse.e a Violation Order for Immediate Compliance, which shall be effective upon issuance and until rescinded or suspended, if it finds: (1) There is a strong probability that a violation hes occurred Is continuing na? La about to mow; ? (2) Inesparable harm will OCCUT the violation is remedied Immediately; and CS) The public interest mil-slime the avoidance ci such irrep. arniele hem throidi iraraectiate compliance and waiver of the picocedures afforded mode: 4430.52. (b) A Vio!atkaa Order for Immediate Compliance shall be served promptly upon the person against whom each Order in !seised by personal aerAce, telex or telegram, with a copy served by registered or certified mon. The copy shall contain a written-statement of far relevant facts and the legal basis kr tire Violation Order for Immediate Compliance, including the riudings required by paragraph (a) of this section_ Approved For ,Release -2003/12/03 : CIA-RDP85-00988R000400090005-5 Approved For Release 2003/12/03: CIA-RDP85-00988R000400D90005-5 393V3 Federal Register / WM**. NO. 130 / Thursday, Pity 6, 1979 / ta and Keguiationa -,40..19001 ParkSAS1446.113.12,,0*.11901:11Mairdria.r..-Wir loPRIVM lc) The DOE may resc'nd or suspend a Vicjarion Order for Irm, ?ifitku, ? ' -Ccolplianee if it appears at the criteria set forth in paragraph (a) of this section are no longer satisfied. When appropriate, however, such a suspension or rescission may be accompanied by a Nctice of Violation issued under I 490.52. -d) If at any time in the course of a proceeding commenced by a Notice of V:olation the criteria set forth in paragraph (a) of this section are satisfied, the DOE may issue a Violation 0-t-er for Immediate Compliance, even he 3.0-day period for submitting a peply to that document has not expired. ?? 400_55 PiSodttication or resclgttio3f1. a) Any person to whom a Violation .0::d.er or Violation Order for Immediate Compliance is directed may make a:-...plication for modification or restssion of such Order. ib) The application shall contain a fall complete statement of all relevant f-azts pertaining to the circumstances, or transaction that is the 'subject of dee application and to the DOE action soaght: and shall include a discussion of ?.:t:e relevant authorities which support -.he position asserted, including, but not to, DOE rulings, regulations, inieepretations and decisions. The E cant shall fully describe the events, etas or transactions that comprise the signeficantly changed circumstances, as deatned in paragraph (e)(2), upon which the application is based. The applicant -shall state why, if the significantly changed circumstance is new or newly chscovered facts, such facts were not or cc..J.:,d not have been presented during the ;dor proceeding. i a The application should indicate whether the person requests art informal conference. A request for a conference- - rauet be in writing and shall be governed by the provisions of 10 CFR ? 205.171, which are incorporated by reference herein and made a part of this subsection. [dais) If the DOE determines that there is insufficient information upon which to base a decision and if upon request the necessary additional information is not 51lb:ratted, the DOE may dismiss the application without prejudice. If the failure to supply additional information is repeated or willful the DOE may dismiss the application with prejudice. (2)(i) If the applicant fails to satisfy the requirements of paragraph (b) of this section. the DOE shall issue an order denying the application. The order shall state the grounds for the denial. --? (ii) The order denying the application shall become final within 5 days of ith service noon the applicant, unless within surl 5-day period an amendment to correct the deticienciea identified in the order is filed with the DOE. Within 5 days of the filing of such amendment, the DOE shall notify the applicant whether the amendment corrects the specified deficiencies. If the amendment does not correct the deficiencies, the notice shall be an order dismissing the application as amended. Such order shall be a final agency order subject to judicial review. (e) Criteria. (.1) An application for modification or rescission of an order shall be processed only if the application demonetratea that it is based on significantly changed circumstances. (2) For purposes of this subpart, the term "siipificantly changed circumstances" shall mean-- (i) The discovery of material recta that were not known or could not have been known at the time of the proceeding and action upon which the application is ? based; (it) The discovery of a law, regulation. interpretation, ruling, order or decision? that was In effect at the time of the proceeding upon which the application is based and which, if such had been made known to the DOE, would have been retevapt to the proceeding and would have substantially sheered the outcome; or (iii) There has beep a substantial change in the facts or circumstances upon which an outstanding and continuing order of the DOE affecting the applicant was issued, which change has occurred during the interval between issuance of such order and the date of the application and was caused by forces or circumstances beyond the. control of the applicant. (f) Upon consideration of the application and other relevant Information received or obtained during the proceeding, the DOE shall issue an order granting or denying the application. The order shall include a written statement setting forth the relevant facts and the legal basis of the order. Such order shall be a final agency order subject to judicial review. 490.56 Stag Pend14112 Judicial Review. (a) Any person to whom a Violation Order or Violation Order for Immediate Compliance is directed may make application for a stay of such Order pending judicial review. (b) The application shall contain a full and complete statement of all relevant facts pertaining to the act or transaction that is the subject of the application and to the DOE action sought. Such facts shall include, but not be limited to, all information that relates to the- satiefaction of the criteria in paragraph (a). A copy of the Order from which a stay in sought shall be included with the application. (c) If the DOE determines that there is insufficient information upon which to base a decision and if upon request additional infOrmation is not submitted by the applicant, the DOE may dismiss idle application without prejudice. If the failure to eupply additional information is repeated or willful the DOE may dismiss the application with prejudice_ (d) The DOE shall grant or deny the application for stay within 5 business days after receipt of the application_ (e) Criteria. The grounds for granting, a stay are: (1) A showing that irreparable injury aril result in the event that the stay is denied; (2) A showing that denial of the stay will result in a more immediate serious hardship or gross inequity to the applicant than to the other persons affected by the proceeding; (3) A showing that it would be desirable for public policy or other reasons to preserve the status quo ante pending a decision on ,the merits of the appeal or exception; (4) A showing that it is impossible for the applicant to fulfill the requirements of the original order; and (e) A showing that there is a likelihood Of success on the merits. (f) Upon consideration of the application and other relevant information received or obtained dunna the proceeding, the DOE shall issue an order granting or denying the application. The order shall include a written statement setting forth the relevant facts and the legal basis of the derision, and the terms and conditions of the stay. (g) The grant or denial of a stay is no: an order of the DOE subject to administrative review. 400.57 Consent Order. (a) Notwithstanding any other provision of this Subpart. the DOE rna: at any time resolve an outstanding compliance investigation or proceeding with a Consent Order. A Consent Order must be signed by the person to whom I: is issued, or a duly authorized representative, and must indicate agreement to the terms contained therein. A Consent Order need not constitute an admission by any persen that DOE regulations have been violated, nor need it constitute a find- by the DOE that such person has violated DOE regulations. A Consern Order shall, however, set forth the Approved For Release 2003/12/031 CIA-RDP85-00988R000400090005-5 Approved For Release 2003/12/03 : CIA,RDP85-00988R000400090005-5 Federal Register / Volspe No, 130 Thursday, July '5, 1979 / Rtdr end Regulations 39,17ii 9 te.MOINEVANIC14,,,,,,,,MMIIM6P2MMICOMOrmtall,;;a4-..Zsx.,17,710c, ,fmatviNICIIPICV-43,1VkaiNer010V.Zeeer,IROWNKinille244S4,.-,SMIZMAgigagfr tdevant tvits which form the basis for 1:ie Order., A Consent Order is a tIn al ?1-.)rcler of the DO% having the same iii?ce and effect as a Violation Order issued pursuant to a 490.53. (b) At any time and In accordance with the procedures of 490.55, a Consent Order may be modified or rescinded upon petition by the person to whom the Consent Order was issued, and may be rescinded by the DOE upon discovery of new evidence which is materially inconsistent with the evidence upon which the DOE's aecepianee of the Consent Order was based. (c) Notwithstanding the issuance of a Consent Order, the DOE may seek civil or criminal penalties or compromise civil penalties pursuant to Subpart G concerning tnattera encompassed by the . Consent Order, unless the Consent Order by it; terms expressly precludes the DOE from so doing, . (d) If at any time after a Consent Order becomes effective it appears to the DOE that the terms of the Consent Order have been violated, the DOE may refer such violations to the Department of juutice for appropriate action in accordance with Subpart G. ?420.513 Flemectie& - . A Violation Order, a Violation Order for Immediate Compliance, a Modification or Rescission Deciaion and Order, or a Consent Order may require the person to whom it is directed to make an appropriate adjustment in balding or domestic hot water temperature, to post a cortect Certificate of Building Compliance, and to take such other action as the DOE determines is necessary to eliminate the effects of a violation. Subp&rt G?Investigations, Violations, SanciJona, Injunctions and Judicial Acta { 4'0.151 irreasli2ations. " Investigations will he conducted in accordance with the provisions set forth In 10 C.F.R. ? wszcri. ?494.62 Violations. Any practice that circumvents or -contravenes or results in a circumvention or contravention of the requirementa of any provision of this Part or any order issued pursuant thereto is a violation of the regulations stated in this Part. 4 440.63 Sanction& (a) General. Any person who violates any provision of this Part or any Order issued pursuant thereto shalt be subject to penalties and aanctions as provided herein. (1) The provisions herein for penalties ad sanctions shell be deemed cumuletive and not mutually exclusive. (2) Each day that a violation of the provisions of this chapter or any order Issued pursuant thereto continues shall be deemed to constitute a separate . eiolation within the meanina of the . provisions of this chapter relating to criminal fines and civil penalties. (b) Civil penalties. (1) Any person who violates any provisions of this Part or any order issued pursuant thereto shall be subject to a civil penalty of not more than $5,000 for each violation. (2) The DOE may at any time refer a violation to the Department of justice for the commeticerneet of an action for civil penalties. When the DOE considers it to be appropriata or advisable, it may compromise. settle and collect civil penalties. - (c) Criminal penalties. ('t) Any person who willfully violates any provision of this Part or any order-Issued pursuant thereto shall he fined not more than o CS-10,000 for each violation. (2) The DOE may at any time refer a willful violetion to the Department of Justice for criminal prosecution. (di Other penalties. Willful concealment of material facts or false or fictitious or fraudulent stritemente or represenie1ions, or willful use of any false writes or docurnent containing falsia., fictitious or fraudulent stanaments pertainina to matters within the scope of section 52,4(c) of the EPCA by any person shall subject such person to the criminal penalties provided in 18 U.S.C. I 1001 (1970). I 49044 trqunctions. Whenever it appears to the DOE that any person has engaged, is engaged, or Is about to eTagoge in any act or practice constituting a violation of any regulation or order Issued under this chapter, the DOE may request the Attorney Genered to bring an action in the appropriate district court of the United States to enjoin such acts or practices and, upon a proper showina, a temporary restraining order or a preliminary restraining order or a preliminary or permanent injuction shall be granted without bond. The relief aoueht may Include, without limitation, a mandatory injunction commanding any person to comply with any such order or regulation. IT Doc. fg-ttail Fildx1 64-714 las poi . &wee Coot sese-cn-cs 1 Approved Far Release 2003/12/03 : CIA-RD1385-00988R000400090005-5