CASE STUDY OPERATION LEMON AID

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Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP02T06251R000600010001-7
Release Decision: 
RIFPUB
Original Classification: 
C
Document Page Count: 
63
Document Creation Date: 
January 4, 2017
Document Release Date: 
March 26, 2008
Sequence Number: 
1
Case Number: 
Publication Date: 
October 25, 1979
Content Type: 
PAPER
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Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 ~NTEI CASE STUDY OPERATION LEMON AID FBI review completed CONFIDENTIAL Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 This paper details a variety of counter- intelligence resources, methodologies, techniques and/or procedures considered sufficiently sensitive to warrant "Secret" classifications; however, the majority were declassified for evidentiary. purposes in legal proceedings against the subjects of this case and therefore are presented herein as unclassified. Sensitive counter- intelligence sources and methods not previously declassified and addressed herein are classified "Confidential" as is the overall classification of this paper. Date of issue: October 25, 1979 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 The May 20, 1978, arrest of two employees of the United Nations Secretariat, both Soviet nationals, in Woodbridge, New Jersey, and their subsequent conviction on charges of violating the espionage statutes of the United States have been the topics of extensive news media reportings. Even the Soviet press, usually silent when it comes to any allegations of wrongdoing by its citizens abroad, was compelled to present its view of this obviously embarrassing situation to its readers. The November 15, 1978, issue of Literaturnaya Gazeta, in a lengthy article on "FBI 'Anti-Soviet Provocations' Aimed at Harming Relations," asserted that Comrades Enger and Chernyayev were the victims of an FBI act of provocation, code named "Operation Lemonade (sic)." Under the by-line of the publication's New York correspondent, I. Andronov, and subtitled "Crooks Under the FBI's Coat of Arms," the article declared that the staging of this case was "an act of flagrant tyranny -- incompatible with universally recognized international norms and normal relations between states," and built upon fabricated evidence and perjury from witnesses. Predictably, the Soviet news article failed to document its charges. (U) Background Operation Lemon Aid, an induced double agent operation, was conceived, controlled and concluded as a cooperative counterintelligence effort b the FBI and the U. S. Naval Investigative Service (NISy). Conceptually, the operation was designed.to assess the potential agent "spotting" cabability of crew members serving on Soviet cruise liners calling at the Port of New York; to determine whether a potential agent recruit, once spotted, would be developed and operated by intelligence personnel serving aboard Soviet ships or by those based in a legal Rezidency; and, upon resolution of the spotting, developing and operating issues, to effect optimal countermeasures. (C) FBI review completed Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 CONFIDENTIAL A consensus was reached amongst operational planners that a U. S. military "volunteer," sufficiently backstopped as to motivation and informational access, would be the most attractive bait to offer in furtherance of the predetermined objectives. In addition, and because a Soviet cruise vessel had been selected as the initial target environment, the operational planners. agreed that a U. S. Navy officer playing the role of a"volunteer" could best relate to the ship's crew members in offering his services to Soviet intelligence. The NIS thereupon identified a U. S. Navy Lieutenant Commander, who possessed a "Top Secret" clearance in connection with his military contract review duties, as a likely. candidate to meet these operational requirements and his candidacy held up during subsequent screening processes. Thus, the U. S. Navy officer, who later became known to his Soviet principals simply as "Ed" (and for purposes of this paper will be so identified), was selected and readied for a stint as an "agent provocateur" in this induced cvunterintel].i. encP operation. (U) CONFIDENTIAL -2- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Operational Staging Pursuant to his controllers' instructions, Ed purchased a cruise ticket on July 7, 1977, from the March Shipping Passenger Services, Inc., New York, for the sailing of the Soviet liner, "Kazakhstan," on August 13, 1977, from New York to Bermuda, returning on August 20, 1977. He was then provided a "cover story" for his family and co-workers, i.e., during the period August 13-20, 1977, he would be in Detroit, Michigan, to negotiate a Navy contract with a private industrial firm; and an emergency point of contact (an NIS representative) in Bermuda. About mid-afternoon on August 13th, Ed boarded the "Kazakhstan" and the operational stage was set. (U) Kazakhstan (U) On coming aboard, Ed and the other passengers were directed to stand under an arch bearing the ship's name and photographed by the ship's photographer. He was then assigned to stateroom 2026, where he found a brief CONFIDENTIAL -3- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 biographic questionnaire to be completed by him and returned to the Purser's office. Since the ship's cruise director immediately began imploring the passengers to promptly return the completed questionnaires, and such appeals continued over the loudspeaker right up to departure time, Ed provided his true name, date and place of birth, and residence; but falsely noted that he was self-employed. (U) Immediately following the ship's departure from New York, Ed attended a "get acquainted mixer" in the lounge and was sought out by a couple who appeared to be Americans and who began asking questions about his background and employment. Ed was quite evasive in responding to their queries and, when the male conversationist bluntly asserted "You look military," tactfully excused himself from their presence without making a reply. He made a point of avoiding the couple for the remainder of the cruise, but 'did observe the male individual engaging other passengers in similar conversations and speaking with ship's officers. The cruise was otherwise uneventful, since the Soviet nationals- aboard generally were segregated from other passengers, and the ship's-officers and crew did not mix or socialize with foreign passengers. Ed did not participate in the Soviet-organized tours in Bermuda; instead, he made some independent sightseeing trips there. (U) The "Kazakhstan" arrived in New York from Bermuda at 8:30 a.m. on August 20, 1977. After clearing Customs and Immigration, and immediately prior to debarking, Ed went to the Purser's office where he observed two of the ship's officers engaged in conversation. He approached them and handed a note.,.written the previous evening on the ship's stationery, to the officer who appeared to be the most senior. Upon taking the note, sealed in an envelope and addressed to the "Soviet Ambassador" on the face thereof, the recipient officer asked, "What is this for?" Ed gave no reply and immediately departed the ship. The note read as follows: CONFIDENTIAL -4- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 "I am a career American Naval Officer, stationed in the New York City area, and will retire in six years. I am interested in making additional money prior to my retirement and can provide you with information which may be of interest to you. If you are interested, telephone me at (201) 922-9724 at 11:45 a.m., August 30, 1977. Ask for Ed." (U) CONFIDENTIAL -5- Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 The Target Nibbles at the Bait The telephone number indicated in the note passed to the ship's officer was assigned to a public telephone booth located in the parking lot o:f the Castle Diner at the intersection of State Route #33 and West Jumping Brook Road, near Exit #100 of the Garden State Parkway (a major North-South highway) in New Jersey. On August 30, 1977, Ed, in military uniform, stood by this telephone booth at the designated time and, sure enough, the phone rang. .(U) First Contact Site (U) When Ed picked up the receiver, a heavily accented male voice said, "Hello Ed, we have received your letter and were pleased to get it. To make sure we're talking to the right person, what was your cabin number on the ship?" Upon Ed's immediate and correct response, the caller, who identified himself simply as "Jim," stated, "We'd like to meet with you tomorrow night at Queens Boulevard and 56th Street in New York City." Ed, expressing CONFIDENTIAL -6- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 CONFIDENTIAL reluctance to travel that far and to be away from his job and home for any length of time, requested the contact occur closer to his place of employment in New Jersey. The caller then suggested they meet at the New York City location, but on Saturday --- a nonworkday. Ed again indicated his unwillingness to meet in New York City, to which Jim thereupon advised he would check with his superiors; attempt to arrange a meeting closer to Ed's place of employment; and call him back on Wednesday, September 7, 1977, at the same time and telephone number. Before terminating the conversation, Jim asked for, and received, a description of Ed's automobile. (U) *N.B.: Since this first telephone contact was not monitored and/or recorded, the identity of the caller remained unknown for the time being. However, Ed's responses were deemed to be in keeping with the role he was attempting to play, i.e., a "volunteer" quite concerned about his personal security; and sufficiently enticing for the Soviets to initiate a follow-up contact. (C) CONFIDENTIAL -7- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 CONFIDENTIAL The Target's Interests Begin to Surface At the appointed time and place, on September 7, 1977, Ed received a telephone call from Jim; however, it was a terse, one-way conversation with the latter instructing Ed to immediately proceed to another public telephone booth located in front of a Sears Roebuck Store in Asbury Park, New Jersey, where he would be called again in exactly 30 minutes. Ed hurriedly complied with the instructions and, true to Jim's word, received a second, albeit equally brief telephone call in which Jim told him to retrieve a magnetic "hide-a-key" container attached to the underside of the phone booth's shelf; to read the message contained therein; and to await a return call in 15 minutes. The message is reproduced. as follows: (U) Bello, II. u you ?t derstand we are ready to soeept y-,- proposal. ZLC t nor t:as first thing for us to do Ia . to have a rrreoral mating where us candirmes all oonditiore of our future oooperetion. 1tt here we have s:.ie difficulties : according to our previor, conrarsation you can't meet with us in New YorZ. On the other side we are restricted by the 25 and can't go far than that without notification of the State Dept. Besides,1aw Jersey and eopcciasiy the place where you live and work is not the p_sce for our personal ;noting and further ojerations from the security point of view. In this situation we urge you to give a thorough considerationto our pro- posal to use your vacations for going to ' 'inianu, Guyana, Colussbia or .mica Where we can discuss with you all the questions under the utmost see1L;Lr_t neasures. Of course, all the expences will be paid (even if you go with your family.). Up to our, ner contact(conditions below) be very cautious and accu- sulete information. #11. We have already used your phone twice and :4 because of security we can't use it any longer. That's why for our next contacts use public p ass at MONIOUTh SEBVIC3 AREA located at the QklrJ', t STATE PI..f between exits 98 & 100. There are 5 Pub.. lip phones there. We'll use i63 I-9743 1 681-9744. Wait there for our call every last Saturday of sv.e month from 2 p.m. tIll 2.15 p.m.. As usual we sulk for Ed. Alternate times the same day, 8 p.m. - 8.15 p.a.. fill. Rtght now we can't discuss ourmatter to7S? the phone openly. That's why we prepared a qumations. CONFIDENTIAL -8- Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 I have a copy of theme questions (below) co wo don't need to read then over the phone. Just ^lce your short ana ra ("Tae" or ntam 110~Y'.'.~ number of question. A-3 you understand it's done cor the sake of time and #eourity. QUESTIO'_4S I. Are you an offioar on a+.a.ive duty? 2.Do you serve at a-navy base? 3.Do you work at a receaeh institute? _i nte-w e 5.Do you have clearance? ..6.Do you have access-t0 classified materials? 7. Do you have military information? 8.Do you have scientific information? I0. Do you have access to any information connect" with strategic system "TRIDZNT"2 II. Do you have any information about submarine waM- fare? I2.Do you have any information coansated with the construction of surface ships? 13.Do you have information about fire control eyta U. Do you have contacts with the NAVY INT LLIaCTI., I5.Do you have secret information prepared for 9 sing. to us .in the nearest future? I6.Ia it up-to-date information? 17.Ia it original material? 18.Is it film-a from secret document.?_ 19.Do you familiar with photo? 20. Doyou have oara? 2I. Can you take home olsssified stteriale frost yarn office? 22. Can you film or copy secret doomrnte? 23. Can you ? do it at home? 24.Can you do it at your office? 25. Do you have co ees to AD-.A ...AD-B sderofiehes? 26. Can u acouzalate doow ants(films or copies from them) for passing to as at a convenient plaoe. and time? 27.D0 you agree to pass your information to us through caches (hiding places)? 28.Do you agree to get money for it through caches? 29. Do you want to make all deals with us at perao- Dal meetipas? 30. Will you have your vacations this year? 31.Can you go to r.urope (Finland or Austria) during next (this) year vacations? (Ali expenoes will paid by us.) 32. Can you go to Latin Amerioa (Columbia or Jamaica)' during your vacations? 'Blank Yam. P. S. Bake necessary notes & destroy the letter. Best wishes.- CONFIDENTIAL -9- U) Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 As indicated, Ed received a third phone call 15 minutes later and during which he provided yes and no answers to the 32 questions listed in the message. In addition, Jim asked if any specific country was preferable and/or unacceptable for personal meetings, to which Ed replied that he had reservations about Guyana. Jim then confirmed that the Monmouth Service Area met with Ed's satisfaction for the next telephonic contact; repeated his instructions for continuing contacts there on the last Saturday of each month; and extended "best wishes" to Ed before hanging up. (U) *N.B.: This first written message to the asset, while primarily intended to test and measure his bona fides and informational access, nevertheless provided some interesting insights to the target's interests and intentions. First and foremost, the security precautions taken by the Soviet principal(s) portended the difficulties to be encountered in any attempts to effect his/their identification(s). Secondly, the specified Latin American third-country sites for personal. meetings were indicators of the Soviets' current perception of the most secure operational environments in the Western Hemisphere. Lastly, the query as to the asset's access to AD-A/AD-B microfiches (question ##25) confirmed the target's familiarity with the "Technical Abstract Bulletin," a quarterly publication of the Defense Documentation Center, U. S. Department of Defense, which lists technical reports that have been reduced to microfilm. (C) . CONFIDENTIAL -10- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 CONFIDENTIAL A KGB Principal is Identified Ed appeared at the bank of public telephone booths located in the Monmouth Service Area of the Garden State Parkway on September 24, 1977, and received a call` from Jim on schedule. The call simply instructed him to drive south on the Parkway to the Herbertsville Picnic Area, where he should retrieve a crushed Marlboro cigarette package placed at the foot of a "Do Not Drive on Shoulder" road sign; read the message contained therein; and continue south to the town of Toms River, New Jersey, where he should await a follow-up call, at 3:00 p.m., at the public telephone booth located directly in front of a "Two Guys Store." (U) Herbertsville Picnic Area at southbound mile marker ##94.6 on the Garden State Parkway, New Jersey (U) CONFIDENTIAL -11- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 September 24, 1977, dead drop site (U) . As instructed, Ed proceeded to the dead drop site and retrieved the.apparently discarded cigarette package. A lengthy message secreted therein addressed long-range objectives and modus operandi; the expectation of large cash payments with cautionary advice as to how such monies should be handled; a "shopping list" of coveted informational topics; specific instructions for the next scheduled dead drop activity; and the wherewithal to maintain "constant conditions of connection" in the United States and abroad should current contact channels be interrupted. After reviewing the message, Ed immediately drove on to Toms River to receive Jim's follow-up call, the purpose of which turned out to be simple verification that the drop had been cleared and conditions for the next scheduled activity were acceptable to Ed. (U) Ed's personal value to this counterintelligence operation, already established by his deportment in playing the "volunteer" role, was further enhanced by his reported observations as he passed through the Herbertsville Picnic Area. During an operational debriefing, Ed recalled seeing a blue Plymouth automobile parked in the rest stop and a CONFIDENTIAL -12- Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 portion of its New York State license plate number. Based on this reporting, the vehicle's registration was traced to Rudolf P. Chernyayev, employed as a Personnel Officer at the United Nations Secretariat, and known to the FBI as an officer of the Soviet Committee for State Security (KGB). (C) Condit ono o~ ,F irson pe _ we iAg in leinki Pinla6d. I. ta: of meeti , c>[~:`1~ti.Snndep o! ,4%atie~ each year. 2.~ Place of ,fie tin :' litranoe of the "Cafe". ToT ron a u streetox ,qr of.. Tbironkatu & man_ nerheimintil 4tr, ), .] ele nki.. 'Fin nd. 3. ss ords s four contact : "1i zcu60 me o rihera I can see the 4me' iigari .movie" "Ths Deb here in ...lalsir ?" You : "I'm not sera' of "Tie Deep" but you eon see "Star wars" somewhe- re downtown." 4. Time of meeting:, 7:30`p.m. (tOoal time) 5~. `You are to have a "Time* muazimo in your ri 6. Alternate meeting: one week later, the same time and placed Enclosure to KGB's message of September 24, 1977, establishing "constant conditions of connection" abroad. The succeeding two pages depict the text of the message. (U) CONFIDENTIAL -13- Approved For Release 2008/03/26: CIA-RDP02TO6251 R000600010001-7 Approved For Release 2008/03/26: CIA-RDP02T06251 R000600010001-7 Ia this letter aye would.=like'to draw `your at`tent .to ooh, ports which are -of- great'}' a pox# ion for u -ts of money to .your salary as a.:result' of our co. operation. T3iese amounts might, be as great as ,thou sands,