ANALYSIS AND REVIEW OF SF 278 INFORMATION BY PANEL MEMBERS

• Document Type: CREST
• Collection: General CIA Records
• Document Number (FOIA) /ESDN (CREST): CIA-RDP86B00154R000100030001-3
• Release Decision: RIFPUB
• Original Classification: K
• Document Page Count: 16
• Document Creation Date: January 4, 2017
• Document Release Date: April 10, 2008
• Sequence Number: 1
• Publication Date: March 30, 1982
• Content Type: REPORT

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ANALYSIS AND REVIEW OF SF 278 INFORMATION
BY PANEL MEMBERS
I. Reviewing the Form for Conflict Purposes
A. Basic purpose - Determine if an interest or an activity
disclosed on the form creates a potential, an actual, or
an apparent conflict of interest. Remedies for
different types of conflict may vary.
B. Information necessary for review
1. Knowledge of duties of reporting individual
a. From job description
b. From supervisor if further information is
needed
2. Information on activities of entities listed on
form
a.
Published resources
(1)
Moody's Manuals
(2)
Standard & Poor's
(3)
Daily Newspaper
(a)
(b)
for stocks
for money markets
(4)
Dunn and Bradstreet
(5)
CIA Contractor Listings
b. Reporting individual if published material is
insufficient
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3. Requests for Further Information
a. A reviewing official need not audit the report
to ascertain whether the disclosures are
correct; disclosures are to be taken at "face
value" unless there is a patent omission-or
ambiguity or the official has independent
knowledge of matters outside the report.
b. If the reviewing official believes that
additional information is required, the
official shall reauest this information
indicating a date by which the information
must be submitted. This additional
information shall be made a part of the
report.
C. Analyze the duties of the employee and the functions of
the agency in light of statutes and regulations
applicable to all employees:
1. 18 U.S.C. ?203 - Prohibits compensation for
services rendered by an individual while an officer
or employee of the U.S. Government in relation to
any particular matter in which the U.S. is party.
2. 18 U.S.C. ?205 - Prohibits acting as (1) agent or
attorney for prosecuting any claim against the U.S.
or (2) agent or attorney before any agency in
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relation to any particular matter in which the U.S.
is a party, with or without compensation, while the
individual is an officer or employee of the U.S.
Government.
3. 18 U.S.C. ?208 - Prohibits participating personally
and substantially as an officer or employee of the
U.S. Government in a particular matter in which an
individual (his or her spouse, a minor child, or an
entity with whom he or she is negotiating or has
any arrangement concerning prospective employment)
has a financial interest.
4. 18 U.S.C. ?209 - Prohibits receipt of any salary or
supplementation of salary as compensation for
services as an officer or employee of the U.S.
Government from any source other than'the
Government.
5. 5 U.S.C. App. ?201 et seq. - (in particular, Sec.
210) - No full-time Government employee appointed
by the President, with the advice and consent of
the Senate (DCI and DDCI only), who is compensated
at a rate of pay equivalent to a GS-16 or greater
can have outside earned income in excess of 15
percent of his or her Government salary in a
calendar year.
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6. 2 U.S.C. ?441i - No officer or employee of the
Government may accept an honorarium in excess of
$2,000 for an appearance, and.$25,000 in toto in
any calender year.
7. Executive Order 11222 - Prohibits apparent
c.onflicts.as well as actual conflicts of interest
and places restrictions on the receipt of gifts,
outside employment, etc. (A copy of the above
statutory provisions and Executive Order 11222 is
attached)
D. Review each interest or entry in light of the
individual's duties and the above provisions to
determine if there is:
.1. A potential conflict which might arise:
a. When an?incumbent reveals an interest in an
entity which in all probability may be
involved in actions he or she is required to
take in the future, or
b. When a nominee or candidate for a new position
reveals an interest which will be involved in
actions he or she will be required to. take
once in that new position.
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2. An actual conflict:
a. When an incumbent discloses an interest in the
report, the holding of. which is prohibited by
law or regulation, or
b. When the incumbent has taken or is taking
actions which affect the disclosed interest
while owning the interest.
3. An apparent conflict of interest in'circumstances
in which an incumbent, a nominee, or candidate for
a new position holds an interest which raises a
reasonable question of a possible conflict, i.e.,
the interest might appear to be of the type
involved in actions he or she may take in the
future or one which simply because of its nature
may adversely affect the confidence of the public
in the integrity of the Government and the
individual. For example, a DDI analyst with
significant oil and gas holdings who has access to
comprehensive data concerning actual and projected
worldwide production might reasonably be perceived
as being in a situation from which he could
potentially benefit.
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C
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TITL: 18.-CR1MZS A;:D Cn:%fINAL PROCEDURE
tbW 'For the purposes cf sections 205 and 207 of
this title. the term "ottcial responsibility" r,1ea.r.s
the direct administrative or operating at:hor:.y.
whether intermediate or 8.^,a1. and either exercisable
alone or wit1h others, and err ier personaliy Cr
through subordinates. to approve, disapp,-ove, or
otherwise direct GOY ntllerit action. tAddeo Pub.
L 87-949, 1 1(a), Oct. 23, 1952, 76 Sat. 1121, aad
nfnended Pub. L 90-.578, title M. 13011b), Cc:. 1..
1368.82 Stat.1115.)
Rrrrtt:_?-ICts m Tr-'r
Section 20 (c) ono (d) of the act of August 0 1259.
teferie,d to to sunstc. (a). was classt.ed to crtrer ep::lo
3Cr M. (d) Cf 731t 3, r-e:utiva Dcpertnent, asy Cc--
errra:nt Of9.:' end Eysplove;s, and is now cove:co by
aecuons 302, 2105 aol 5334 of Title S. Govern:!sat 0:-
b-anl7-&ilan and Zc?loveei.
Coo:rttAno:r
A prior sec on 202, act June 25. 1048. eb. 645. 62 Stat.
'691. which pre-::bee yeaalt:es for arc oncer or
other
per:tin ahc accepted or solicited ar7thir.g o: value to
Influence his decietoa. was cl.mtnatca In the 7 rtera1
em:ndnsrnt of gals chapter by Puo. L. 87-849, a::d Is
rubatartbLzity.aovered by revised :::tion 201.
A1CLY'J?ItY:9 .
1t69-.Subsea, (a). Pub. L. 20-378 substituted "a ;a:t-
time United States Commissioner. or a part-tL_+e Cot:ed
States Magistrate" for "or o p}t:-acne United Sates
Comalissloner".
?TrECTTVC DATZ 0a 1988 Atrvoi rrr
Ameadaiant by Pub. L. 00-v7o 32ecti-e Oct. 17, 1488.
except when a later caacttre date ie applicable, which it
the earlier of data when implementaor of amendoicn t
by appotntenent of msagsstrates aad essuuspt100 Of o_ca
tak=e place c= third anniversary of enactment of Pub. L.
tO-378, see Section 403 of Pub. 4...00-573, sot out ne a noto
under section 631 of Title 28, Judiciary e.nd Judicial
Proceduiv.
Emc'IY3 DArit
Section effective 90 days after Oct. 23, 19_22; see section
A of Pub. L. 87-884, set out is a note under section 201
Of this title.
STA OARM-4 0r ETHICAL CONDIICT sow S7rerAL GoV7CEr eaM?
E.MPLOYLYJ
Stsndards of ethical conduct. for special government
employees. see Part 112 of Ex. Ord, No. 11222, May 8. 19P5.
30 PR 6459, set out as a note under sec too 201 of this
title. `
CA-e" Zone
Applicability of section to Canal Zcae, eee section 14
of thla title.
Czoss Ri:rEXta crs
Atexnorandum of Attorney General regarding conflict
a Interest provisions. see note under aectlcn 201 of this
tlu--
azTro, Rty-EarD TO t c O7Hr= Sr(Trotes
This seetlots 13 referred to In section 14 of this title;
titlo 12 secttora 209, 1457: title 28 section 4748; title 40
App. section 108; title 42 section 3103.
203, Compensation to Members of Congress, o0ieers,
and others in matters affecting the Govarnrnent.
(a) Whoever. otherwise than as provided by law
for the proper discharge of omcial duties, directly
or indirectly receives or egrces to receive, or asks,
demands, solicits, or seeks, any compensation for any
services rendered or to be rendered either by himself
dt ttiother.
Atli at a time when he is a Member of Congress,
Member of Ccrlgfa33 Elect, Delegate from the Dis.
trlet of Columbia, Delegate Elect from the District
Of Coliunbla. Resident C'o 'n$ssioner, or R.esido-l';
4`a W*ner' apbt: if
(2) at a times when he is an of3cer or ernlpIoyee
c: the United State: In the executive, legs:at: e.
or ;udicial branch cf the Gevernn-,ert, or in any
agency e! the Ur.i:ed States. including the D:a-
trict or C:,lu rtia,
to relation to any p.cceed:ri , explication, request
for a ruling or other determination. contract, c!a:
cor.trcvcr;y, rnsrge. a:cutCtion, arrest, or ether pa:-
ticula: matt_cr in twh;c-. the Unwed States Is a p3::
or has a direct and =.bstantial interest, before a-y
department, sgercy, court-martial, officer, or any
civil, military. or naval co omission, or
('.)) Whoever. kr.o?t:irt ly, ca1a~::tae than as p::-
vldetl by taw for the 2r0per 'jischa be Cf of-,--i
duties, directly or Indirectly give:,, prontise. or ores
any compensation f.-- any such service; render=
or to be rendered a: a time when the person. to
whores the ccmpenr_:ion Li given, ; cati;_d, c:
oL"ered, it or was stir`: a Member, Dele;ate, Cc=-
to!,saioeer, once:, or emmplo7ea---
Shall be fined not mare than 110.333 or impi =son
for n_o, more than t-to years, or Lath- and shall 'e
lncepable of ho!dir_g any cmflce of honor, tr tt,
pradt tinder the United States.
(c) A special Covernmient employee shall be su~-
lect to subsection. (a) only in re:at:art to a particu?s:
matter Involving a specific party or parties ti?
which he has at any tin, participated pe:Sort: _7
and substantially as a Government employee or --s
a special Goverment employee thrcuSh dects:ca,
approval, dfsapprova;, recoraxr rdst:cn, the rerici- -
ing of advice. invesifgatlon or otherwise, or (_)
which 13 pending In the department or agency of t.t
Government in which he is serving: Provided. Thai
clause (2) shall no: apply in the case of a spez~zl
Government employee who 11a% served in such d_-
partment or agency no more than sixty days durir,
the Immediately preceding period of three hundrtd
and sixty-five consecutive days. (Added Pub. L. 8
849, 4 1(a), Oct. 23, 1912, 73 Stat, 1121, and amended
Pub. L. 91-405, title it. 1204(d) (2). (3). Sept. 22,
1970, 84 Stat. 853.)
Contncsrno:v
A prior section 203, t_. June 25, 195, ch. 6.45; 62 S,-,_
C92, which related to the acceptance or demand by dlzn :t
attorneys, or tnarshals and then awst.ants of any Ore
other than provided by Is-s', was eitminat-u In the gene.
amendment of. this chap:e,- b7 Pub. L. 87-859 and Is
atanttall covered by rt7`:e4 section 201.
AAITNJILT IT2 -
1070-Suissee. (a) (11. Pub. L. 91-40_, ! 234(d) (2).
cluded references to D.;e.Tate iron r)ta:rtct of Col=
and Delegate meet from D:strict of Columbia.
Subsec. (h). Pub. L. 51-405, 1234 (d) (3). Included re-'-
erence to Delegate.
?vr-c7M DArt or 2970 Ay2XDauxT
Amendment by Pub. L. 91-473 effective on Sept.
:o,
1070, see section 205(bi of Pub. L 21-403, summa--f
In a note set out under aacuon 25 of Title 2, The Cx_-
gre:a.
)rrrc^rr_ Mrs:
Section ctfective 90 days aft^r Oct. 23. 1052, see sectic,n
4 of Pub. L. 87-as9, set out as a note under section ::I
of this title.
Canes U raL/Cs
Activities of ot9cers and employers in mutter, erect :.;
the Ooverntre,t, see section 205 of this title.
37efipt00nw at# sc"holes 202 of ti;La title.
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TTrL.E 18.
--CR73ES AND CR.L`.iL` j ?rZOCzr,-
sou accc103 YCC w o~t.cr'!'ors or tka t:31~Jrrstd'."Icaa. 11 2W
t._a uc a.
tautest rs:a'yum "It. or c: .&.tccr:sar c}s:tarl tee-etas rnct or IIaited SCer r~tlcilrx zeattrs In t~?i1cZ the
p7 tt-b:ate ea. c:o una?:r c:ct:oa -oi or Dotbt, tlr:. r;tsr?!a1 , is s party or raw a direct 4n d tath-
Partacr, r D;ect to azcc oc aaa cat for 20: ; f r:sa CtUa. st--
Gic~N Pest a ro ar p Sh111 be fined nit more thin $10.000 or1r? prJ-.a
Ills:ems ?` s =TZ"*s for not more than two years. or b??th.
-.aa U rate-- a in soctiuna 1.. 202. 207 s4a, A special C},ve.n-leat eel D. i
=0% of th:3 t-tt1e: Ltty D Zart?OU 7'1: tltls 17
2O cltra 20 ttti AV. 66;b: tuts 313 sbctlin so 3cataa to the rreeed' only r~1ail be to a
?:t:a SV ?.put cn?:t:ca 10:1: tl::o 47 :eetlosa :69 11 C ~ pa: ttC~lzz rlS tt r 1n7~ Y~lr~n D~ in rtC~=1o3 to ti
!1=u+. 1'r=c>i: a is C?i7: Y c_? y (1) to rhti:h he ha; at an A t vartY Or DZ'tieZ
i. 1'r c gin, Claims t7 I:tabera of ally at,.' subst>,n t; alt-, p Um?! D =meat.. Lz;,,
Cclhce:er, > -L,z a ide=tti?.r of Cor?.^r as a Govrxtlcue,L etnD;nyc?or
s3 9 ^,)crtal Ciar:ra *t:rt employes throe e
c1 hoev, a e=. t%,e:roer nD.'nrat dlsa ?il da r,
t, I?Lia;,~tzte from the District of derir o Drovat, reco~.xertdation,
Ol h ~. rit 1 B : 1 ~,CC~: r'Cnt the Lizi_:1c-
of Of aC 91 t, 3Z1V:SL:QAt~Ora Cr Ct~; t1=.1 3cn-
lt:n:cts5, of y ,"' e1, or t. tiic Co- a?l~.ic;. Is temiiag in the depart er (o
4 C=u?'t f e3l Cox- the Gor?? mete, or a8ocf cf .
Practl._e;, In the Cot:rt of CiaLns, That =t~ 1( ) L-1 t~ ^lch 2:e is ccrel. :r'rc
shall ca >;d pct mere 'Yb; z g20.^GO or im uze (2) $.`tail not a : c''roc
So: l h- :n-' "- tract nco veara, orb: Dziusnrc1 ra=cia?1 Cage:..mt pLLP tt1 the ~y o' a
foe, rot
able of "'h. and chill to tat e'11pIo3 to mho Itas t:er7eti In
~i`br3 F=p e:5cc of htncr, t*u; rush cfepuz-ieat or ~5~yy no _,,or* t.=C b1:der the 'J. ,'cl S'atcs. (Add--d t. or during the L;.rse attil UM a rlo sixty tirys
r--V ? Itft), Pub. L. H7-- buzWred Ofl utly t:jd-l~ Of t3]re@
-. . 1"192, 7G 51"t. 1132, and amended ~' sixty"rev ~3p-a C_, Mc 3
Pub. L. 0i--;C5. tILLO Ts, .4 2ai(d) (2), Se t. 2 1~?:,;:z? herein
03 Scat. z-53,) D a2, 19^o, It not aeons! tew, prevents
with the ail faithful ul p Oa eSZlploye
.sther;o. ce
CCC* h=s dut.es, frem acting t.i..uhout cota ' ape:sat;A florx z
cx a ate - ? aSra or attr,ra~ s
.l Prior weer r.a ?^,~. mm Jsno ^.S. 1548, cb. ,at or Ott -y for any Derr4n who the subject
2? tr~tch r:tato o~ Q Uta. of 13 the sub
0' . or oWCr
Caatrs a, tn3 0?? eT?r to Saiuuaca s b ataaar of 17? Io;a.t3
'l to to *' la `ha un.ral 13tTII; on p`?c a3s ~clSC11IIC3 C r*1,
thta e-:xpear by Pub. L. 87-?da9 an' a 'onj,U7 C of CG'1II^it=013 pig
o -.d >y auarty,OtZa.Uy cis. ZT?CCEd.l^J.
..,:I by :a v ",-d ~
zcc.lon -^Ott
Nt thl: g herein of is ae a -t4 L to;z:a Esc: Lrom Uisl Von, as >szent or attorney for b out `5ra1Fet11a-
~.FZr ;'vz r14:a or ts,a l n!z ax child, or any pers:;n for Whom, or for any a ~
!tom nr_: a :t c :~.. rXT which, he n Eatat_ for
S .h. L. Ol =.05 eGct:caoa `3opt, =. :fl70 t o e is 1f:rrig as 8uardlan, CZC utor gt r f~_
ice aa_i~ :CC(L) ct RO1 L 01-,503, is rato_. uztae. or other
:re sr: . s ^"1znl Ln A. in tl:o, Der-has Sductary ercOAL
".c ton 23 or T1Ua 2. The C rzlAtt@,^,i A which ho has
"'C.- t-Ci
tr.,c~zzv,-. D?rz -a?-e8+. .sona?iS ar,.dsLbs:atl*+a11 DW pAted +e;-
7ec::o e?
_r.: .':a 5O days a.+Lar Lt:ou r y as a GovernMent =Dloyee,
C~2. 23. 15?3. tt a :art.on Sal Ce-c.Sion, Approval, pproy
a c: L. rat 0" as a rat dat;on, the render j4 dL?a a1. reccr?tisenv
4=ibis :lie. r umdor s=tloa 201 3 of AdY:Ce112 of hi.tti0,
3r
otherwLse, or 17bich are the subject ,_
resnorsib1lty, Provided that the Oor of h oiCcial
:ono nod ??. cf ictornoy Gna;ral ragareLo conalct of respofl. ble for appointment to his ltl of$C;g,]
F=cv:a:o3:.,1us a:1a u=.der aeetica 201 of the
a title. Nothing herein or in reve tint ?es.
S,cro:c rt~r, TO ,~ Sr:c-laxs Cloc?e: secticn 203 prevents a s
s?aetlon la t;r -rent employee from act+ Deeisi
==':a a3 aactioa J:1m. erred to to title eo App. =ocuoa 109: tarnc;? for another Pmozi In the as agent or et-
+rorz under a grant by. Cr
a contract rwjth mtear of
=03. Actirities of olrcerz and etr.ploy fn claims the ere:tt of. the IInited States p for
agairs: and mire. rasttera apecrin a rovided that tae
ernment, s thQ Goti-
d of :ha department or
a$ea tout
the
c;hoe fct, t.'i_ ?rtt:tt or eon~act shall, ccrtlf erred rrtth
being an 0fcer or employee of the the na:fonaI interest so reottl; n, r iri t~2 itlZg that
C"-:o'd Scatez in the executive, legl at!?re, or judicial Such certiitcation shall be
hrar.ch of the Goveralnent or in any agency of the Oral Realster. DubILtP.ed -
Lr :tad State:, LnrludIr the District of Columbia. Nor'-h=
Debi: c ise than 1? th3 proper di..char^e of his ofGclal fr o
dt ales 2 herein prevents an
-- n ?8r or explo7ree
-';~.n3 testimony under oath
a;a;e.^.?sents "s' from making
' 1 i aches as a
3ent or
to b
t
duir
.
a
torney for prosercuti
'
e made under -,malty for
cialrn
against th_? United States. or receives an any Oct. y or cohtempt, 'AddedPt:b.
era:city or on ti 8T-8d0.; ital.
Y share o1 or Interest in any such 3? ISH2, 76 S;at. SI2?.)
c?a::n in cortsidcratlon of
C a :n n :on derail or assistance in the Prose-
se Coaone.tto<
ction 20s. act Jur,o ::. ICi3. ch.
C7 ^,g.r t Or FttOrnC}' fur an one 6:2. Wh"y related to r 453, fiZ9[w~
'fit efts :Sorrier of
C, : '_eaa : ae Otto:: ,aea t+c a
Ott; ~ !, azeney } befora _ ?- asPrhtn3 o[ t ?~Ire to ,rill:uace h1t,
, Court. Court- -eta the
drport_^an hIs cha `~ Pub.
o?1cer. or art marltlal, 1: svner:,r atnr.1U :rc-r o:
y civil. military, L E. i9 and la subata:rtll'y cors.-er3 bs reAterrlaed 0~ t1*:%
1"i con or.navstl ;otr?ntsston ;o:
nectton tiyth any rrocecdln seectoa
request for a ru1l or othci d z, attonatton,
tract c ermintlon, con. c e+recctr? 0 ~s 0A-.c
Clattil, eontrot
'
crsy
. chart., accusati ?_5 L &7_84a. xt uc asra nota under s
on, art 4 ewes :::)e
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?209. Salary of Gore rnment of33cia13 and tarp;:~.,a9
payabit only by United States,
(a) Whoever recetv?_s any aalat7. or at17 0: -
butlon to or SLpplem:n; at!on of saLar7. as crstt:;,.=,s,a.
tlo:l for his services ns as officer or saploya-.- t
rxecuilve branch of the United Staters Gover..r?--?
of &n:t independent agency of the Urdted Strt , or
of the DLstrt_ct of Colunbta, from any source ct!,eP
than t`te Govertu er t of the flailed Stalls,
eta may be ccntriLll;.ed out of th., tr =7 o: 127
8tatr. county, cr=.uzz-4cipaiity; or
Wroever, wtn-t37;: an ind viduti, y.ar'mer i??, 3s-
3oclattor.. Corp ation. or other a a-rifzatje
or makes any cenwibuLton to, or io. sty ~?oy ?_,
relents the eltlary of, e-- y such o0er or e1r?:ia?ere
under c1.,cu=-ta r-ce3 wIilch ruvld 412..:0 its
a violatlon of :hit s 3a:ectlon
Sha?l be fin-rd =a mor a than S3,rvo or 1m :.:
not more than cn3 yevr. or both.,
(b) Nothilla heroin preve.:t38 offi,fi,-or. p'^y ~,
of the executive }v-nth of the United etatm Crt~'
ornrcent, or of ny independent a,=ley Cr thz
United Staters, or of the ID+.tstrict of C iu.abie.'rcm,
e3ntiritang to pard-zipate iu a bona Ada
tiransent, group health or accident
profit-aha.dn3. -tc"-' bonus, or other employer: ,. .
Sere or bona-fit plan -alnt 4} d b; a fO1T
ploy er.
(c) ThL section does not appi: to a sppeCj31 Gay-.,
ernznent craployev or to an of1c_r or employ: CZ
the Ooverrraert aarving Tlitho xt c=p=,-.;en.
t;-hr-ther or not h3 L3 a aye al Coverrraemt ere}:.; ~
or to any percent pn.gi . c. ntributirlg to. or
rnentLng 'rid solar; as such.
(d) 7h1s section does not prohibit
t:ceptance of contributions, aw rd.e, or oth_r e -
pen.ses under the tarns of the Govsrrlmmt ZM-
ployec3 Tmlalnz Act CPublic Lacy ,p7..2 girt.
327: 5 U.S.C. 2301-2319, July 7. 1053). UfAtd
Pub. L. 87-349.11(a), Oct. 23, 193?,. fib $iaL =-1k)
corr.+ srzoei
A prior sactlon 249, act Jung :3, L%3. ch. eis.
M. watch related to an caer of s. brims to a w%t=mz. vry
ellratnzted In the lrrleral arraadroent tit Lain a?* tst
by Pub. L. 87-x q mad Is subataatlally co,,, by t=on
I.
&ctlor affx':T. 00 days attar Oct. m 19m. eras
4 of Pub. L. r!-04a. eat or-.nn az a r a under
of t.+tls u 1s.
Caoss P.vnt. +rs9
Desntttons, ere secrlor 02 or this title.
fSsaora=dual of Attars-j Genera, ragardtag eo- ?-t c
lntares; pr ocLsfooe, tae note tinder aectatt 431 stale
title.
SrertoN nn,z: $zv To r:r Orn S:ctzsa.es
'rhtt S._tton If reamed to to aec_ttons 14, 202 t3ta
title: i,ca 5 a. ctlotu 314.2. 3343. 3374. 4121: titter aec-
tior. 145:: ;!Cl* eo sections 857. 849b: tl:ta 40 App. &,vtpr.
108: ;!tit :3 Sections 248. 31&8.
Approved For Release 2008/04/10: CIA-RDP86B00154R000100030001-3
TM I8 --CRLMES AND CRIMINAL PROMOURE
Zt rrw'x Fszrrso TA try Orl[a azCrro2ts
Tats suction Is raferrrd to in sacttoas Ili. 202 of this
tilt tttie.l ar'c:lea 3374. title 13 L action 1457; this u
sacuon' 8F'. SOPb; title 38 secuoa 3102; title 40 App.: ac-
tion 1C::; title 42. awroso 240, 31e.a.
C, 231 Acts aficctnag a personal Cuncitl Lztersst.
(?) E cept as p~ ittsd by -ub ectlon (b) hereof.
vr.hoever. being as oieer or employeo of the eseca-
':ve branch of the U: Lted States Government, of any
independent ase.a y of the Unite Staters. or of the
Distr'.ct of Columbia,1nclu&ng a c;tclal Government
r: vloyee, participates per. o.te;UP and suhst-ntlaLy
tier a Gover=tn% a.fficer or employee, thlrouz decl-
:ior:, approraL dul=y o7al, recommendation. the
readcr " of sdrttce, Lav s:tgatloa, or othervrisa, in a
,uadicial or other prcceedlnz. app?lcation, re;ucet for
a r?,11r4 or other deter i latton, contract, cif con_
t^-oversy, charge. accusation, arrest, or other psrttcu-
ler matter In which. to his lmowladae, he. his spou.e,
Minor child. partner, e:.-anization IA-which ha 13
aer7ing to of 1 .er, director, trustee. PI.-Mar or em.
ployee. or any person or organization vlth ctho;n he
is ne clinch g or has any arrantement concermth.
prospective employment, has P. financial int~uest-.-
ShaB be freed not more than u10.000. or L? :pris-
ered not more than two years. or both.
(b) Subsection (a) hereof !:hall not apply (1) is
the officer or explo9ae first advLses the Government
ofhctai respcn. ible for appointment to his position
of the nature and CL-cu= tstances of tila Judlcl.si or
other proceeding, apyP'lcatton. r egC:r..st for a ruling or
other determinatim co trcct. ct...izt, contrrrvcr 7.
charge, accusation, ar, tat. or other parttl'ular z ;-
ter and makes full d isclos'urte of the RaancL I lnte_-est
a d receives In advitnce a w7:tten dsternstratlGn
rnade by such official that the interest 13 not so sub-
stantial as to be der-gib likely to af:e:t the integrity
of the Sersicell which the Government may expect
from such oWcer or employee. or (2). U. by general
rule or regulation published in the Federal .e?iste:.
the financial Interest has been exempted from the
rei utrements of clause (1) hereof as being too re-
mote or too :n=sequential to a$ect the tatearity of
Government officers' or employees' services. (Added
Pub. 1.. 87-8.49.1 1(a), Oct. 23. 1962, 18 St-AL 1124.)
C0=ncATtorr
A prior section tad. act June 25, 1948. ch. 645. 63 Stet.
M. which reistod to t212 &C-eptnce of soucltztlaa of a
bribe by a ludlclal officer. was sllattnated In the Serial
stuandment of :bla chapter by Pub. L. 57-1349 and is sub-
s:.+.$;l31l7 Covered by rarlsed anctlon 201.
rrrzcrrvz DATX
Scetlon effective 90 days after Oct. 23, 1932, Sw Section
4 of Pub. 1. 97-449, oat out as a note undo? soctlon :01
0: tbts title.
i?tt=ATMN or AtrrsoatyT
Authority of the President under subsoe. (b) of this
sec::o : delegnteg to dapartnwnt or agency reads. sea fast
V or E% Orb. No. 112-22. tfay S. 1903. 30 YR. 644h, sat out
a ' note under section 201 of this title.
Caoss Atrtetxers
Dslrl;ton, sea section 202 or this title.
Stemorandu- t of Attorney General regarding conflict
o' tnerest pros tat0tly, see not, under section 201 or this
iltcnow ltc.lssm To is O?Nrs Stmoia
flats aatuon I. referred to in fecttons 14. 202 of t.1ts
title: chit 5 aactton 2374; Wit 12 aerttoa 1477; 11tla 20
1eltiJlti l31. 850b; title 40 App sac:-on IC8: title 42
tuns 944. Oise.
 ~" a :.jE ~,, .,, 1 -.-.tt :f .2 - ..;_i) [.-`}.f._t' to Y? t?-: ??. LY.rt 4cl.1.f T?a }:_,la Sa *4 ~ ,~~~'`y ~} ,7~ ~I?' . x~`t.ia4~ r ~e-..~-,~,?,-t~O~~,ai'? ~ ./~'`- ?~- ~ v~'a -'~ a~'''~~y5r~~~'-*LY: '~''
t r +i A ~! a ~. ".>?''f Y '.. pv At 4e +2l S, ~+i . +1+. `7-
~A`~A ~~..~~*~,^'~"}_.'`?; ~:. ''f'+..D, j. ~~'~~_'~ t'?sa?~.n'f'~ ~- S': ti, ''- p..?'r 'a..t.'r`}~^ tom";:'.
`~l"-`. R pcr+tf _ `~S'S~"~,~2+?i~rJi'.~'rL..c : ~ _ - . ~? ?a .^. ,~, w } r~:!adi~
72
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209 TITLE 5-APPENDIX I
(9) "Secretary concerned" has the rlcaning set forth in section
101(8) of Title 10, af:d, In additior., racaas-
(A) the Secretary of Comnhcrco. with -respect to matters con-
cerning the Natlenal Oceanic and Atmospheric adminstration;
and
(B) the Secretary of Heald, and Ilunhun Services, with respect
to n:aiters concerning the Put lie Health Service;
(10) "designated agency official" cleans an officer or employee
who ), designated to administer the prn:'isions of this title w:ith!n an
agency; and
(,11) "executive branch" includes eacl. Executive agency (as de-
fined In section 105 of Title 5) and any ctthcr entity or adminis-
trative unit In the executive branch uniess such agency, entity, or
unit Is specifically Included In the coverage of title I or III of this
Act.
References In Text. The Federal Elec-
tion Campaign Act of 1971. referred to In
par. (4), is Pub.L. 92-225, Feb. 7, 072. 88
Scat, 3. For distribution of this Act to
the Code, see Short Title note net out ui
der eectlon 431 of Title 2, The Co igre ,
and Tables volume.
Titles I and Ill of this Act, referred to
in par. (11), mean T)tlea I anti Ill of
Pub.t.. U5-521, Oct, 26, 1975, 92 Stat- 1524,
the provisions of which are set out its
section 70t et seq. of Title 2, The Con-
gress. and In the Appendix to Tl le 28,
Judiciary and Judicial Procedure under
the heading ?'Juddelal Personnel Finnn-
cinl hisclosurn Requirenientm:"
Chance of Name. The Department of
Health, Education, and Welfare was re-
designated the Department of health ant
Human Servkes, rind the Secretary of
Health. Education, and A?eltnre or any
other official of the i)epartmeut of health,
Education, and Welfare was redesignated
the Sevretary or official, am appropriate.
of Health and Human Services, with any
reference to the Department of Health,
? 210. Out3lde earned income
Education, ar.d We]-are. th:' 5 'cretary of
Heni'h, F.ducat!nn, ,:nd Welfare. or any
official of the I:epartn,ent cf Healt:l, E;ai-
ucatiun, ar,d ;n any law- rifle.
r-g?tlation. certifk?ate, d:rectire, fr truc-
th n, or ...,her official pai,er in force on
th etfect!ve date of Pub.L. !:-3-59, as pre-
scrihed by s+ctioa 6 i nt Pub.L. 95-SS,
TWO .?I, Oct. 17 lfi7^, I. `tzar t.'')8. Ret out
a note under section 3401 of Titan ^0,
Ef'w.at)n;f, end to rFfor and a- -I-- to
the I)epartair!nt of Health and Nurnan
Servlres ur t,-.e Secretary rif Health and
IIuntan Serv!ces. respecttrely, except to
the extent auc> reference: is to a function
or office trar.:ferred to the Secretary of
Education or rise Department of Ednra-
tion under 11u4.1.. 9tS-E8. Title Ill. if Sol-
31)7. Oct. 17, 1979. 93 St,t. 6_17-r.91. See
sectlcn &.4I to 3447 and 35x3 of Title 20.
Leilmint1vo 111,;tory. For tesisiattve
history and pcrtrose of Pub.L. 95-;asl, see
1979 1:.S.Code Long. end Adm.Netrs. 1).
4210. See, also, 1'nh.L. t313-19, 19-9 G.9.
Code Cong. and Adze News, p. 144.
Except where the employee's agency or department shall have more
restrictive limitations on outside earned Income. all employees covered
by this title who are compensated at a ply grade In the Gereral Schedule
of grade 16 or above and who occupy nonjudiclal full-tine pcs'.tton3 ap-
pointment to which Is required to be made by the President, by end with
the advice and consent of the Senate, may not have In any calendar year
outside earned Income attributable to such calendar year which is In ex-
cess of 15 percent of their salary.
Referencex In Text. The General Legtatattve R!story. For le)rlaative
8chedu! , referred to in text, is met out history and pn, e oL 1'=tb.L. S - 21 see
as a note under mectiuu 33.32 of Title 5. 1974 U.S.Cule Cond. and Adre.News,, p.
Government Orgaulzatlon and Employees. 421d.
$ 211. Effective date
The provisions made by this title shall take eftcact on January 1. 1979.
and the reports tiled under section 201(d) on May In. 1979, s1n.11 include
information for calendar year 1978.
Lehtl.lative lfli.tory. For legislative 1f7R U.S.C')de C%n;t. anti Ada.::ewe, p
htmtory and purl)uxe of Pub.L. 95-521, see 4'-'Id.
?FFI
sec.
401. Eatr.Mishment
net M iii,ig'n
Ulrector.
.
F 402. Authority and
r
rnent of Director
(a) There Is
Office to be know
R
i
(b) There silo
Director (herein.,
ed by the Presidt
Short Title. For
39-521, Oct. ?21), 19;:
E. hies In Governs
se- flea 1 of Pub.!
note under section
Congress.
? 402. Authc
(a) The Dire,
Ot ice of Persor
policies related ?
and employees 0!
(1) deve
Managetnen
regulations
sonnet Man
the executi
procedures
statements
required by
(2) deve
agernent. In
tlons to be
Managemer
filets of ant
(3) mon
eial discios
employees -
sponsible t
statements
(4) cons
whether sit
filet of ant
action t, C
by such re
(6) mot
with any 1
mens eatw
t! (ti) late
the Office
ethical pro
P
fr~L
 THE
-t]i, arct?l,Lrlt:e Of c?.
-or the purpor:e of fi-
ection or def,.at of a
n through any-broad-
tising facility, direct
ial adtertisi:::;, such
e. an author, :ed po-
all clearly st:rte that
authorized j,o!itic;at
d by a candidate, an
or its a;ent..% shall
v such other p,;rso::s
:*tee;
)razed poiitic:.! coal_
fate the nam, of the
:hat the coulu:unlca-
te's coulmittet?.
mrrdmcnt. I'uo.7.. 05 ?tti desifi- re..1"tit In ratty hnnor:rriun, re r?ivc,l afr?r
ranted exi.,[iH prnvisio,ts a, aN,xv,? {:, ), Its - IJ er
8rd xdde?d snb.,r?,?a
Eff,?rtivt( LU of 1971) to g n1,11. 31. 1b71t.'
tiuu :,U_(b) of 1'ub.l.. fi-llient `,y.? Le~lelutho of I?'or Ir~ixL,
u f
that: The amettdtuer,ts mode. b1 sub(a?- history and Code purpose ul nd ub.1.. 9:r?lU, see
pr,n?i,i, d 1977 l7.3 Ccng. a Adnl?s,
cw
flora (a) if,) this section) soul! utinlc witty 4153. .N e u
1,.
tagazine to a caudi- 1 which it tt?as ieceilvc.d shalir be l disrgarde(le ciorP a~rtou the. ts calrretntned to the
on With such rand}- ' n:iar year in
e which escee-is the
r other purpo::~s. Time of aecepta"Ce of honorarltnn
(d' )?br purposes of
ded Pub.L. 94-283, an honoraria?.t sL:: paragraph (2) of subsection a
:)ered and amended that honorarium is received.
a note und treated as Seer ( ) of this section,
3 Slat. 1354, 1365. pied only in the year its which
Puh.L? 92-225 Title I}!,
er , tiua Title I. ? 112(2), Afay' Ii, 1? 323, former 9?f; 90 Stat'49-i3`S, as added Yub.L. 94-';S3,
-?ry. For tr?l;s!;tit.e Title V. ? 502(5), Dec- 211, 1977 a ?d amended F'ub.L, n;, _2 r
f Puh.l.. txt-1>;;, Title I, ? 105 9TStat. 1565, rentlntbered I'ub.1? 96-187,
Slid Ada,.Xca;, p? ~). Jan. S. 1950, 93 Stat. 1365.
197` 1
,.coon
prepared by orcaul.
Body uu guverut?eat
using record of Con.
h
aracertz ?dr as~ "for'I
intent Spending .,,]elk
repurt'.eg, d1Ne:08(i:e
requlreuteat elf thi.y
:14 of ails title where
ly etectiua, to puliti.
indbla, y or to any
Federal Eleetioa
al I.u, g Island Tax
Olnadttee, C.A.N.
isr r
all j? ftepenled, Perb.L. 9 6-187, Title I, ? 105(1),
, 1303
Start Jn11, 8, 1980, fy;j
Se( io
'
n I
uhi 9'
..,.'-225 Title III, 132'9,
as 11, 19:6.Ni. 9l-2hcl. Title 1,
.Izt Star, 494, set forth
,iuas re.~peetinr penr Iii prot?i-
e
i8 4211 1iful viularluns uofserc charge,, tvtth
I W.
this ehupter, wIt.,
}
- I'r viulnttons
?f the Federal F.lectiou
1971. (:uwpai);n Act of
Etfecth'e Irate of Ite1N?al, S,?(?tiun re.
pealed eff,~?tive in]-.u.151. 4,
of 9 IU.sn, (e section
3Ulls) I ub.i,. -
Approved For Release 2008/04/10: CIA-RDP86B00154R000100030001-3
t rnnc'tl of lhr Got-f!I-I'llIpIll Shall
accepted for ae tlal travel and suhsi tebrc (n
llotlllt
Spruse or an aide -SOn
and ht3 de to such p NMI. anQ e.r.ludilr -
paid or in('ttrred for any agents' ioc?s or cuintnis) forany ap-
pearanet. .,PfeC),? ss ion
or article: or any (2) 11011 'I's (not prohibited by paragraph (1) of this sec-
tion) aggregating more than $25 ,{cop in any calendar year.
I'a~?ruent of hoi,orarluin to charitable organizafto?s .Ieflnill,.a
lhl If all honoriri{tin
pyal t
abeo a person
I Quest to a cit.:r!ta111e or;;unizatiorl
str;a(h at li' re-
aritable or~r'iniza selected by ito o`rri i fruuul
i1 a li)t. ,,C
aler chrinns trutld,',1
not be treated. -oy i hr a;1 it pr rson. 5 or
that r? l~
anizatiolln"r./. Purposes of subsection a) o thi>; section, as ace;t!in
that l:o:: For l,uri~oses of this Sul),
11,111, the ,cent t
o Jg uu?ans Fan o1?ganization dewy;bed in SPCtii)11 176,C) of T;tl(,
Aggregate nmount received durlnR nay ceten.lar
(c) For purltos($ of detertuiuing the .., Trnr
rr,celved by a pt'rson during any calendar
could ant be cnnvirfe,t unless Ruccrn-
Inent 1'r-Wed that the
v[nlntions? if any, were
.
in fart kn .n i,tg rand q iliCul. lrnul+t r,nt
lit
od dc?hie,l du,' prueesa by Poet that tI cy.
h no cracihillb it nt;reom,.iit to intro-
du(e info evblent'e. then' being nu ygp;tr?
tutsee that ht?y would i:rlve obh,ined one
haul nth'r I
m
been i,,;r;..n..
Jury determ!ned.ntliatrtclemerttiof III;
lens satisfied beyond teavuul.ir dour ttte~tt
ti. t. '!'Dory. I .lat.1971. 4a:( r.?....._
--?
tenslon of credit by refittlated
Termination induxtries: re~ulntlons
ierouautic,r
and Trtu,,.f.?r ooff ((:,I aln F Beard tntuzNfe
fus,ctions, unrtlonn? All 1),.t. 21r II) q_, $tt,r. . 1)5
:A,I, 1 U{n ),
:leroaauticyot a rdaad (intier, of the Civil before t'~r
Were tcra,inated or tj4; 1,+1, el'Ye? tAe on .;r
ur Title 49, Tran,purtutlon a sr.?ctiun 1:,51 rf
-
. r~'?~,i. L~ ~`r",'(.~'~. T~.1'~.A-e'ai'_"?.Y'a~~.~w~.'~~:.:.I.^A?M]S4F!^d~Tt1l~?Y~..d~i9[T
s[t._'Z]'-4.w=.: 4.+i?"_~IY!~.Ji.:. .1'=.'La'.~T
Approved For Release 2008/04/10: CIA-RDP86BOO154R000100030001-3
 } .F c'..r :_ ?..?, v r: ``-' .^.Yt' - '. x-?`L^s.r T.? ?y ::,n yr?.'+, F ? ~,, ,?,.~,,.ti..:}"ti: sw; .. -,.~: ~'?,.e.. ,_~__.t t?-Z~.r,. ~.?.l. if'?Cv3~ ~.
Approved For Release 2008/04/10: CIA-RDP86B00154R000100030001-3
Executive Order 11222
PRESCRID1t4?G STANDARDS OF ETHICAL CONDUCT FOR GOVERNMENT
OFFICERS AND EMPLOYEES
By virtue of tllc. nuth~rity ;estc~.l i:: me by .Se .ion -",I of Title 3 of
the T.iniled Statrs ('ode, said '1" "??eside:lt-
hereby of the Gutted rates, it is
01(lorecl as fol}o~t's:
I'al;r I-Prig rc
SF;(;rrcl', 1+11. ' lIelr. l;ot it unseat is },ased on the
governed, et ery citiz(n is enti}: led c
governed, of his (r r
to ll:;t coinI)lete co Eidfenen t ce i of n the
the
J t ~,c,vernmeat. I?:Ie,l individual officer, employee, or
:tdvisci of governnlellt must help to earn :a:nl must honor that trust by
Lis own integrity and conduct iii nil official actions.
Parr ? I-Sra.~ u.u:rs OF CONDUCT
Sf-, TION 201. (a) Except in accvrd:tnce- with regulations issued pur-
suant to subscectlon (b) of this section, no employee shall solicit or
accept, (hl?eclly or illdlirectly, any gift, gratuity, favor, entertainment,
loan, or any other thing (lf 1norletar . tali L,, from any'person,'corpora-
tion, or group trllich--
(1) has, or is seeking to obtain. contractual or other business or
financial rehat.ion5111ps wit h his agency;
(2) conducts operations or activities which are regulated by his
agency; o:?
(3) has interests "Belt may be substantially attested by h
t e p er-
foniaance Cif rlonper?fot?ntlllce of his official duty.
(b) Agency heads are authorized to issue regulations, coordinated
and approved by the Ci t it Sort ice Commission, intltlementilig
provisrolts of slllsrcl ion (a) of this section and to provide for such ethe
ceptions therein as may be necessary and appropriate in view of the
x-
nature of their agency s work and the duties and responsibilities of
their employees. For exatnl;le, it may be appropriate to provide excep-
tions (1) go-e> wing obvious family or pers~lnal relationships where
the circumstances make it clear that it is those relationships rather
than the business of the persons concerned %N-hich. are the motivatiitg
factors-- the cltcarest illustration being the parents, children or spouses
of federal employees; (2) l)ernlitting aece,ttance of food and refresl.-
nients available in the ordinary conr_e of a luncheon or dinner or other
fleeting or on inspection tours where an employee may properly be iit.
attendance; or (:;) permitting accept:trtce of loans from banks or other
financial it-stitut ions on customary terms to finance proper arid usual
aci.ivities of employees, sil,?!t as borne most tge loans. '..'his section
shall be eit?ective upon issuance of such regulatiol.s.
(c) It is the intent of this sera ion that. employees at-oid any action,
whet het? or not. specific :illy p--ohibit.?ti by sn+scc !.ion (a), which might
result, in, or create the appearance of (1) using lntblie office for private gain;
(2) giving prefervillial 11-vatnlei;t to any or-rgarrization or person;
(3) impeding ~overru~trnt ethic ie~tcv of economy-
Approved For Release 2008/04/10: CIA-RDP86B00154R000100030001-3
 ?
'`ri 1/-?Y?., ^NNI UVGU I VI
~'4.'y't,r'+`ti ~2'- ~ ~ :?nt
~ ~ ~L M= t
~
~
I\GIGQJG GUVU/VY/ Iu L,Ir-I\Vr UVUVU IJYI\uuu IUUUJVVU I-J -==;ri- -~. r
-
. ,~, syy~.. -"S,'Y-,
:
s
.
~ "dt La .a~a>~:+o.'.v+f.~
y:lt~-p:.v.~Y?~?~?"x- Y ~~
}r-~~.~'
'
~C
~
S
~~r~5 1Kj-;~,t'"`T_ i~ ~':
~..~.,,
.
jyp~\-
-y yia,.,.-~ -' _--s~
_
~
~
-
y
._
T
~
.
'...v~
"r"'~"' T
." id._ZitlR~OA.Mif4M"-~S~
?ir~dsfi?.i7.~?
~.~i.a ? ?r
e;v
(4) lotii!'a c(;orpleie inde};en lenl e or iluparoalIt y of action;
(5) tucking a govrrlcruent decision outsid ofih ial channels; or
(G) r,f?c: ting adversely the confidcnue of the public in tine integriity
of the Government.
SEC. 202. An. employee shall not engage in any nutslde employnrent,
including i ':ichiIlg, lecturing, or writing, which 1?liglit? result in a
conflict, or an apparent conflict, between the private interests of the
enipl(iyee and his official government. (1 tie.; and responsibilities, a]-
though 'simell teaching, and' wl'lting by enlpluvees are gen-
erally to be eneoll raged so long. as the laws, the ],rovisloll: of this
order, and Civil i`i'I'1'i1'e C
onA llissloll anti:1gency 1'egtllatlolisCoVM111:-,
conflict of inte,?e.t and outside eiuplo; :llrnt are oil erv. d.
Sias. ~'tf:;. 1?niflloyces relay not. (a) have direct or indilrct fill.
ulci'1]
interests that conflict substantially, or apl,car to conflict subst:rlltially,
with their responsibilities ::n(l duties as Federal employees, or (b)
engage in, directly or intiirertly, lnancial ti'aiisacrions as :l re ult of,
or primarily' relying ulnl, informal ion :~litained through their elu-
ployment. Aside fl'olli these restrictions, el,ldoyees are flee to engage
in lawful financial transactions to t11,~ same extent as private cite;:e11s.
Agencies may. however. further restrict sm.-11 f ralr:act;ons in the liglit
of the special cilcurnstatees of their individual Missions.
SEC. 204. An eniplovee shall not. use !~'ederal property of any kind
for other than officially approved activities. ;le must, prefect- and
conserve all Federal property, including eciltiplneut amid snpplie , en-
trusted or issued to him.
SEc. 205. An employee. shall not directly or indirectly hake use of,
or pei-init. others to lnal,e use of, for the pi!rpose of furthering a private
interest., official information not made available to the. general public.
Ste':. 206. An employee is expected to meet all just financial obliga-
tions, especially those-such as Federal, State, or local taxes--which
are imposed by law.
PART III-STA\DARD3 OF E T111CAL CONDTCT FOR SPECIAL GOVERNMENT
EMPLOYLES
SECTION 301. This part applies to all "spec.ial Government em-
ployees" as defined in Section 302 of Title IS of the United States
Code, who are employed in the Executive Branch.
SEC. 302. A consultant, adviser or other special Government em-
ployee must refrain from any use of his public office which is motivated
by, or gives the appearance of being motivated by, the desire for
private fain for himself or other persons, including particularly t.hosee
with whorl he has family, business, or financial ties.
SEC. 303. A consultant, adviser, or other special Government em-
ployee shall not use any inside information obtained as a result of
his government service for private personal gain, either by direct
action on his part or by counsel, recomrncndations or suggestions to
others, including particularly those with v: hone he has faultily, business,
or financial ties.
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1:A- 1122;: Title 3-Chapter li E.O. 11222
SEC. 04. An adviser. cotisulca
ldoJ lit, o:' (it}l~r ~l;t(ial Government nIu-
ee shall not, Ilseit his positron in ;illy, w!!y to
r:(!:ir:lll('e of i't)erce, or give the
::111)ther pro" It, l)!'.)? 4' ally t111:1nCial }lpileat
to him or pt';sons LL'It h Yi 1'0111 he i::
4 t; or titlanctai ties.
S;:('. Aim 'Itli t'l)li~llltar; or (,? ~.,
111oyee "Judi, not rvct'.ICe t)1' . hll( tt.c a ?(1rl:;t (T0vc Ii:ilellt em-
l it Iron persons ha`: ITI2 `,mitt;S 'vitli
1is ;l r'll,
,y ;t111'111I11~ Ol vnliit a a
himself s of pei:son-. Lyitll wholll lie h:t;'if:itttclty. bu il:e faviv
rian for
ties t-iilu enll)loyecl be or i the 1 overnment or in with the cc;:nection
gov('rnlilt`tlt. ttitll his "cork
81.x. ;10c1!1-*y shall, at. tl!c'? time o
(.)I.
SUIt:Ult, adviser, or other special Goveri)in itt f e el~nplt)t'ee er't re or a Coll-
sul)i~ly it with a stafelneut of all ")the ., ;t , pluy- a re(lttire hitn
shall list the n:lnies of all the corp,latinns` rol)!l,auic_, three-,t Stale. or
local governmental organizat loll research olgal
:
tional or other itlstii tttiolts in %rliicil lie is crt-in;_islem.plovice, Oilieer,
nteiltbet', (V1i(`1' direc'tor, trcc, ;ttlylset.Ot' Oil)
, , , , l. , I l t. 111 addition?
it Mud! list such Other ti-:a.uei;tl information as the appointing depart-
nlent or a encY shall decide is retcyalit in the li lit of the unties the
alllluiuice is to perforni? 7'h" u)lulilitet :it; l,,
glared to reveal precise anioiitlt (ifint'esanlcut?- i Ilel~aatvmclltbshali
be kept current throughout the period during y,-(ticlt time employee is ol).
the f iovernme)it rolls. "
YAi:T IV-RE.l'Ou:T'ixl, OF FINANCIAL INTERESTS
SECTION 401. (a) Not. later than ninety clays .after the. (late of this
order, the head of each af;t-nc%?. each Prelt'r?:ial appoitlt(?e in the
Executive Odice of the Presid(?tlt who is not subor(linate to the head
of an agency in that Office, and each full-till.-e inea:}.)er of a committee,
board, or conuuission aJ- pointed by the Presi(ient.shall submit to the
Chairman of the Civil Service Coll] III issiott a statement containing the
following:
(1) A list, of the Ilan!" of all corporations, companies, firms, o
other business enterprises. Partnerships, nonprofit organizations, and'
educationtd or other institutions-
(A) with ti'hich he is connected is all ell!plocce, officer, owner,
director, trustee, l)art.ner adviser,, or consult:ua : or
(13) in which he has any, colainuing financial interests, through
a pension or ret ireiuent plan, shared inc om e, of ut l:r`rit ice, as a result of
any current or prior eniploynn?nt or business or professional as'_socia-
tier; or
(C) in which hl` has any Iili:ulcial lute: e t I i o!; ;li the ownership of
stocks, bonds. ' It. of her 'ecurit ie5.
(2) A list of time Harm's of his creditor.;, other 'haul those to whom
Ile Tnay be iiukl' ed by .
1'(';nO.1 Ot a iltOt'Irra,e Ut: (~1'Opei't which he
or?cupic5 us a pc):.lntl 1'esitleil+?e or to whom he 1)i:ty lie ilulehted for
t nrrcut. gull Ordinary hots..