B. 18 U.S.C. & 79S

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CIA-RDP94B00280R001200140016-4
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i1^ti - '~ ..+.~* :Y .Y?`iC~.~F'F'~!ii.YP'~~1Y1~~. ~:J.`.}.....+1~:31..L`'blw~'"/_ Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4 COLUMBIA LAW REVIEtt7 [Vol. "13:929 sweeping restraints on revelation may therefore have been regarded as ap- propriate. B. 18 U.S.C. ? 798 Ambiguities do not cloud the relevance of section 798 to the coverage of the Espionage Act of. 191.7.'70 This provision was enacted in 1950, virtually contemporaneously with 793(d) and (e), to cover cryptographic information, material surely at the heart of the "related to the national defense" concep- tion.-Ill Explicit assumptions were made as to the coverage of 793 and 794. Section 798 makes criminal knowingly and willfully communicating, trans- mitting, furnishing or publishing classified information concerning: 1) the "nature, preparation, or use of any" code, cipher' or cryptographic system "of the United States or any foreign government" ; 2) the construction, use, maintenance or repair of any device used, or planned to be used for crypto- graphic intelligence purposes; 3) the communication intelligence activities of the United States or any foreign government ; and. l) information obtained by processes of communications intelligence from any foreign government. knowing the same to have been obtained by such processes s7_ 370. Congress inadvertently enacted two provisions codified as 18 U.S.C. ? 793. 371. Section 798 was enacted about four months prior to the enactment of 793(d) and (e) in the Internal Security Act of 1950. hlo\vever. the bill was introduced. reported, and debated in the same period as 793(d) and (e) were making their way through the legislative process. 372. The full statute provides: $ 798. Disclosure of Classified Information (a) Whoever knowingly and willfully communicates, furnishes, transmits. or otherwise makes available to an unauthorized person. or publishes, or uses in any manner prejudicial to the safety or interest of the United States or for the benefit of any foreign government to the detriment of the United States any classified information- (1) concerning the nature, preparation, or use of any code, cipher, or cryptographic system of the United States or any `oreign government ; or (2) concerning the design, construction. use. maintenance, or repair of any device, apparatus, or appliance used or prepared or planned for use by the United States or any foreign government for ci yp oi-,raphic or communication intelligence purposes : or (3) concerning the communication intelligence activities of the United States or any foreign government : or (4) obtained by the processes of communication intelligence from the comntunications of any foreign government, know; ing the same to have been obtained by such processes- Shall be fined not more than $10,000 or imprisoned not more than ten years, or both. (b) As used in subsection (a) of this section- The term "classified information" means information which, at the time of a violation of this section, is, for reasons of national security, specifically desig- nated by a United States Government Agency for limited or restricted dis- semination or distribution; The terms "code," "cipher," and "cryptographic system" include in their meanings, in addition to their usual meanings, any method of secret writing and any mechanical or electrical device or method used for the purpose of dis- guising or concealing the contents, significance, or meanings of communications: Although a few judicial gloss, compa draftsmanslh!ip.3.3 Firs occurs on knowing er tional requirement tit foreign motives. Secot prohibition is intende. in defining what cryl stantially mitigated. classification an eleme One significant q of improper classifica "which . . . is, for r United States Govert for classification, the the discretion to cla phrase would be to than national securit Orders authorizing t Reports state: [t]he classification is a quo weigh heavily this in persons acting or pt ntent. agency, burea front such comuntni (a) of this section, with other espionage c crtrity at 141 (1955). Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4 ;arced as ap- ie coverage of 19.50, virtually c information, ;ease" eonep- 793 and 794. nicating, trans- rning: 1) the hic system "of struction, use, ;ed for crypto- ?ence activities nation obtained n government, C. ? 793. tment of 793(d) oduced, reported. way through the s, transmits, s, or uses in es or for the I States any le, cipher, or government ; or repair of or use by the )nimunication tf the United ice from the to have been the time of a ifically desig- estricted dis- lude in their t writing, and rpose of dis- nmunications ; ESPIONAGE STATUTES 1065 Although a few questions arise under this statute that has yet to receive judicial gloss, compared to sections 793 and 794 it is a [Hot]el of precise draftsmanship. '73 First, the statute and its history make evident that violation occurs on knowing engagement in the proscribed conduct, without any addi- tional requirement that the violator be animated by anti-American or pro- foreign motives. Second, the use of the term "publishes" makes clear that the prohibition is intended to bar public speech. Third., the inevitable vagueness in defining what cryptographic information is subject to restriction is sub- stantially mitigated, although perhaps at the cost of overbreadth, by making classification an element of the offense. One significant question left open tinder 798 is whether there is a defense of improper classification. Classified information is statutorily defined as that "which . . . is, for reasons of :national security, specifically designated by a United States Government Agency for limited or restricted dissemination or distribution." If "for reasons of national security" referred simply to the motive for classification, then no defense would be appropriate on the grounds that the discretion to classify was improperly exercised. The only effect of the phrase would be to make clear that information classified for reasons other than national security, and thus improperly classified under the Executive Orders authorizing the classification program. was not within the scope of 798. On the other hand, both the Senate and House Judiciary Committee Reports state: [t]he bill specifies that the classification must be in fact in the interests of national security."a'' This suggests that the appropriateness of the classification is a question of fact for the jury. Presumabi V. the courts ~, onld weigh heavily this indication of legislative intent, particularly since the result- The terns "foreign government" includes in its meaning any person or persons acting or purporting to act for or on behalf of any faction, party, depart- ment, agency, bureau, or military force of or within a foreign country, or for or on behalf of any government or any person or persons purporting to act as a government within a foreign country, whether or not such government is recog- nized by the United States; The term "communication intelligence" means all procedures and methods used in the interception of communications and the obtaining of information from such communications by other than the intended recipients; The tern[ "unauthorized person" means any person who, or agency which, is not authorized to receive information of the categories set forth in subsection (a) of this section, by the President. or by the head of a department or agency of the United States Government which is expressly designated by the President to engage in communication intelligence activities for the United States. (c) Nothing in this section shall prohibit the furnishing, upon lawful demand, of information to any regularly constituted corm ittec of the Senate or House of Representatives of the United States of America, or joint committee thereof. 18 U.S.C. ? 798 (1970). 373. There has been at least one prosecution which ended in a guilty [?lea As is true with other espionage cases, covert transmission to an agent of a orunn government was involved,,;Scc Hcnrinrts on ResohUion to Establish Cu;ttu:tssion on C1 ernNin'nI Sc- curit\' at 141 (1955). 374. S. Rer. No. 111. 31st Cong. Ist Scss., at 3 (1949), I-I.R, a.-P. No. 1895, 81st Cong., 2d Sess., at 3 (1950) (emphasis added). Approved For Release 2009/03/23: CIA-RDP94BOO28OR001200140016-4 r, ,.-.--._,^> , ,Rx_?; Approved For Release 2009/03/23: CIA-RDP94BOO28OR001200140016-4 ? 1066 COLUMBIA LAJV REVIEW [Vol. 73:929 ing interpretation of 798 v. ould accord with the position of 793 and 794 on this question .375 \Vhether, as a matter of sound policy, improper classification should be a defense is a difficult judgment to make. The principal argument against it is the familiar one, rejected in 793 and 794. that the 6uyernment may have to reveal too much in refuting the claim of improper classification.'''' It may be that cryptographic techniques would be rendered especially vulnerable if the Government was required to demonstrate why particular information must be classified. The countervailing consideration is, of course, the fact routinely accepted in all quarters that the Executive branch abuses the power of classift- cation. To give the Executive unreviewahle power to invoke a prohibition on the communications of everyone, even as to a relatively narrow category of information, seems to be of doubtful wisdom. ' The conclusion that the legislative history would support a defense of improper classification' is an important one in assessing the reasons why Con- gress, despite the 1917 Act, thought section 798 was necessary. Under the 1917 Act, the Government must prove defense-relatedness as an element of its case, and such a demonstration may itself significantly compromise Govern- ment secrecy. Prohibitions on disclosure of classified information as such, with no defense of improper classification, do not put the Government to this counterproductive burden of proof. Apparent!}, however, the committees did not intend to relieve the Government of this burden in prosecutions under section 798, and thus elimination of this problem for the Government under the 1917 Act cannot have been what moved Congress to adopt section 798. Instead, the passage of section 798 reflects other significant congressional assumptions about the limited scope of the Espionage Act of 1917. In addition, section 798 also evidences strong concern for freedom of the press at virtually the same time Congress was revising subsection 1(d) of the 1917 Act into the present subsections 793(d) and (e). Information about cryptographic processes would clearly meet the test of "information relating to the national defense" within the meaning of the 1917 Act. Thus, the failure of the earlier Act to cover publication of code information must have been regarded as resulting from other limits in its scope. The legislative history of the cryptography- provision strongly suggests that Congress and the Executive believed general publication of comm nlica- tions intelligence information would fail to meet the "intent or reason to be- lieve that the information [communicated, obtained, copied, etc.] is to be used 375. Compare Scarbeck v. United States. 317 F.2d 546 (D.C. Cir. 1962). refusing to hear a defense of improper classification under 50 U.S.C. ? 783(b) which bars govern- ment employees from knowingly giving "information of a kind which shall have been classified by the President . . as affecting the security of the United States" to agents of foreign governments or Communist party members or organizations. 376. See text accompanying note 124 supra. WO ~ 1973] to the injury of the U required by the 1917 1917 "protect[ed] thi: on to state that under kind can be penalizes revelation did so with Report concluded: The present willful publicatiot tion affecting Ut and all direct info The committees clear' by 793 and that "reve the United States. TI culpability standard a cation to the enemy i of injury to the Unite tion may be different. The enactment o the culpability stand. Passage of a special s from "knowing and v derstanding of subsec ing of section 1(d) i. the passage of 798 i either as applicable of the restrictive Espio fully," or as reaching entitled to receive it" out force. Thus, secti 377. H.R. REP. No. Cong.. 1st Sess., at 2 (19. 378. Id. 379. H. R. REP. ito. 380. Both Committe prohibit former goverm quired during public serf As the matter our cryptographic s rnunication intelliger judgment of nunler persons who acquire their duties. Most o~ and are not now pro to the security of personal gain and o, information within H.R. REP. No. 1895 at 2' Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4 Vol. 73:929 and 794 on should be a against it is hay have to 6 It may be erablc if the tion must be tct routinely r of classifi prohibition ON.., category defense of is why Con- Under the i element of use Govern- on IS such. vcrnment to committees utions under ment under section 798. :ongressional In addition, s at virtually Act into the feet the test aping of the tion of code limits in its gly suggests connnunica- ?eason to be- is to be used ). refusing to i bars govern- !all have been ties" to agents Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4 1973] to the injury of the United States, or to the advantage of any foreign t ation" required by'the 1917 Act. Both committees noted that the Espionage Act of 1917 "Protect[ed] this information, but only in a limited way."377 They went on to state that tinder the Act "unauthorized revelation of information of this kind can be penalized only if it can be proved that the person making the revelation did so with an intent to injure the United States."a78 The House Report concluded: The present bill is designed to protect against knowing and willful publication or any other revelation of a?i Important informa- tion affecting United States communication intelligence operations and all direct information about all United States codes and ciphers.379 The committees clearly. assumed that cryptographic information was covered by 793 and that "revelation" of it was proscribed, if done with intent to injure the United States. Thus, the committees must have interpreted the 1917 Act's culpability standard as tantamount to a purpose requirement, since communi- cation to the enemy is implicit in general publication, and therefore knowledge of injury to the United States can be assumed although the purpose of publica- tion may be, different. The enactment of section 798 accordingly supports our understanding of the culpability standards of section 794 and subsections 793(a) and (b). Passage of a special statute to protect communications intelligence information from "knowing and willful publication" also reflects a reasonably narrow un- derstanding of subsection 1(d) of the 1917 Act. The committees' understand- ing of section 1(d) is entirely speculative. About all that can be said is that the passage of 798 is consistent with a narrow reading of subsection 1(d), either as applicable only to current government en,ployees,38U or as embodying the restrictive Espionage Act culpability standard through the word "will- fully," or as reaching communications but not publication, or because the "not entitled to receive it" phrase had never been implemented, leaving 1(d) with- out force. Thus, section 798 is consistent with our conclusion that Congress 377. H.R. REP. No. 1895, 81st Cong., 2d Sess., at 2 (1950) ; S. REP. No. 111, 81st Cong., 1st Sess., at 2 (1949). 378. Id. 379. H.R. REP. No. 1895, 81st Cong., 2d Sess., at 2 (1950). 380. Both Committees assumed that nothing in the Espionage Act of 1917 would prohibit former government employees from disclosing cryptographic information ac- quired during public service: As the matter now stands, prevention of the disclosure of information of our cryptographic systems, exclusive of State Department codes, and of coin- munication intelligence activities rests solely on the discretion, loyalty, and good judgment of numerous individuals. During the recent war, there were many persons who acquired some information covered by this bill in the course of their duties. Most of these individuals are no longer connected with the services and are not now prohibited from making disclosures which can be most damaging to the security of the United States. They are subject to the temptations of personal gain and of publicity in making sensational disclosures of the personal information within the purview of'this act. H.R. REP. No. 1895 at 2; S. REP. No. 111 at 2. i 'k ~ ~` *3:-~"~'Td .+.. ~.1:%'~'.% n,~ga'f Ay-.???'~"'.~'7".j~+.a2 ?v'nl'Ya * 5 3q` -~ ~`"~''z';~?~~-r 4,,ka T ApproveRelease 2009/03/23 :CIA-RDP94B00280R001200140016-4 .. ~?:r rtiinl~t~.,cC+T t`.d~3~~:~:;i.+~:'~"i,.c ~y+Y::-.>. 'vnT?.`33: ''h.:. _~', .~.i-^ - Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4 T I s 1068 COLUMBIA LAID REVIEW 7 V l [ o . 3:929 did not understand subsection I (d) to accomplish broad prohibitions on any and all communications of defense information to persons out of the line of Executive authority. Section 798 is also an interesting example of Congress' approach to pub- lication controls at the time of the revision of subsection 1(d). It represents a conscious narrowing by Congress of sweeping proposals to criminalize dis- closure of defense information. What Congress refused to do in 798 is as important as what it did do. The Joint Congressional Committee for the Investigation of the Attack on Pearl Harbor had urged Congress to prohibit revelation of any classified information ;341 however, the House Judiciary Committee rejected such an extensive prohibition on publication. Section 798, the committee said, "is an attempt to provide just such legislation for only a small category of classified matter, a category which is both vital and vulnerable to an almost unique degree."3S2 Even with respect to the narrow category of cryptographic 'information, section 798 represents a conscious narrowing of suggested coverage. The initial proposal, according to the committee, would have penalized the "revelation or publication, not only of direct information about United States codes and ciphers themselves but of information trans- mitted in United States codes and ciphers. "3'3 Such a measure would have prohibited the publication of a great number of military and diplomatic dis- patches sent by the Government to its overseas posts. The committee, however, reported out a bill that covered only information from foreign governments intercepted by cryptographic techniques. In the words of the Committee: Under the bill as now drafted there is no penalty for publishing the contents of United States Government communications (except. of, course, those which reveal information in the categories directly protected by the bill itself). Even the texts of curled Government messages can be published without penalty as far as this bill is con- cerned, whether released for such publication by cite authority of a Government department or passed out without authority or against orders by personnel of a department. In the latter ca.;e, of course, the Government personnel involved might. be subject to punishment by administrative action but not, it is noted, under the provisions of this .bi11.384 381. The Report of the Joint Committee urged: Based on the evidence in the Committee's record, the following recommendations are respectfully submitted: . That effective steps be taken to insure that statutory or other restrictions do not operate to the benefit of an enemy or other ?forces inimical to the Nation's security and to the handicap of our own intel- ligence agencies. With this in Inind, the Congress should give serious study, to, among other things,... to legislation designed to prevent unauthorized. sketching. photographing, and mapping of military and iiaval reservations in peacetime: and to legislation fully protecting the security of classified matter. REPORT OF TFIE JOINT COMMITTEE ON THE INVESTIGATION. OF TILE PEARL, HARBOR ATTACK, S. Doc: No. 244; 79.th?Cong., 2d Sess. 252-531 (1946). 382. H.R. REP. No. 1895. 81st Cong., 2d Sess., at 2 (1950). 383. Id. The proposals referred to were S. 805, 79th Cong.; S.'1019, 80th Cong.; S.'2680, 80th Cong. 384. Id. SY -'yt " 66 Jas..:;". 1 ROM Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4 1973] With the bill l and with concern i mittee, it is no woo ciety of Newspaper and the Senate wit Is it likely th concern for the va telligence informati information--and to accomplish swe related to the nati operating on entire months later, subs gress' evident con the legislative host controls on public C. The PTrotogra 781 Section 797 o. material whether c Section 797's pro] making of any "p representation" of designation by the gemination of info rized by appropria punishable by one 385. Sec remarks 386. 96 LONG. RE. 387. The Senate proposed out of fear tions intelligence info adequate in this panic way the free dissemin 95 COND. REC. 2774-75 388. 18 U.S.C. ? i (a) Wlienev certai;i vital milit against the gene unlawful to mak representation of first obtaining p post, camp, or s separate military submitting the p for censorship or (b) Whoev imprisoned not Approved For Release 2009/03/23: CIA RDP94B0028OR00 200140016-4 ,;,, ,, ,9 [Vol. 73:929 roach to pub- iminalize dis- in 798 is as ittee for the ss to prohibit use Judiciary . Section 798, ion for only a nd vulnerable v category of narrowing of tmittee, would ct information nation trans- e would have liplomatic dis- ittee, however, ommittee: iblishing (except. s directly vernment ill is con- ority of a r against hment by visions of insure that my or other s study to, 1973] With the bill limited to a narrow category of highly sensitive information, and with concern for public speech having been thus respected by the com- mittee, it is no wonder that section 798 was supported by the American So- ciety of Newspaper Editors.-185 The House passed the bill without debate,186 and the Senate with virtually none 187 Is it likely that Congress could have contemporaneously evidenced such concern for the values of public debate in the' context of communications in- telligence information-surely among the most sensitive categories of defense information--and at the same time intended subsections 793(d) and (e) to accomplish sweeping controls on all communications of any information related to the national defense? It is possible. of course, that Congress was operating on entirely inconsistent premises in adopting section 798 and, four months later, subsections 793(d) and (e). We believe, however, that Con- gress' evident concern in narrowing section 798 supports the statements in the legislative history of subsections 793(d) and (e) that indicate sweeping controls on public speech about defense matters were not intended. C. The. Photographic Statutes: 18 U.S.C. ?? 795, 797 and 50 U.S.C. App. 781 Section 797 of Title IS expressly proscribes publication of a category of material whether or not undertaken with intent to injure the United States. Section 797's prohibition is derived from section 795 which prohibits the making of any "photograph, sketch, picture, drawing, map, or geographical representation" of "vital military installations or equipment," following their designation by the President "as requiring protection against the general dis- semination of information relative thereto." unless the duplication is autho- rized by appropriate authority and submitted for censorship.388 The offense is punishable by one year's imprisonment. Section 797 implements section 795 385. See remarks of Senator Hunt, 95 Coxc. REC. 2774 (1949). 386. 96 CONG. Rec. 6082 (1950). 387. The Senate debates on 798 add little. Senator Hunt explained the bill was proposed out of fear that persons no longer in the government might reveal communica- tions intelligence information "for personal gain," and because "the present laws are not adequate in this particular respect." He emphasized that the bill "would not control in any way the free dissemination of information which might be transmitted in code or cipher." 95 Co.-,r,. RFc. 2774-75 (1949). 388. 18 U.S.C. ? 795 (1970). Section 795 provides: (a) Whenever, in the interests of national defense, the President defines certain vital military and naval installations or equipment as requiring protection against the general dissemination of information relative thereto, it shall he unlawful to make any photog:,ph, sketch, picture, drawing, :nap, or graphical representation of such vital rulirarv and naval installations or equipment v; iti out first obtaining permission of the commanding officer of the military or naval post, camp, or station, or naval vessels, military and naval aircraft, and any separate military or naval command concerned, or higher authority, and promptly submitting the product obtained to such commanding officer or higher authority for censorship or such other action as he may deem necessary. (b) Whoever violates this section shall he fined not more than $1,000 or imprisoned not more than one year, or both. Approved For Release 2009/03/23: CIA-RDP94B0028OR001200140016-4